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New Hampshire CLE - Corporate Law Courses

This is a listing of Corporate Law CLE Courses for New Hampshire. Please make your selection below of New Hampshire CLE courses. Our courses are available on Audio CD, DVD, Online, & Smartphone. Click "Add" to purchase Individual CLE Courses. For more information about a particular CLE course, click on a course name.

Corporate Law Courses

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Ethics Credits
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Insurance as a Tax, Financing and Capital Solution

Clients depend on their lawyers for creative solutions to risks they face in their day-to-day business, and to resolve roadblocks that prevent important transactions from closing. In this CLE course, Kenneth R. Pierce discusses the use of specialty insurance products to indemnify clients for potential tax liability, to facilitate the financing of alternative assets, and as a form of balance sheet capital for certain regulated companies. “Reps and warranties” insurance is now a standar...

General Credits
1.75
Price$100

Recent Developments in Restrictive Covenants and Trade Secrets Litigation

Many employers try to limit former employees’ actions at the conclusion of the employment relationship through restrictive covenants, especially to protect proprietary information, trade secrets, confidential customer relationships and information. Yet, generally courts in New York will only enforce these agreements when they are necessary to protect an employer’s legitimate interests and where they are reasonable in time and geographic area. Join our panel of experts as they discuss th...

General Credits
1.8
Price$75

Advertising Review Workshop

This CLE program uses sample ads – you will work in small groups analyzing for rule violations in the various sample ads and present your findings to the other workshop attendees. The moderators will present the regulatory perspective, clarify any misperceptions and answer questions. After attending this session, you will be able to: Discuss rules and regulations relating to varied firm communications Apply some of the rules and regulations discussed

General Credits
1
Price$50

FINRA Regulatory Highlights

This panel will share in-depth information on issues ranging from FINRA’s senior initiative and the Securities Helpline for Senior, JOBS Act (Jumpstart Our Business Startups Act) developments including private placements, changes in fixed income regulation and the use of auto-advice by financial services firm. After attending this session, you will be able to: Discuss the potential impact and status of the Department of Labor’s Fiduciary Rule and related Prohibited Transaction Exemptio...

General Credits
1
Price$50

Fixed Income Communications

This CLE program will discuss how broker dealers can apply the upcoming changes in the fixed income communications rules as well as how to apply current standards to communications about complex income investments. By the end of the session, you will be able to: Summarize recent developments in FINRA and the MSRB’s regulation of communications concerning fixed income securities. Apply FINRA and the MSRB’s enhanced confirmation disclosure requirements. Address the challenges of creati...

General Credits
1
Price$50

Sales Practices: A Case Study Approach

This CLE program addresses a wide range of topics drawn from recent enforcement cases, including supervisory procedures related to outside business activities, recent exams findings and the disciplinary process. They also highlight potential “red flags” and provide suggestions to help avoid compliance issues. By the end of this session, you will be able to: Identify the areas of focus from a District perspective. Understand how the investigative and disciplinary process works. Dis...

General Credits
1
Price$50

Advertising Compliance Boot Camp: Fundamentals of FINRA Rule 2210

This CLE program provides an overview of FINRA’s Communications With the Public rule, including the filing requirements, internal approval and supervision, and the content standards. FINRA panelists answer questions about how to apply the rules to financial services communications and marketing materials, while providing tips on how to submit communications for review by Advertising Regulation Department staff.

General Credits
1
Price$50

Current Developments in Advertising Regulation

This CLE program addresses current developments in advertising regulation. FINRA experts discuss FINRA’s proposed rule to permit investment planning forecasts and the MSRB’s proposed advertising rule changes. After attending this session, you will be able to: Discuss Revisions made to FINRA Rules 2210 (Communications With the Public) and Rule 2213 (Requirements for the Use of Bond Mutual Fund Volatility Ratings) in response to the retrospective review of its communications rules. Un...

