Indiana CLE - All Courses
This is a listing of CLE Courses for Indiana. Please make your selection below of Indiana CLE courses. Click "Add To Cart" to purchase Individual CLE Courses. For more information about a particular CLE course, click on the "More Info" link. Click the "Preview" button to view a short preview of the course.
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Gamification, Mobile Apps and Digital Engagement
Panelists share insights into the developing world of digital engagement practices, including gamification, in broker dealers’ mobile apps, marketing, and online platforms. Attend this session to hear how compliance and regulatory experts are responding to the rapidly developing use of data analytics to drive digital communications. Panelists discuss risks and benefits of digital engagement features and how to supervise them effectively. After attending this session, you will be... More Info
$501General Credit -
Gamification, Social Media, and Digital Communications Perspectives
Attend this session to hear how regulatory experts are evaluating the rapidly changing world of digital communications to capture investors’ attention and influence their behavior. The panel discusses risks and benefits of gamification features on broker-dealers’ apps and websites, and also considers the effects of digital marketing, notifications and alerts, and the increased impact of social media during the pandemic and beyond. More Info
$501General Credit -
General Brokerage and Supervision
This CLE program will address advertising sales practice issues applicable to general brokerage firms and their registered representatives. FINRA staff and industry practitioners will discuss advertising compliance and sales practice issues applicable to general brokerage firms and their registered representatives. Industry panelists explore advertising compliance challenges and explain how they address the advertising rules with respect to the creation and preparation of marketing ma... More Info
$501General Credit -
Getting the Deal Done: A Discussion of Common Pitfalls Facing Dealmakers When Negotiating Film and TV Deals
Recent high-profile cases demonstrate that even among the most experienced dealmakers, failing to pay sufficient attention to the details of some of the most common agreements can result in cratered deals, strained relationships and expensive disputes. With so much at stake, producers, writers, directors and financiers need to know when they are exposing themselves to these unnecessary risks. But how? This CLE program will focus on some of the biggest legal and business traps facing dealmakers... More Info
$501General Credit -
Green Cards, Visas, & Naturalization During Covid-19 - Oh, My!
This CLE Presentation provides an overview of the employment-based green card and visa categories as well as the recent Executive Orders issued by President Trump. Topics covered in-depth include EB-1, EB-2 NIW and PERM-based green cards. Topics touched upon include employment-based visas which are not affected by the Executive Orders, including E, O, P, R, TN and certain J-1 visas, as those visas may be used in lieu of the prohibited green cards and visas while the Executive Orders are enfo... More Info
$501General Credit -
Gun Free School Zones Act vs Federal Preemption
The Gun Free School Zones Act course will discuss Robert Dorf, Esq.'s theory of Federal Preemption by which it is argued that GFSZA preempts and supersedes State Law and especially the Search and Seizure / Stop and Frisk law of the State of New York as compared to Federal Fourth Amendment law as set forth by the Supreme Court of the United States. The course discusses current / proposed weapons detection and warnings technologies available or being developed to protect public, private and par... More Info
$501General Credit -
Healthcare Arbitration Agreements: Developments in the Law, and Hurdles to Enforcement
Binding arbitration agreements between nursing homes and their residents have faced consistent hostility from courts and legislatures. Although the law in this area is rapidly evolving, for the moment, these agreements are fully enforceable under the Federal Arbitration Act. This CLE presentation will provide an overview of arbitration agreements in the nursing home context, as well as practical suggestions for drafting and enforcing these agreements in court. More Info
$501General Credit -
High-Risk Activity Impacting Retail Investors
Join FINRA staff as they share helpful insight on identifying and assessing activity of registered representatives as high risk and how that intelligence can be more broadly used to assess risk across and within branch offices. Upon completion, you will be able to: Learn effective practices for identifying and mitigating risk in the hiring process. Summarize ways to identify indications of high-risk activity as part of ongoing supervision, and ways to mitigate such risk, including heightene... More Info
$501General Credit -
Hook, Line and Sinker: Tackling More Challenging Disability Cases
This CLE program will explore the benefits that are available to adults and children from the Social Security Administration that have a medical determinable impairment that prevents them from engaging in work activity or functioning for a period of 12 months or more. In particular, we will focus on the lesser known benefit options available including benefits for children, benefits for widow/widowers, benefits for disabled adult children and benefits for individuals with work history complica... More Info
$501General Credit -
Horsesense and Nonsense: Why Equine Law is Not That Simple
Avery S. Chapman, founding Chair of The Florida Law Equine Law Committee, will share common and often unusual intersections of Law and Horses. The unique nuances of the equine industry often lead attorneys into unwary traps when counsel believes they can quickly become proficient in this area of law. This CLE presentation will address Equine Law issues, providing strategies and solutions(TM) concerning horses, equine business concerns and selected related real estate issues. This cou... More Info
$501General Credit