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California CLE - All Courses

This is a listing of CLE Courses for California. Please make your selection below of California CLE courses. Our courses are available on Audio CD, DVD, Online, & Smartphone. Click "Add" to purchase Individual CLE Courses. For more information about a particular CLE course, click on a course name.

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Ethics & Specialty
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Offensive & Defensive Strategies in E-Discovery

Discovery in complex litigation is becoming more and more challenging as electronic data is sometimes the only source of relevant information in a case. Many State and Federal Courts Scheduling Orders require parties to provide detailed information about clients' computer and data systems at the onset of litigation including identification of computer systems, formats of production, claw back provisions and preservation strategies. Many attorneys are uncomfortable with this new Electronic vers...

General Credits
1.25
Price$50

Hot Button Issues in Firearm Law

Firearms are the only items that are readily accessible in the vast majority of states yet are highly controlled in a few States mostly limited to the Coasts. In addition, Firearms are the only items listed in the Constitution that one has a Constitutional right to possess. However, misuse of firearms or the possession or sale of the wrong types of firearms can have life changing consequences on the owner, possessor or seller of the firearm. New York has a very complex statutory scheme regu...

General Credits
1.75
Price$75

Trust Owned Life Insurance (TOLI)

Life insurance policies, especially those owned by trusts (TOLI) are facing a crisis. 45% of life policies purchased between 1982 and 2003 were non-guaranteed universal life policies. Of those polices 23%-25% are projected to lapse prematurely. Premature lapse undermines estate plans, harms those relying on the proceeds from those policies, and potentially triggers suits against trustees who have not managed TOLI properly. Unless reviewed and restructured, many universal life policies will exp...

General Credits
1
Price$50

Charitable Planning: Evolving Perspectives

Whatever happens with Tax Reform charitable giving is evolving in dramatic ways. This CLE program will help guide counsel on how to advise clients in light of the many social, legal, and other changes affecting charitable giving.

General Credits
1
Price$50

Crowdfunding: Meeting Humanitarian Needs

Substantial sums of money have been raised by crowdfunding websites. Yet, there seems to be little law, and even less guidance, for those using this fundraising approach. This CLE program will identify some of the legal and tax issues and give advisers background to understand the crowdfunding phenomena and knowledge to help those clients creating or using crowdfunding campaigns for humanitarian purposes.

General Credits
1
Price$50

Non-Tax Considerations of Estate Planning

Estate planning has been transformed in large part by the dramatic increase in the estate tax exemption. Regardless of whether Tax Reform is enacted or whether it doubles the gift and estate tax exemption as proposed, very few decedents pay an estate tax. Practitioners need to address a wide range of non-tax factors to help clients and remain relevant. This CLE program will focus on many non-tax factors (not just income tax basis step-up maximization) that practitioners should consider.

General Credits
1
Price$50

Advertising Review Workshop

This CLE program uses sample ads – you will work in small groups analyzing for rule violations in the various sample ads and present your findings to the other workshop attendees. The moderators will present the regulatory perspective, clarify any misperceptions and answer questions. After attending this session, you will be able to: Discuss rules and regulations relating to varied firm communications Apply some of the rules and regulations discussed

General Credits
1
Price$50

FINRA Regulatory Highlights

This panel will share in-depth information on issues ranging from FINRA’s senior initiative and the Securities Helpline for Senior, JOBS Act (Jumpstart Our Business Startups Act) developments including private placements, changes in fixed income regulation and the use of auto-advice by financial services firm. After attending this session, you will be able to: Discuss the potential impact and status of the Department of Labor’s Fiduciary Rule and related Prohibited Transaction Exemptio...

General Credits
1
Price$50

Fixed Income Communications

This CLE program will discuss how broker dealers can apply the upcoming changes in the fixed income communications rules as well as how to apply current standards to communications about complex income investments. By the end of the session, you will be able to: Summarize recent developments in FINRA and the MSRB’s regulation of communications concerning fixed income securities. Apply FINRA and the MSRB’s enhanced confirmation disclosure requirements. Address the challenges of creati...

General Credits
1
Price$50

Sales Practices: A Case Study Approach

This CLE program addresses a wide range of topics drawn from recent enforcement cases, including supervisory procedures related to outside business activities, recent exams findings and the disciplinary process. They also highlight potential “red flags” and provide suggestions to help avoid compliance issues. By the end of this session, you will be able to: Identify the areas of focus from a District perspective. Understand how the investigative and disciplinary process works. Dis...

General Credits
1
Price$50


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