General Credits
1
Price$50

Current Trends and Topics for Investment Company Communications

Join FINRA staff and industry panelists as they discuss advertising compliance issues concerning registered investment companies, including mutual funds, ETFs and closed-end funds. The panel includes discussions on current trends, changes to FINRA Rule 2210 and recent regulatory interpretations, including related performance. The panelists also share tips to strengthen the marketing and compliance relationship when developing compliant communications.

General Credits
1
Price$50

Helping Small Firms Navigate the Communications Rules

How do small firms stay in compliance with the communications with the public rules? FINRA staff and industry panelists answer audience questions and provide practical tips and helpful guidance as well as how FINRA can help small firms navigate the advertising rules. By the end of this session, you will be able to: Understand the challenges small firms face regarding advertising compliance; Learn about ways to address and mitigate some of these challenges; Know how to effectively...

General Credits
1
Price$50

Variable Insurance Products; Current Advertising Issues

This CLE Program addresses some basic content and performance standards, selected topics such as supplemental hypothetical illustrations, complexity of contracts and investment options, and comparisons and the related regulatory challenges. Also discussed are a firm’s perspective with respect to their compliance review process and the typical regulatory challenges faced as well as a legal perspective on topics such as “materiality,” disclosures, and practical tips for complying. By the...

General Credits
1
Price$50

Immigration Law: Hot Topics & Survey For The General Practitioner

Immigration law basically determines who may enter the United States, how long they may stay and when they must leave. Immigration law is under the control of Congress. Presidential power is limited to policies on refugees. Courts will not become involved in immigration issues unless constitutional rights are involved. Immigration policies are implemented by granting or denying visas. Visas are issued by U.S. Consulates abroad. There are two principal types of visas: immigrant and noni...

General Credits
1.6
Price$75

Breach of Fiduciary Duty

Fiduciary relationships are not limited to trustees and executors. Fiduciary relationships – and fiduciary duties –can be found in the corporate setting, in employment and in many varied business relationships. Sometimes the fiduciary relationship is not obvious. Yet where an individual is found to have a fiduciary’s obligations, the extent of those obligations and the limitations on what the fiduciary can and cannot do are significant. The fiduciary relationship realigns the legal rights and...

General Credits
1.8
Price$100

Trademark Basics for Corporate Counsel

Look behind any new product launch, co-venture, or marketing campaign - and you're likely to find valuable trademarks. Indeed, the acquisition, protection and licensing of trademark rights is often mission-critical. While most companies have counsel that specialize in trademark law, to do their jobs well, non-IP practitioners need to understand the area too. Join Frankfurt Kurnit's Catherine M. C. Farrelly and Donna A. Tobin for a CLE presentation explaining trademark essentials in plain Engli...

General Credits
1
Price$50

Ethics for Compliance and Legal Professionals

This CLE session focuses on ethical considerations and the significant competing interests that compliance professionals and securities attorneys face on a daily basis. Practitioners discuss the roles and responsibilities of compliance professionals and securities attorneys and the nature and scope of their ethical obligations in different situations. After attending this session, you will be able to: Discover the impact of misconduct. Define unethical practices; use actual case stud...

Ethics Credits
1
Price$50

Lessons Learned From Recent AML Enforcement Actions

Attend this CLE program to hear a discussion on hot legal cases and enforcement actions impacting AML programs. Does your AML program meet evolving expectations and address emerging money laundering risks? Join FINRA staff and industry experts as they review hot legal cases and enforcement actions impacting AML programs. Panelists will cover critical regulatory concerns, potential vulnerabilities, and how you can address any pitfalls in your AML program. After attending this session, you...

General Credits
1
Price$50

Market Regulation: Examination Pilot Program and Surveillance Early Remediation Programs

This CLE session provides updates on the small firm examination pilot and early remediation programs. Join FINRA staff and industry panelists as they share thoughts on the process and approach of these programs.

