Utah MCLE - Securities Law Courses
This is a listing of Securities Law CLE Courses for Utah. Please make your selection below of Utah CLE courses. Click "Add To Cart" to purchase Individual CLE Courses. For more information about a particular CLE course, click on the "More Info" link. Click the "Preview" button to view a short preview of the course.
MCLE Courses Available on DVDs, Audio CDs, USB Stick, Online & iOS/Android App and Live Webinars!
Instantly Print Your MCLE Certificates
-
Live WebinarThursday, October 16, 202511:00 AM - 1:00 PM Eastern Time (EDT)
Live Webinar: Representing the Startup Enterprise Through the “Four Stages” of Capital Formation
Raising capital is a defining challenge for emerging businesses, and each stage of the process brings unique legal and regulatory considerations. This CLE program guides attorneys through the progression of startup financing, from early founder contributions to public offerings, with a focus on how counsel can add value and mitigate risk at every step. This Program Explores: Stage 1: Founder financing and initial capitalization Stage 2: Friends-and-family rounds and crowdfunding str... More Info
$1002General Credits -
On-DemandCD/DVD/USB, Online, iOS/Android App
The State Of The Art of Investment Advisor Regulations
This CLE course explores the latest developments in Investment Adviser Regulation, focusing on practical steps for investment advisers in light of the Fifth Circuit's decision to vacate the SEC's recent Private Investment Adviser regulations. We'll examine why the SEC chose not to appeal the ruling and discuss the implications. The course will also cover emerging trends and best practices in artificial intelligence, the Marketing Rule, and other recent regulatory changes. Addit... More Info
$501General Credit