New Jersey CLE - On-Demand Courses

This is a listing of CLE Courses for New Jersey. Please make your selection below of New Jersey CLE courses. Click "Add To Cart" to purchase Individual CLE Courses. For more information about a particular CLE course, click on the "More Info" link. Click the "Preview" button to view a short preview of the course.

CLE Courses Available on DVDs, Audio CDs, USB Stick, Online & iOS/Android App and Live Webinars!

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  • On-Demand
    CD/DVD/USB, Online, iOS/Android App

    High-Risk Activity Impacting Retail Investors

    Join FINRA staff as they share helpful insight on identifying and assessing activity of registered representatives as high risk and how that intelligence can be more broadly used to assess risk across and within branch offices. Upon completion, you will be able to: Learn effective practices for identifying and mitigating risk in the hiring process. Summarize ways to identify indications of high-risk activity as part of ongoing supervision, and ways to mitigate such risk, including heightene... More Info

    $50
    1.1General Credits
  • On-Demand
    CD/DVD/USB, Online, iOS/Android App

    How FINRA Rules Get Made, Reviewed and Updated

    Join FINRA staff and industry experts as they explain how a FINRA rule becomes a regulation. Panelists give an inside look into how the FINRA Retrospective Rule Review process works and how rules are selected for review. Panelists will also preview and discuss upcoming rule changes, proposals and other regulatory initiatives. Upon completion of this CLE program you will be able to: Discuss the Retrospective Rule Review Process; Review how the advisory committees are used; Identify and under... More Info

    $50
    1.1General Credits
  • On-Demand
    CD/DVD/USB, Online, iOS/Android App

    Mark-Up Disclosure Requirements

    This CLE focuses on FINRA and MSRB mark-up disclosure requirements. Panelists discuss securities covered by the rule, when mark-up disclosure requirements are triggered and recent guidance on how to calculate mark-ups based on prevailing market price. Panelists share their perspectives on effective practices and helpful tips they have identified. Upon completion of this CLE program you will be able to: discuss the latest MSRB guidance concerning mark-up disclosure requirements. More Info

    $50
    1.2General Credits
  • On-Demand
    CD/DVD/USB, Online, iOS/Android App

    Reviewing Recent Enforcement and Regulatory Actions to Manage AML Risks

    Join FINRA staff and industry experts as they review legal cases and enforcement actions impacting AML programs. Panelists will cover regulatory trends, potential vulnerabilities, and how you can address any pitfalls in your AML program. Upon completion of this CLE, you will be able to: Discuss recent AML enforcement actions published by FINRA, the SEC (Securities and Exchange Commission) and other regulatory agencies, criminal and governmental authorities. Discuss various methods... More Info

    $50
    1.1General Credits
  • On-Demand
    CD/DVD/USB, Online, iOS/Android App

    Social Media and Digital Communications: 2019-2020

    This CLE program will focus on the rapidly changing world of digital marketing and communications. The panel will cover a variety of topics, which will illustrate how to stay on top of this constantly evolving area. Upon completion of this CLE, you will be able to: Describe digital marketing and digital communications; Talk about instant, text and app-based messages in your firm; Discuss how to approach social media, both external and internal to your firm; Summarize how to handle video cont... More Info

    $50
    1.1General Credits
  • On-Demand
    CDs, DVDs, USB Stick

    Sexual Misconduct on Campus: College Discipline & the Title IX Defense

    Join attorney Scott Limmer as he explains the provisions of Title IX of the Education Amendments Act of 1972, the disciplinary processes colleges use to investigate complaints of sexual misconduct and the rights of the parties involved. More Info

    $50
    1.4General Credits
  • On-Demand
    CD/DVD/USB, Online, iOS/Android App

    Adam Walsh Act Cases

    On July 27, 2006 President George W. Bush enacted the Adam Walsh Child Protection and Safety Act. This law was meant to protect children from sexual exploitation in violent crimes, prevent child abuse and child pornography, and to promote Internet safety. However, the act also amended INA Section 204 and effectively prohibited US citizens and lawful permanent resident aliens who have been convicted of any “specific crime against a minor” from filing any family-based immigrant petition on behal... More Info

    $75
    1.5General Credits
  • On-Demand
    CD/DVD/USB, Online, iOS/Android App

    Spousal Abuse Petitions for I-360 and I-751 Cases

    There are specific criteria and considerations in psychosocial evaluations for spousal abuse cases, specifically when handling immigration petitions. Here, attorney Mark Silver discusses how such cases are evaluated from a clinical perspective with the consideration for the client's immigration petition. He examines the cycles of abuse and the challenges the victim faces in the context of their marriage to an American citizen, as well as the major types of abuse and characteristics of abusers.... More Info

    $75
    1.5General Credits
  • On-Demand
    CDs, DVDs, USB Stick

    Artificial Intelligence (AI) and the Legal Profession

    Artificial Intelligence (“AI”) applications seem to be in use everywhere, transforming vital aspects of the economy, our society, and even the courts and the way we practice law. Algorithms and other AI applications influence what we see, hear, and often think. Yet adopting AI also raises ethical and legal risks for those sectors of the community using it. Our panel of experts will discuss how Ai is impacting our lives now and in the future, as well as examine how the technology will in... More Info

    $100
    2.4Total Credits
    1 Ethics
  • On-Demand
    CD/DVD/USB, Online, iOS/Android App

    Business Divorces: What to Know and Do When a Partnership Ends

    In a business divorce, one or more owners of a privately held business determine to legally separate their interests through a buy-out or dissolution of the existing business. In this CLE lecture, attorney Michael Firestone will discuss the processes, strategic considerations and key legal concepts involved in representing a client going through a business divorce, as well as litigation tactics which business owners can use to advance their positions. More Info

    $50
    1.2General Credits

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