As fraud schemes become more complex, legal professionals play a vital role in protecting investors and guiding firms through each stage of a fraud event. This CLE session offers a practical look at the full lifecycle of a fraud scheme—from investor targeting to post-incident recovery—and outlines legal strategies for effective response and prevention.

This CLE course will cover how to identify common fraud tactics, engage with victims and outside parties, manage legal risks during a fraud event, and implement safeguards to prevent repeat victimization. The session also highlights key tools and resources attorneys can leverage to strengthen investor protection and compliance efforts.