Indiana CLE - Business Law Courses
This is a listing of Business Law CLE Courses for Indiana. Please make your selection below of Indiana CLE courses. Click "Add To Cart" to purchase Individual CLE Courses. For more information about a particular CLE course, click on the "More Info" link. Click the "Preview" button to view a short preview of the course.
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Owners’ Agreements for Start-Ups and Relatively New Companies
Every corporation or limited liability company with more than one owner should have a written agreement that, at the very least, sets forth the agreed terms respecting governance of the company. The most obvious of these are the pre-agreed terms as to how managerial decisions will be made and by whom. Many of these agreements also include buy-sell terms, i.e. terms that apply when an owner suffers a “Buy-Sell Event” such as death, disability, retirement, loss of license, etc. This CLE p... More Info
$751.3General Credits -
Insurance Implications for Cannabis Lawyers
This CLE course will review how insurance works (or doesn’t work) in cannabis related business and what options attorneys have for advising their clients appropriately. Ms. Greenberg touches upon the types of insurance needed within cannabis industry niches. More Info
$501General Credit -
Introduction to Cannabis Law and Medical Programs
This CLE course begins with medical education from one of New York’s leading voices in medical cannabis, Dr. Bernie Lee, as he explains cannabis and the endocannabinoid system. Dr. Lee explains the important differences between THC and CBD: what they are, the effect of each on the human body, and why it matters when it comes to how marijuana is regulated through medical programs. Patricia Heer, Esq., follows Dr. Lee with a basic introduction into the legislation that has been enacted... More Info
$501General Credit -
Litigation Strategies for Ending Prohibition
This CLE course begins with a historical overview of cannabis law in the United States, starting as far back as 1900 and bringing us to the present day – while highlighting key points along the way that shaped policy, perception, and laws regarding marijuana. Mr. Holland discusses and explains the different claims that have been made in attempt to reclassify cannabis including very recent, and somewhat confusing, judicial decisions. With an eye on the future, Mr. Holland shares his opinion abo... More Info
$501General Credit -
Market Regulation Priorities: Detecting and Preventing Misconduct
This CLE program provides updates on market regulation priorities, including current initiatives and rulemaking. This session focuses on market regulation priorities and sweeps. Panelists will share thoughts on equities, options and fixed income compliance programs. After attending this session, you will be able to: Understand Market Regulations’ initiatives, priorities and significant matters. Discuss major developments in equities, fixed income and options markets surveillance. D... More Info
$501General Credit -
Outside Business Activities and Private Securities Transactions
This CLE program will provide guidance on effective practices for monitoring outside business activities and supervising private securities transactions. FINRA panelists discuss common OBA deficiencies found during examinations. Panelists share effective practices regarding policies and procedures for identifying, documenting and disclosing OBAs. FINRA will also discuss the recently proposed rule changes related to OBAs and PSTs. After attending this session, you will be able to: Unde... More Info
$501General Credit -
Protecting Your Cannabis Intellectual Property
This CLE course begins with an overview of how intellectual property law works and the various protections available through trademarks, copyrights, patents and licensing. Ms. Bernstein explains what types of cannabis business are federally prohibited from trademark protection and offers insight into other avenues available – and the issues that might arise – when you advise your clients on protect their cannabis related assets. More Info
$501General Credit -
The Realities of Regulation: Regulating Adult Use After Legalization
This CLE program is presented by Shaleen Title, Commissioner of Massachusetts Cannabis Control Commission. She shares insight into the creation of the commission and their work in creating appropriate regulations within a complex political and economic structure. Commissioner Title shares insight with attendees regarding how regulations are actually shaped, what surprises she has faced, and lessons she has learned along the way. More Info
$751.4General Credits -
Common Examination Findings and Effective Compliance Practices (Medium and Large Firm Focus)
This CLE program provides guidance on common deficiencies noted during FINRA examinations of medium and large firms.. Industry practitioners discuss taking proactive compliance measures and corrective action in response to examination deficiencies and recommendations. Senior FINRA staff discuss the exam process from their perspective and provide examples of best practices. After attending this session, you will be able to: Understand the FINRA examination process and effective practice... More Info
$501General Credit -
Enforcement Initiatives, Developments and Priorities
This CLE session provides an overview of the newly restructured Enforcement department, including how the department works with examination and surveillance groups across FINRA to develop Enforcement matters. The session will highlight some of the changes that Enforcement has recently implemented to its business process. Panelists will also discuss developments and trends in enforcement, including enforcement priorities and the principles that guide Enforcement’s decision-making. Panelists h... More Info
$501General Credit