About This Course
This CLE Course will address the Professional Standards for Lawyers, and other Professionals in the Capital Markets and Financial Service Industry. It will include subjects such as legal opinions, advising the Board with respect to unlawful and unethical conduct and conflicts, and representing the organization and constituents who may have adverse interests. There will be discussion of the overriding concept of Fiduciary Duty, and the Special Role of The Lawyer in Advising Client Organizations and other Professionals so that the Organization, its Board, Officers, and other Professionals meet their Fiduciary Duties and Professional Responsibilities and Professional Responsibilities and Organization Integrity is maintained.