Live Chat with a CLE Manager
Continuing Legal Education courses for Attorneys
You are viewing courses for Georgia. Select a Different State.
View GA Accreditation Info

Georgia CLE - Business Law Courses

This is a listing of Business Law CLE Courses for Georgia. Please make your selection below of Georgia CLE courses. Our courses are available on CDs, DVDs, Online & Mobile App. Click "Add" to purchase Individual CLE Courses. For more information about a particular CLE course, click on a course name.

Business Law Courses

Sort By:CreditsTitle
Total Credits:
0
Ethics Credits
0

NYS Compassionate Care Act, NJ Compassionate Use Act and Proposed Amendments

This CLE program features a panel of speakers discussing the NYS Compassionate Care Act, NJ’s Compassionate Use Act and its potential expansion. Expansion of the current medical program regulations will include additional qualifying conditions, expanded product lines, and the possibility of additional registered organizations (“dispensaries”). Topics include the process of patient registration, the challenges of being in business, and some of the legal & regulatory matters regarding bu...

General Credits
1.5
Price$75

Outside Business Activities and Private Securities Transactions

This CLE program will provide guidance on effective practices for monitoring outside business activities and supervising private securities transactions. FINRA panelists discuss common OBA deficiencies found during examinations. Panelists share effective practices regarding policies and procedures for identifying, documenting and disclosing OBAs. FINRA will also discuss the recently proposed rule changes related to OBAs and PSTs. After attending this session, you will be able to: Unde...

General Credits
1
Price$50

Protecting Your Cannabis Intellectual Property

This CLE course begins with an overview of how intellectual property law works and the various protections available through trademarks, copyrights, patents and licensing. Ms. Bernstein explains what types of cannabis business are federally prohibited from trademark protection and offers insight into other avenues available – and the issues that might arise – when you advise your clients on protect their cannabis related assets.

General Credits
1
Price$50

The Realities of Regulation: Regulating Adult Use After Legalization

This CLE program is presented by Shaleen Title, Commissioner of Massachusetts Cannabis Control Commission. She shares insight into the creation of the commission and their work in creating appropriate regulations within a complex political and economic structure. Commissioner Title shares insight with attendees regarding how regulations are actually shaped, what surprises she has faced, and lessons she has learned along the way.

General Credits
1.4
Price$75

Common Examination Findings and Effective Compliance Practices (Medium and Large Firm Focus)

This CLE program provides guidance on common deficiencies noted during FINRA examinations of medium and large firms.. Industry practitioners discuss taking proactive compliance measures and corrective action in response to examination deficiencies and recommendations. Senior FINRA staff discuss the exam process from their perspective and provide examples of best practices. After attending this session, you will be able to: Understand the FINRA examination process and effective practice...

General Credits
1
Price$50

Effective Processes for Suspicious Activity Monitoring and Investigations

This CLE program provides guidance on suspicious activity monitoring and investigations in AML (anti-money laundering). Panelists discuss how to establish and implement policies and procedures as well as obligations for firms. Attendees will gain an understanding of the anti-money laundering regulations and steps firms can take to protect their organization. After attending this session, you will be able to: Understand AML program requirements. Discuss efficient practices on identifyi...

General Credits
1
Price$50

Enforcement Initiatives, Developments and Priorities

This CLE session provides an overview of the newly restructured Enforcement department, including how the department works with examination and surveillance groups across FINRA to develop Enforcement matters. The session will highlight some of the changes that Enforcement has recently implemented to its business process. Panelists will also discuss developments and trends in enforcement, including enforcement priorities and the principles that guide Enforcement’s decision-making. Panelists h...

General Credits
1
Price$50

Implementing a Risk-Based Program and Identifying Red Flags

This CLE program provides guidance on implementing an effective risk-based branch office inspection program. After attending this session, you will be able to: Understand FINRA’s Member Regulation Department’s approach to executing risk-based cycle and branch exams. Gain insight into how member firms prepare for, facilitate and learn from risk-based regulatory examinations along with effective practices from the FINRA perspective. Understand how FINRA uses technology, tools and data...

General Credits
1
Price$50

Suitability, Supervision and Surveillance

This CLE program addresses key issues regarding compliance with the suitability rule. Panelists discuss key issues regarding compliance with the suitability rule. They provide practical advice on how firms and registered representatives can better understand customers and securities in order to comply with the suitability rule. They also discuss the intersection of suitability requirements with recent timely industry issues, such as senior customers, sales of complex products, IRA rollovers,...

General Credits
1
Price$50

Common Examination Findings and Compliance Effective Practices for Institutional Firms

This CLE program provides guidance on common deficiencies noted during FINRA cycle examinations of institutional firms, and issues that result in a cautionary letter. Industry practitioners discuss their experience during examinations and taking corrective action and updating compliance procedures and practices based on lessons learned from common examination deficiencies. After attending this session, you will be able to: Understand the FINRA examination process and how to create effe...

General Credits
1
Price$50
National Academy of CLE is a provider of CLE courses in Georgia, approved by the Georgia Commission on Continuing Lawyer Competency, sponsor #3730. To view our full accreditation details, please click here.


States where Nacle.com Offers CLE Courses On DVDs, Audio CDs, Online & iOS/Android App (Continuing Legal Education):
Alaska CLE | Alabama CLE | Arizona CLE | California MCLE | Colorado CLE | Connecticut CLE | Washington DC CLE | Delaware CLE | Florida CLE | Georgia CLE | Hawaii CLE | Iowa CLE | Idaho CLE | Illinois MCLE | Indiana CLE | Kentucky CLE | Louisiana CLE | Massachusetts CLE | Maryland CLE | Michigan CLE | Missouri CLE | Mississippi CLE | North Dakota CLE | Nebraska CLE | New Hampshire CLE | New Jersey CLE | New Mexico CLE | Nevada CLE | New York CLE | Ohio CLE | Oklahoma CLE | Oregon CLE | Pennsylvania CLE | Rhode Island CLE | South Dakota CLE | Tennessee CLE | Texas CLE | Utah CLE | Virginia CLE | Virgin Islands CLE | Washington CLE | Wisconsin CLE | West Virginia CLE | Wyoming CLE | Online CLE Courses | Live CLE Calendar | NY BTG CLE | Teach at the Academy | F.A.Q. Hardship Policy | Terms And Conditions | Contact Us | iOS/Android App | Account Login | Unlimited CLE | Sitemap | Mobile Site
Copyright © 2000 - 2019 National Academy of Continuing Legal Education. All Rights Reserved.