Utah MCLE - Securities Law Courses

This is a listing of Securities Law CLE Courses for Utah. Please make your selection below of Utah CLE courses. Click "Add To Cart" to purchase Individual CLE Courses. For more information about a particular CLE course, click on the "More Info" link. Click the "Preview" button to view a short preview of the course.

MCLE Courses Available on DVDs, Audio CDs, USB Stick, Online & iOS/Android App and Live Webinars!

Course Media Options

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  • Live Webinar
    Thursday, February 16, 2023
    1:00 PM - 2:00 PM Eastern Time (EDT)

    Live Webinar: Form CRS: Practical Considerations for Attorneys

    Every attorney who is in the position of referring a client to a financial professional or firm needs to be aware of the firm's CRS, a new 2- to 4-page disclosure document that SEC-regulated firms must deliver to their clients. The CRS was adopted to help investors understand the different standards of care that apply to their financial professionals (investment advisers vs. broker-dealers vs. dual registrants), as well as conflicts of interest embedded in the firm's way of doing busi... More Info

    $50
    1General Credit
  • Live Webinar
    Tuesday, February 28, 2023
    12:00 PM - 1:15 PM Eastern Time (EDT)

    Live Webinar: Skip Tracing for Lawyers

    Attorneys in most areas of practice, especially trust and estates, personal injury, malpractice, debt collection and real estate law occasionally encounter situations requiring the location of missing people. This includes heirs, beneficiaries, witnesses, shareholders and debtors. In many instances, with the proper knowledge, resources and creativity, lawyers may be able to locate these absentees without having to retain the services of private investigators or skip tracers. This conti... More Info

    $50
    1.25General Credits
  • Live Webinar
    Wednesday, March 1, 2023
    1:00 PM - 2:00 PM Eastern Time (EDT)

    Live Webinar: Cyber Security and Cyber Breach: What Lawyers and Their Law Firms Need to Know Now

    This CLE program will discuss cyber security, the consequences of a cyber breach, including ethical considerations, and cyber insurance. In the U.S., we are faced with 50 state laws on data privacy and security. If your business holds personal information from a resident of a particular state, what legal and ethical obligations apply to your firm, and to your clients, under that state’s law? The FTC also watches to ensure that companies are complying with their posted privacy policies. Non-com... More Info

    $50
    1General Credit
  • Live Webinar
    Thursday, April 27, 2023
    11:00 AM - 12:00 PM Eastern Time (EDT)

    Live Webinar: Antitrust Regulatory Developments

    A full description of this course will be coming soon. Stay tuned! More Info

    $50
    1General Credit
  • On-Demand
    CD/DVD/USB, Online, iOS/Android App

    The Intersection of Cannabis Law, Real Estate, and Local Government Policy

    When most attorneys think of cannabis law, they think regulatory, transactional, maybe even some litigation and M&A, but what most don't realize is that one of the most challenging parts of the cannabis industry is real estate. All cannabis business licenses are tied to a piece of real estate, and the state and local regulations that dictate what properties are permissible for cannabis businesses vary greatly. Between local land use, real estate transactions, complex sale leaseback a... More Info

    $50
    1General Credit
  • On-Demand
    CD/DVD/USB, Online, iOS/Android App

    Building a Successful Solo Mergers and Acquisitions Practice

    This CLE program will focus on the tools needed to add a successful mergers and acquisition practice in your firm.. Take a step-by-step look at key issues including: what is an M&A practice, flowcharts, checklists, practice tips, software suggestions and client management hints. More Info

    $50
    1General Credit
  • On-Demand
    CD/DVD/USB, Online, iOS/Android App

    GRAT and Valuation Planning After CCA 202152018: What Practitioners Need to Know

    CCA 202152018, released on December 30, 2021 has critical impact on grantor retained annuity trusts (GRATs). The CCA addresses a common valuation challenge: what consideration should be given to a potential sale in valuing an asset? Often there is a long continuum from: no sale, to discussions with potential buyers, to a letter of intent, to a binding contract, etc. Where the business is on this continuum will affect how an appraiser evaluates the possible implications of the potenti... More Info

    $50
    1General Credit

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