Georgia CLE - All Courses

This is a listing of CLE Courses for Georgia. Please make your selection below of Georgia CLE courses. Click "Add To Cart" to purchase Individual CLE Courses. For more information about a particular CLE course, click on the "More Info" link. Click the "Preview" button to view a short preview of the course.

CLE Courses Available on DVDs, Audio CDs, USB Stick, Online & iOS/Android App!

Course Media Options

Instantly Print Your CLE Certificates

All Courses
  • Client Intakes: Tips for Effective Sign-Ups

    Never underestimate the power of a first impression. That’s what a client intake is! For both you and your client. It’s the initial event that sets the tone for the (often) long-term relationship you enter with that perspective client. It’s also the time for you to begin considering case strategy, deposition preparation, and potential evidence. All this assumes you even want to take on this case, which you may not. This program will explore and highlight the core aspects of a new client intake... More Info

    $50
    1General Credit
  • Post-Pandemic Bankruptcy Mediation: A New Chapter and New Solutions

    A panel of Bankruptcy experts, led by Hon. Elizabeth Stong and former Judge Melanie Cyganowski will discuss the use of mediation to settle Bankruptcy proceedings, with a particular emphasis post pandemic solutions. Our speakers will provide an overview of Bankruptcy Proceedings, with an emphasis on the areas that are particularly appropriate for mediation. Then, they will conduct a “Master Class,” demonstrating how a Fraudulent Conveyance Mediation unfolds, followed by a Round-table... More Info

    $125
    2.5General Credits
  • Change is the Only Constant: Foreclosure Statute of Limitations, Trial Practice, and Covid-19 Procedures

    Due to the Covid-19 pandemic, and the fact that New York foreclosures have largely been in a dormant state for over a year, chances are you may have taken your eyes off recent developments. However, newly imposed court procedures, Administrative Orders, and significant case law from the Appellate Divisions and Court of Appeals, have changed how foreclosures will be handled once the moratoriums are fully lifted. This CLE provides foreclosure Plaintiff and Defendant attorneys with import... More Info

    $75
    1.5General Credits
  • Enforcement Developments

    This session provides an overview of new developments and trends in Enforcement, including Enforcement priorities. Panelists discuss how a matter finds its way to Enforcement and what happens while in Enforcement. Panelists highlight noteworthy decisions and settlements that illustrate FINRA priorities and provide a view into the process. Panelists also provide guidance on regulatory and compliance practices. More Info

    $50
    1General Credit
  • Regulation Best Interest and Form CRS: Recent Observations and What to Expect

    Attend this program to hear how firms are complying with Regulation Best Interest (Reg BI) and Form CRS (client relationship summary) rules. Join FINRA staff and industry panelists as discuss issues and observations about how firms are complying with the rules. Panelists share what they are seeing during compliance examinations, effective practices, and resources available to help firms comply with future initiatives. After attending this session, you will be able to: Discuss... More Info

    $50
    1General Credit
  • Ethical Considerations in Conducting Investigations

    Investigations by lawyers are an essential element of most litigation matters. Ethics rules make it clear what lawyers can say and do and they also outline what investigators can do on the attorney’s behalf. This CLE presentation will provide a strong understanding of the ethical issues involved in conducting investigations. The course will address the following topics: Understanding what investigators can and cannot do Knowing the difference between ethical violations and crimina... More Info

    $50
    1Ethics Credit
  • FINRA’s Examination and Risk Monitoring Program

    Attend this session to learn about the firm grouping structure and lessons learned during implementation. During this session, you will hear discussions around the firm grouping structure, lessons learned as a result of transformation, and what firms can expect going forward. After attending this session, you will be able to: Understand new organizational structures in the Exam, Specialist and Risk Monitoring Programs Discuss Risk Monitoring activities Discuss what firms can... More Info

    $50
    1General Credit
  • Fraud Detection and Prevention

    Attend this session to hear about recent and noteworthy fraud cases. This session focuses on recent or noteworthy fraud trends impacting the financial services industry. Panelists highlight emerging trends in financial frauds related to the brokerage industry, provide tips to identify potential “red flags,” and discuss what to do if a fraudulent scheme is suspected. After attending this session, you will be able to: Understand emerging trends in this new COVID environment in sec... More Info

    $50
    1General Credit
  • Gamification, Social Media, and Digital Communications Perspectives

    Attend this session to hear how regulatory experts are evaluating the rapidly changing world of digital communications to capture investors’ attention and influence their behavior. The panel discusses risks and benefits of gamification features on broker-dealers’ apps and websites, and also considers the effects of digital marketing, notifications and alerts, and the increased impact of social media during the pandemic and beyond. More Info

    $50
    1General Credit
  • Market Regulation Priorities

    Attend this session to hear about market regulation priorities, including current initiatives and rulemaking. This session provides updates on market regulation priorities, including current initiatives and rulemaking. FINRA panelists share thoughts on equities, options, and fixed income compliance programs. After attending this session, you will be able to: Understand FINRA Market Regulations’ initiatives, priorities, and significant matters Discuss major developments in eq... More Info

    $50
    1General Credit

Want Different Options?

For a custom suite of courses, our custom CLE option satisfies your CLE cycle requirements in one easy step.

Customize OptionsRight ArrowCustomize Options