Raising capital is a defining challenge for emerging businesses, and each stage of the process brings unique legal and regulatory considerations. This CLE program guides attorneys through the progression of startup financing, from early founder contributions to public offerings, with a focus on how counsel can add value and mitigate risk at every step.

This Program Explores:

• Stage 1: Founder financing and initial capitalization
• Stage 2: Friends-and-family rounds and crowdfunding strategies
• Stage 3: Private offerings involving angel investors, venture capital, and institutional investors under SEC Regulation D
• Stage 4: Public capital raises through IPOs and Regulation A “mini-public offerings”

Attorneys will gain practical insights into advising startups on securities compliance, investor relations, and strategic planning, while anticipating the challenges that arise as companies scale.