General Credits
0.8
Price$50

Common Examination Findings and Effective Compliance Practices (Small Firm Focus)

This CLE program will include a discussion of common deficiencies noted during FINRA cycle examinations. The program will also provide guidance on taking corrective action and updating compliance procedures and practices based on lessons learned from common exam deficiencies. After attending this session, you will be able to: Discuss common findings in various regulatory areas and related supervisory deficiencies. Identify controls, procedures and processes that member firms are inco...

General Credits
1
Price$50

Consideration and Practices for Supervising Independent Contractors

This CLE program provides guidance on supervising independent contractors. This panel of FINRA staff and industry members addresses common challenges in supervising independent contractors. The session offers examples and suggestions for firms to use in their everyday supervision and compliance efforts. The panel also discusses existing rules and related guidance, and shares effective industry practices. After attending this session, you will be able to: Understand the risk associate...

General Credits
1
Price$50

Customer Due Diligence Rule: 2017 FINRA Annual Conference

This CLE program provides guidance on Customer Due Diligence Rule. Join FINRA Staff and industry experts as they discuss the proposed rule and steps firms can take to meet the requirements. After attending this session, you will be able to: Summarize and explain FinCEN’s Customer Due Diligence Rule. Understand rule requirements. Identify steps firms have taken to meet the requirements.

General Credits
1
Price$50

Detecting, Preventing, and Investigating Fraud and Misappropriation

This CLE program provides information regarding current fraud schemes from the front line regulators. After attending this session, you will be able to: Understand emerging trends in securities fraud and identify potential threats. Identify potential red flags associated with different types of financial fraud. Know who to contact to report potential fraud.

General Credits
1
Price$50

Enforcement Developments: 2017 FINRA Annual Conference

This CLE session provides and overview of new developments and trends in enforcement, including enforcement priorities, as well as policy changes and clarifications, particularly regarding information requests. Panelists highlight noteworthy decisions and settlements that illustrate FINRA priorities, and provide guidance on regulatory and compliance practices. Panelists will also provide information and insight on navigating enforcement investigations and the disciplinary process. After a...

General Credits
1
Price$50

Navigating the Clearing Firm Relationship: 2017 FINRA Annual Conference

This CLE program provides an overview of the roles and responsibilities of clearing and introducing firms. This session is intended to assist firms in making the most of the relationship with their clearing firm. Panelists discuss the roles and responsibilities of clearing and introducing firms, types of reports and services that clearing firms offer, and practices for integrating these tools into introducing firms’ compliance processes. After attending this session, you will be able to:...

General Credits
1
Price$50

Social Media and Digital Communication Trends: Mobile, Messaging and Beyond

This CLE program provides efficient practices for the use of digital media. Join FINRA and industry social media and digital compliance experts as they discuss current and future trends. Topics will include how firms are addressing the compliance risks associated with social media and messaging services, the increased use of mobile, the evolution of live content and new capabilities, and practical compliance tips for native advertising, testimonials, and links to BrokerCheck. After atte...

General Credits
1
Price$50

Strengthen Your Cybersecurity Practices (Small Firm Focus)

This CLE session discusses cybersecurity risks faced by small firms and measures they can take to control those risks on a limited budget. Panelists share their perspectives on determining a firm's cybersecurity priorities (or risk appetite) along with useful practices for designing and implementing a cost-effective Cybersecurity risk management program. Attendees will also learn about the cybersecurity resources available through FINRA’s website. After attending this session, you will...

General Credits
1
Price$50

Suitability Considerations: 2017 FINRA Annual Conference

This CLE program addresses key issues regarding compliance with the suitability rule. Panelists discuss key issues regarding compliance with the suitability rule. They provide practical advice on how firms and registered representatives can better understand customers and securities in order to comply with the suitability rule. They also discuss the intersection of suitability requirements with recent timely industry issues, such as senior customers, sales of complex products, IRA rollovers,...

General Credits
1
Price$50

The Distinction Between Supervisory and Compliance Roles

This CLE program will provide guidance on the challenges facing compliance professionals. