Utah MCLE - Securities Law Courses
This is a listing of Securities Law CLE Courses for Utah. Please make your selection below of Utah CLE courses. Click "Add To Cart" to purchase Individual CLE Courses. For more information about a particular CLE course, click on the "More Info" link. Click the "Preview" button to view a short preview of the course.
MCLE Courses Available on DVDs, Audio CDs, USB Stick, Online & iOS/Android App and Live Webinars!
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Live WebinarFriday, October 16, 20262:00 PM - 3:00 PM Eastern Time (EDT)
Live Webinar: Compliance as a Business Strategy: Identifying, Preventing, and Mitigating Corporate Risk
This CLE course will examine how effective compliance programs can protect and even enhance an organization’s operations, reputation, and shareholder value using real DOJ cases. You will learn the steps to take for: Establishing best practices for risk prevention Identify regulatory risks and basic red flags Implement practical mitigation strategies, and Understand the crucial actions to take when a risk materializes or seems imminent. If followed, these skills will enable y... More Info
$501General Credit -
On-DemandCD/DVD/USB, Online, iOS/Android App
Representing the Startup Enterprise Through the “Four Stages” of Capital Formation
Raising capital is a defining challenge for emerging businesses, and each stage of the process brings unique legal and regulatory considerations. This CLE program guides attorneys through the progression of startup financing, from early founder contributions to public offerings, with a focus on how counsel can add value and mitigate risk at every step. This Program Explores: Stage 1: Founder financing and initial capitalization Stage 2: Friends-and-family rounds and crowdfunding str... More Info
$1002General Credits