Arizona MCLE - Business Law Courses

This is a listing of Business Law CLE Courses for Arizona. Please make your selection below of Arizona CLE courses. Click "Add To Cart" to purchase Individual CLE Courses. For more information about a particular CLE course, click on the "More Info" link. Click the "Preview" button to view a short preview of the course.

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  • FINRA’s Examination and Risk Monitoring Program

    Attend this session to learn about the firm grouping structure and lessons learned during implementation. During this session, you will hear discussions around the firm grouping structure, lessons learned as a result of transformation, and what firms can expect going forward. After attending this session, you will be able to: Understand new organizational structures in the Exam, Specialist and Risk Monitoring Programs Discuss Risk Monitoring activities Discuss what firms can... More Info

    $50
    1General Credit
  • Gamification, Social Media, and Digital Communications Perspectives

    Attend this session to hear how regulatory experts are evaluating the rapidly changing world of digital communications to capture investors’ attention and influence their behavior. The panel discusses risks and benefits of gamification features on broker-dealers’ apps and websites, and also considers the effects of digital marketing, notifications and alerts, and the increased impact of social media during the pandemic and beyond. More Info

    $50
    1General Credit
  • Remote Supervision: Compliance Challenges in a Remote Working World

    The COVID-19 pandemic significantly affected firms’ day-to-day operations across the securities industry, including requiring firms to transition most or all staff to remote work environments and implement remote supervisory practices. Join FINRA staff and industry panelists as they discuss challenges firms face with staff working from home during the COVID-19 pandemic. Panelists also share what they have learned from these events and how they have improved their Business Continuity P... More Info

    $50
    1General Credit
  • Privacy Law & Policy: Keeping Clients Out of Regulators’ Crosshairs

    In today’s evolving patchwork of privacy laws, every consumer-facing business is under growing compliance pressure as states take aim at consumer issues through general privacy laws like California’s Consumer Privacy Act (CCPA) and enhanced state data breach laws. This session will provide a general overview of current and emerging federal and state privacy regulations. It will also provide strategies and best practices for identifying potential privacy gaps and advising clients on compliance... More Info

    $75
    1.5General Credits
  • How to Handle an Employment Discrimination Case

    Hear from a distinguished panel, including the Assistant Commissioner of NYC Commission on Human Rights and Magistrate Judge Judith McCarthy, what you need to know to handle an employment discrimination case. Our panel will discuss: Overview of Agency Practice: Drafting a Complaint and answer Litigation Tips from the Plaintiff’s Perspective Litigation Tips from the Defendant’s Perspective Judicial Perspective on Employment Discrimination Litigation … and MORE!! More Info

    $100
    2.25General Credits
  • Litigating Successfully: Understanding Commercial Division Rules Adopted by the NY Trial Courts and More

    This CLE program will explain what litigators need to know about litigating in New York State Courts under newly issued Court Rules. By Administrative Order, new Uniform Rules of Court for NY Supreme and County Courts have been adopted specifically adding selected Rules of the NYS Commercial Division. The program is presented by an experienced NYS and federal court litigator who will not only identify the new rules so important in representing your clients, but explain how the new r... More Info

    $50
    1.25General Credits
  • Representing Applicants before State Liquor Authorities and the TTB

    In this course, Arielle Albert and Keven Danow explain how the “noble experiment” of prohibition resulted in the current three tier system for the manufacture, distribution and sale of beverage alcohol in the United States. They explain the various regulatory schemes adopted by states to address pre-prohibition evils, which include states that took control over the sale of alcohol, states that elected a licensing scheme and states that remained dry or partially dry. Franchise rights are... More Info

    $50
    1.25General Credits
  • Business Acquisition Transactions: Helping Your Client Buy the Right Business on the Right Terms

    This CLE course takes participants through the process of a lower middle market business acquisition as seen through the eyes of the Buyer's attorney. It covers the nuts and bolts of the transaction process. This Course will provide the essentials of documentation and negotiation of an Asset Purchase Agreement and its terms by legal counsel. More Info

    $50
    1General Credit
  • Animal Rescue Law

    This Animal Rescue Law Update will feature presentations on a wide variety of topics of interest to animal lovers, as well as a lively panel discussion. Topics include: Animals, Nature and Life in Sri Lanka Rescuing Horses from Slaughter - An Update Animal Safety in Filmmaking Flying with Companion Animals Animal Protection in Rural Areas More Info

    $75
    1.75General Credits
  • Law Office Succession Planning: Options & Ethical Rules

    This course will address succession planning options for attorneys, including highlighting the differences between an internal succession plan, an external succession plan, and a contingency plan in the event of an attorney’s unexpected disability or death. Topics will include: (i) The components involved with valuing a lawyer’s practice; and (ii) The numerous NY Rules of Professional Conduct involved with succession planning for lawyers. More Info

    $50
    1General Credit

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