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Wisconsin CLE - Business Law Courses

This is a listing of Business Law Continuing Legal Education (CLE) Courses for Wisconsin, WI. Please make your selection below of Wisconsin CLE courses. Our courses are available Online and with iOS/Android App. Click "Add" to add a course to your Custom Bundle. For more information about a particular course, click on a course name As an added bonus, we allow you to select courses in excess of the advertised credit amount for your selected bundle. In fact, you may add all courses available in our library at no extra charge. All of the courses you select will be available to you but we will only certify the advertised credit amount for your selected bundle.

Business Law Courses

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Ethics Credits
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How Leadership Can Create Diversity and Inclusion in the Legal Profession

The increased focus on workplace discrimination, bias and harassment has raised awareness and management of these issues tremendously. But what happens when the behavior stays just above the threshold of legal acceptability? This CLE course will review all the ways, big and small, that prejudicial attitudes or implicit bias may adversely impact the legal profession, particularly for vulnerable employees. The course will explore the legal, sociological, psychological and organizational aspects...

General Credits
1.5
Price$75

Business Alternative Dispute Resolution

Business Arbitration and Business Mediation have a number of advantages relative to litigating commercial cases in court. There also are some disadvantages. Unless you’re intimately familiar with the Alternative Dispute Resolution processes, how will you know how best to represent your client? The speaker is an experienced business dispute resolution lawyer, commercial arbitrator and mediator, trainer of new and experienced neutrals, ADR law consultant, author, and speaker who will review the...

General Credits
2
Price$100

Americans with Disabilities Act: Accessibility Issues for Businesses

In the first six months of 2018, nearly 5,000 lawsuits were filed under the Americans with Disabilities Act (ADA) in federal court alleging inaccessibility at businesses that are open to the general public. Over a thousand of those lawsuits were filed in New York. This CLE program will feature a panel discussion as speakers discuss the reasons for the increase in this type of litigation and how businesses can minimize the risk of being sued. The panel will discuss website and “brick and mortar...

General Credits
1.5
Price$75

Comic Book Contract Negotiation and Drafting Practicum

This CLE program will do a deep-dive into the three agreements every lawyer must know when representing a comic book creator: the artist services agreement, the comic book publishing agreement, and the motion picture option/purchase agreement. Facilitated by seasoned comic book publishing attorneys, attendees will get a chance to issue-spot, draft, and engage in mock negotiations. Some of the Issues explored in this second CLE: Negotiation and drafting of the artist services agreement...

General Credits
2
Price$100

Representing Comic Book Creator Clients: A Guide to Contractual and IP Issues

This CLE program tracks recent trends in comic book business and legal practice as it introduces lawyers to the fundamentals of representing comic book industry clients. The discussion tracks the stages of representing a client from the initial comic book concept through to the negotiation of the publishing agreement. Some of the issues explored in this CLE: Intellectual property issues in the comic book industry Service agreements and collaboration agreements What publishers...

General Credits
3.5
Price$150

Common Examination Findings and Compliance Effective Practices for Institutional Firms

This CLE program provides guidance on common deficiencies noted during FINRA cycle examinations of institutional firms, and issues that result in a cautionary letter. Industry practitioners discuss their experience during examinations and taking corrective action and updating compliance procedures and practices based on lessons learned from common examination deficiencies. After attending this session, you will be able to: Understand the FINRA examination process and how to create effe...

General Credits
1
Price$50

Detecting, Preventing and Investigating Fraud and Misappropriation

This CLE program provides information regarding current fraud schemes from the front line regulators. After attending this session, you will be able to: Understand emerging trends in securities fraud and identify potential threats. Identify potential red flags associated with different types of financial fraud. Know whom to contact to report potential fraud.

General Credits
1
Price$50

Effective Processes for Suspicious Activity Monitoring and Investigations

This CLE program provides guidance on suspicious activity monitoring and investigations in AML (anti-money laundering). Panelists discuss how to establish and implement policies and procedures as well as obligations for firms. Attendees will gain an understanding of the anti-money laundering regulations and steps firms can take to protect their organization. After attending this session, you will be able to: Understand AML program requirements. Discuss efficient practices on identifyi...

General Credits
1
Price$50

Enforcement Initiatives, Developments and Priorities

This CLE session provides an overview of the newly restructured Enforcement department, including how the department works with examination and surveillance groups across FINRA to develop Enforcement matters. The session will highlight some of the changes that Enforcement has recently implemented to its business process. Panelists will also discuss developments and trends in enforcement, including enforcement priorities and the principles that guide Enforcement’s decision-making. Panelists h...

General Credits
1
Price$50

Implementing a Risk-Based Program and Identifying Red Flags

This CLE program provides guidance on implementing an effective risk-based branch office inspection program. After attending this session, you will be able to: Understand FINRA’s Member Regulation Department’s approach to executing risk-based cycle and branch exams. Gain insight into how member firms prepare for, facilitate and learn from risk-based regulatory examinations along with effective practices from the FINRA perspective. Understand how FINRA uses technology, tools and data...

General Credits
1
Price$50
National Academy of Continuing Legal Education is a sponsor of CLE activities approved by the Supreme Court of Wisconsin Board of Bar Examiners. All courses offered by the National Academy of Continuing Legal Education have been directly approved by the Board of Bar Examiners (BBE). To view our full accreditation details, please click here.


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