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Washington CLE - Corporate Law Courses

This is a listing of Corporate Law CLE Courses for Washington. Please make your selection below of Washington CLE courses. Our courses are available on Audio CD, DVD, Online, & Smartphone. Click "Add" to purchase Individual CLE Courses. For more information about a particular CLE course, click on a course name.

Corporate Law Courses

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Ethics Credits
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International Taxation: A Primer for Business and Immigration Lawyers

This CLE program will be a discussion on inbound taxation (foreigners doing business or investing in the U.S.). You will learn the important aspects such as income taxes applicable to non-resident aliens, pre-immigration planning, FIRPTA, and ownership structures for non-resident aliens. The discussion will also touch on the changes to international taxation brought about by the new tax act.

Law & Legal Proc.
1
Price$50

Cyan, Inc. v. Beaver Country Employees Retirement Fund: What it Means; What We Can Expect

In a much-awaited decision on which courts and counsel have reached different conclusions for years, the United States Supreme Court held on March 20, 2018 that the Securities Litigation Uniform Standards Act of 1998 (“SLUSA”) does not strip state courts of jurisdiction over class action law suits brought exclusively under the Securities Act of 1933 (the “1933 Act”). The Supreme Court additionally held that SLUSA does not permit removal of class action claims brought solely under the 1933 Act...

Law & Legal Proc.
1.25
Price$50

Navigating the Purchase and Sale of a Financial Advisory Practice

Many attorneys service clients who are brokers and/or financial advisers in connection with various aspects of their business. In doing so, such attorneys are generally tasked with being well-versed the regulatory, contractual and litigation concerns these particular clients face. Due to the constant evolution of the financial advisory space, practices change hands by way of sale and merger on a fairly regular basis. These transactions are incredibly nuanced, subject to regulatory consideratio...

Law & Legal Proc.
1
Price$50

Avoiding Legal Malpractice and Breach of Fiduciary Duty

This CLE program presented by attorney Norman Arnoff, will discuss Legal Malpractice, Fiduciary Duty in the legal profession and how the legal profession's concepts and standards of fiduciary duty can be adapted to the capital markets and the financial services industry. He outlines the elements of legal malpractice (1) attorney client relationship; (2) breach of the duty of care; (3) causation ("but for" or proximate cause) and (4) cognizable economic damages (and not pain and suffering or d...

Ethics Credits
1.25
Price$75

Private Foundations vs. Donor Advised Funds: The Pros and Cons

This CLE program presented by Andrew Katzenberg, will compare private foundations to donor advised funds. The discussion will include an explanation of what each entity is, how they can be used and the pros and cons of each. Andrew will also discuss changes enacted by the current tax code (as well as other laws) as well as possible changes on the horizon.

Law & Legal Proc.
1
Price$50

Cryptocurrency, Blockchain and Smart Contracts: An Introduction

“Virtual currency,” “blockchain,” “smart contracts” – these words and phrases seem to be everywhere these days but do people really know what they mean. This CLE course will explain, in user-friendly terms, what virtual currency is, how it works and the legal and regulatory issues surrounding its use. The course also will explain and discuss the possible uses of the blockchain/distributed ledger technology beyond recording virtual currency transactions and the possible legal and regulatory i...

Law & Legal Proc.
1.75
Price$100

Insurance as a Tax, Financing and Capital Solution

Clients depend on their lawyers for creative solutions to risks they face in their day-to-day business, and to resolve roadblocks that prevent important transactions from closing. In this CLE course, Kenneth R. Pierce discusses the use of specialty insurance products to indemnify clients for potential tax liability, to facilitate the financing of alternative assets, and as a form of balance sheet capital for certain regulated companies. “Reps and warranties” insurance is now a standar...

Law & Legal Proc.
1.75
Price$100

Recent Developments in Restrictive Covenants and Trade Secrets Litigation

Many employers try to limit former employees’ actions at the conclusion of the employment relationship through restrictive covenants, especially to protect proprietary information, trade secrets, confidential customer relationships and information. Yet, generally courts in New York will only enforce these agreements when they are necessary to protect an employer’s legitimate interests and where they are reasonable in time and geographic area. Join our panel of experts as they discuss th...

Law & Legal Proc.
1.75
Price$75

FINRA Regulatory Highlights

This panel will share in-depth information on issues ranging from FINRA’s senior initiative and the Securities Helpline for Senior, JOBS Act (Jumpstart Our Business Startups Act) developments including private placements, changes in fixed income regulation and the use of auto-advice by financial services firm. After attending this session, you will be able to: Discuss the potential impact and status of the Department of Labor’s Fiduciary Rule and related Prohibited Transaction Exemptio...

Law & Legal Proc.
1
Price$50

Fixed Income Communications

This CLE program will discuss how broker dealers can apply the upcoming changes in the fixed income communications rules as well as how to apply current standards to communications about complex income investments. By the end of the session, you will be able to: Summarize recent developments in FINRA and the MSRB’s regulation of communications concerning fixed income securities. Apply FINRA and the MSRB’s enhanced confirmation disclosure requirements. Address the challenges of creati...

Law & Legal Proc.
1
Price$50


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