Virginia MCLE - Finance and Banking Courses
This is a listing of Finance and Banking CLE Courses for Virginia. Please make your selection below of Virginia CLE courses. Click "Add To Cart" to purchase Individual CLE Courses. For more information about a particular CLE course, click on the "More Info" link. Click the "Preview" button to view a short preview of the course.
MCLE Courses Available Online & iOS/Android App and with Live Webinars!
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Live WebinarTuesday, November 11, 20252:00 PM - 3:00 PM Eastern Time (EDT)
Live Webinar: Estate Planning & the Due-on-Sale Clause: Navigating Trust Transfers, LLCs & the Garn-St. Germain Act
This CLE program explores the intersection of estate planning and real estate law, focusing on the implications of the due-on-sale clause in the context of transferring real property to revocable trusts, irrevocable trusts, and limited liability companies (LLCs). The due-on-sale clause—commonly found in mortgage contracts—can trigger loan acceleration when ownership of the secured property is transferred. However, federal law (notably the Garn-St. Germain Depository Institutions Act of 1982) p... More Info
$501General Credit -
On-DemandOnline & iOS/Android App
Anatomy of a Chapter 11 Bankruptcy
The intricacies of a chapter 11 case can be intimidating at first. This introductory CLE course breaks down the key steps in a logical progression to provide a comprehensive overview of chapter 11 bankruptcy. This course follows the progression of a typical chapter 11 bankruptcy case (if such a thing exists), from the various objectives of chapter 11 reorganization, to the players in a chapter 11 case. You will walk through the various stages, from its filing, through sales of assets,... More Info
$1002General Credits -
On-DemandOnline & iOS/Android App
Alimony and Spousal Maintenance: What Attorneys Need to Know
This comprehensive CLE presentation will review essential insights into spousal support analysis across jurisdictions. The first part focuses on the legal framework, covering the fundamental distinctions between alimony, support, and maintenance, while providing a detailed examination of the contrasting approaches in New York and New Jersey. Participants will gain a thorough understanding of how maintenance differs from child support, the interplay with equitable distribution, and the specific... More Info
$501General Credit -
On-DemandOnline & iOS/Android App
Asset Protection Strategy: Advantages and Pitfalls of Using Trusts, LLC's and other Techniques
This CLE program will provide an overview of asset protection techniques. We will examine how various traditional estate planning techniques provide protection from creditors including the protection afforded by assets titled as tenants by the entirety; the protections provided using life insurance and annuities; retirement assets; and homestead provisions. There are 20 states which now recognize asset protections trusts. We will examine how these trusts are structured and analyze t... More Info
$1002General Credits -
On-DemandOnline & iOS/Android App
Foreclosure 101: An Overview of the Process to Recover Real Property Across the Country
This CLE course provides a high level overview of the basic topics pertinent to practitioners interested in residential foreclosure for lenders across the nation. We will review standard documents, concepts, terms, and methods to achieve foreclosure at a high level, as well as common pitfalls and defenses that can be raised by homeowners in defending against foreclosure. More Info
$501General Credit -
On-DemandOnline & iOS/Android App
The State Of The Art of Investment Advisor Regulations
This CLE course explores the latest developments in Investment Adviser Regulation, focusing on practical steps for investment advisers in light of the Fifth Circuit's decision to vacate the SEC's recent Private Investment Adviser regulations. We'll examine why the SEC chose not to appeal the ruling and discuss the implications. The course will also cover emerging trends and best practices in artificial intelligence, the Marketing Rule, and other recent regulatory changes. Addit... More Info
$501General Credit -
On-DemandOnline & iOS/Android App
Silicon Valley Bank: Do Its Outside Directors Share in the Blame for Its Failure?
This riveting CLE course reviews the well-publicized failure of the high-flying Silicon Valley Bank. This bank ran out of money as a result of a quick, massive run on the bank—depositors sought their money back—immediately after the public disclosure of serious financial problems. The demise of this Bank—with $209 billion in assets, its failure was the second biggest in U.S. history—received immediate widespread analysis and attention, much of which has been focused on the quality of... More Info
$501General Credit -
On-DemandOnline & iOS/Android App
Compliance and Legal Trends in The Financial Industry
Join industry leaders for an in-depth discussion on the latest legal trends, critical focus areas, and innovative strategies shaping legal and compliance functions within financial firms. This CLE session will provide valuable insights into how these changes are impacting the sector and share their approaches to navigating evolving business, regulatory, and technological landscapes. Key topics will include: Regulatory Burden: Understand the complexities and increasing demands of re... More Info
$501General Credit -
On-DemandOnline & iOS/Android App
Ask FINRA Senior Leaders
During this CLE session, FINRA senior staff provide updates on key regulatory issues and initiatives. Panelists address questions relating to FINRA’s risk-based examination program, disciplinary actions, market regulation programs and new and anticipated rules, among other topics. This session will discuss: Modernization of FINRA Rules in a post-COVID world (RSL, Remote Inspection Pilot), the current regulatory landscape and FINRA Rulemaking, Risk Monitoring Questionnaires, Exam Moder... More Info
$501General Credit -
On-DemandOnline & iOS/Android App
Crowdfunding Capital Raises: Considerations for Broker-Dealers & Funding Portals
This CLE session explores aspects of Regulation CF and considerations for broker-dealers and funding portals within the crowdfunding realm. Join panelists at this session to gain knowledge on emerging regulatory risks and practices broker-dealers and funding portals can implement to stay in compliance. This session will discuss: Considerations for broker-dealers engaging in Regulation Crowdfunding offerings. Considerations for funding portals engaging in Regulation Crowdfunding offe... More Info
$501General Credit