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Pennsylvania CLE - All Courses

This is a listing of CLE Courses for Pennsylvania. Please make your selection below of Pennsylvania CLE courses. Our courses are available on CDs, DVDs, Online & Mobile App. Click "Add" to purchase Individual CLE Courses. For more information about a particular CLE course, click on a course name.

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Ethics Credits
0

Suitability, Supervision and Surveillance

This CLE program addresses key issues regarding compliance with the suitability rule. Panelists discuss key issues regarding compliance with the suitability rule. They provide practical advice on how firms and registered representatives can better understand customers and securities in order to comply with the suitability rule. They also discuss the intersection of suitability requirements with recent timely industry issues, such as senior customers, sales of complex products, IRA rollovers,...

General Credits
1
Price$50

The Three Lines of Defense: Risk Management Supervision, Compliance and Internal Audit

This CLE program will provide guidance on the challenges facing compliance professionals. Separation of compliance and business supervision roles is becoming much more difficult. Join FINRA staff and industry practitioners as they discuss how their firms are defining the roles of supervisors and compliance personnel. The panelists discuss the three lines of defense and how their firms are applying the risk model. After attending this session, you will be able to: Compare and contrast t...

General Credits
1
Price$50

Working Together to Protect Senior Investors

This CLE program provides guidance on identifying and responding to issues and concerns of clients who are or will soon be seniors. Join representatives from regulatory agencies and firms to discuss rules and laws promulgated to assist firms in protecting senior clients, and others who may experience signs of diminished capacity, from financial abuse. Panelists will share techniques around staff and advisor education as well as effect operational practices. After attending this session, y...

General Credits
1
Price$50

41st Annual Civil Trial Practice Institute: Day 1

Program Chair Robert Kelner, Kelner & Kelner, has brought together an extraordinary faculty of judges, experienced litigators, mediators and medical experts for the 41st Annual Civil Trial Practice Institute. Day 1 will focus on Preparing for the Trial and cover such topics as: Civil Pre-Trial Practice: Commercial Litigation & Personal Injury Litigation Preparation of Plaintiffs and Defendants Conference and Settlement and Mediation in Commercial and Personal Injury Cases Court...

General Credits
6.5
Price$225

41st Annual Civil Trial Practice Institute: Day 2

Program Chair Robert Kelner, Kelner & Kelner, has brought together an extraordinary faculty of judges, experienced litigators, mediators and medical experts for the 41st Annual Civil Trial Practice Institute. Day 2 will focus on The Trial. Topics to be covered include: Ethics and Civility in Litigation Practice Voir Dire: Selecting Diverse Juries, Professionalism How to Conduct a Voir Dire: Interactive Demonstration Direct and Cross Examination of Lay and Expert Witnesses...

Total Credits
6.5
Incl. 2 Ethics
Price$225

Nailing the 30 Min Consultation

This CLE program will discuss the benefits of offering a free consultation to potential clients along with strategies and red flags to look for to maximize your time as an attorney. The free consultation is a great way to get in front of the potential client and it is also an opportunity to qualify them as a client you would like to help. We will look at a proven game plan to conduct a meeting in 30 minutes and walk away with a client you feel confident you can help get to financial freedom....

General Credits
1
Price$50

Pursuing FDCPA Violations

This CLE course will discuss the Fair Debt Collection Practices Act, a consumer credit protection act that aims to promote fairness in the collection of debts. Commonly referred to as FDCPA, these violations are more prevalent then you think. By listening to your clients and educating them on the violations, you can uncover another way to protect them while providing additional revenue for your practice. We will detail a streamlined process that has proven success in going after these violations...

General Credits
1
Price$50

The Law of Bank Payments

This CLE course will discuss various issues concerning payments made by or through banks. Covered are laws concerning check and wire transfer payments made by and to consumers and businesses. Discussed are claims concerning such payments made against banks, and various bank defenses applicable to such claims. Also discussed are laws concerning payments collected through the Federal Reserve Banks and government regulation of payments concerning internet gambling.

General Credits
2.5
Price$125

Advanced Planning with Trusts

Starting with a general overview of trusts and fundamental concepts and issues common to all trusts, this CLE presentation will quickly advance to topics like revoking irrevocable trusts, keeping trusts flexible and retaining control through the use of trust protectors, special needs planning and asset protection planning. Topics include: Successfully Revoking Irrevocable Trusts Utilizing Trust Protectors Using Trusts for Premarital Planning Effectively Transferring Real Property to...

General Credits
1
Price$50

Police Misconduct: Recent Developments under Section 1983

Whether you sue, defend, or advise law enforcement, this CLE program will keep you current on the use of force, and trends, controversies, and resources under 42 U.S.C. § 1983. This program will cover District of Columbia v. Wesby and Kisela v. Hughes, the Supreme Court’s newest decisions on qualified immunity, and five other cases to be decided this year. You will learn the latest limitations on Taser and less lethal force; use of deadly force against Emotionally Disturbed Persons (EDPs); the...

General Credits
1.5
Price$75


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