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New Mexico CLE - Business Law Courses

This is a listing of Business Law CLE Courses for New Mexico. Please make your selection below of New Mexico CLE courses. Our courses are available on CDs, DVDs, Online & Mobile App. Click "Add" to purchase Individual CLE Courses. For more information about a particular CLE course, click on a course name.

Business Law Courses

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Total Credits:
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Ethics Credits
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Detecting, Preventing, and Investigating Fraud and Misappropriation

This CLE program provides information regarding current fraud schemes from the front line regulators. After attending this session, you will be able to: Understand emerging trends in securities fraud and identify potential threats. Identify potential red flags associated with different types of financial fraud. Know who to contact to report potential fraud.

General Credits
1
Price$50

Navigating the Clearing Firm Relationship: 2017 FINRA Annual Conference

This CLE program provides an overview of the roles and responsibilities of clearing and introducing firms. This session is intended to assist firms in making the most of the relationship with their clearing firm. Panelists discuss the roles and responsibilities of clearing and introducing firms, types of reports and services that clearing firms offer, and practices for integrating these tools into introducing firms’ compliance processes. After attending this session, you will be able to:...

General Credits
1
Price$50

Bonds: 2017 and Beyond

This CLE session provides insights and observations from FINRA staff and industry practitioners on the existing trading environment for the fixed income market. Panelists will discuss the current state of liquidity within various fixed income products. Panelists will cover the potential impacts of a rising interest rate. Panelists will also discuss how they mitigate some of these impacts and deal with periods of volatility. Topics discussed: Understand the views of market participants...

General Credits
1
Price$50

Cybersecurity Threats and Loss Prevention (Medium and Large Firm Focus)

This CLE program provides guidance on useful practices for protecting customer information, what to do in the event of a data breach and tackling other cyber security situations. Every firm needs a cybersecurity program. Is your current plan as comprehensive or robust as it should be? Are you effectively protecting your firm and your clients from threats? Whether you're just starting out or updating a well-documented approach, this session will provide actionable best practices and highlight...

General Credits
1
Price$50

Enhancing Your Product Knowledge: 2017 FINRA Annual Conference

This CLE program provides guidance on steps firms can take to comply with their due diligence obligations. Panelists discuss the features of popular complex products and their role portfolio diversification. After attending this session, you will be able to: Discuss industry trends with regards to new products. Review due diligence process when on-boarding new products. Establish product training in your own firms. Learn about new investment product development. Identify risk asso...

General Credits
1
Price$50

Hot Topics in AML

This CLE program provides guidance on suspicious activity monitoring and other hot topics in AML (anti-money laundering). There is no shortage of "hot topics" in the Anti-Money Laundering (AML) compliance. As the industry has taken a leading approach to address and combat money laundering risks, this panel will discuss current and emerging AML hot topics. After attending this session, you will be able to: Understand AML program requirements. Identify and describe FINRA’s AML initiativ...

General Credits
1
Price$50

Outside Business Activities and Private Securities Transactions

This CLE program will provide guidance on effective practices for monitoring outside business activities and supervising private securities transactions. FINRA panelists discuss common OBA deficiencies found during examinations. Panelists share effective practices regarding policies and procedures for identifying, documenting and disclosing OBAs. After attending this session, you will be able to: Understand the challenges firms are facing related to OBAs and PSTs. Develop effective pr...

General Credits
1
Price$50

Hot Topics in Copyright Law

This CLE program will focus on the current state of copyright law. Listen to a star-studded panel from Frankfurt Kurnit Klein & Selz's IP Litigation Group as they present a rundown of the latest developments. Topics include: Copyright ownership of film, video and other content Defending small copyright claims Copyright ownership of graffiti and other “street” art Star Athletica and ownership of cheerleader uniform designs and other fashion executions Recent cases affecting copyrig...

Total Credits
3
Incl. 1 Ethics
Price$150

A Legal Guide to Social Media Advertising around the Globe

Truth in advertising becomes even more complicated when social media is thrown into the mix. In this format, what exactly constitutes advertising, and what are the rules that advertisers muse adhere to? This CLE course will offer a detailed look at advertising in the social media age and include discussions of transparency, sponsorship, endorsements, user-generated content, and affiliate marketing. The course will provide an overview of FTC guidelines and case studies describing how those gui...

General Credits
1
Price$50

Legal Issues of Social Media & Advertising in the US and Around the Globe

Social media has opened vast new avenues for advertising through channels that can cross the globe in a matter of keystrokes. But with these new opportunities come the rules and regulations that guide the type of advertising permissible, whether it relates to advertising text and images or usability and transparency. This CLE course will explore the ins and outs of social media advertising including issues of jurisdiction when advertising overseas, referral based advertising and the ub...

General Credits
1
Price$50
New Mexico attorneys may earn up to 4 hours of CLE credit including 2 hours of ethics using self-study programs from National Academy of Continuing Legal Education. To view our full accreditation details, please click here.


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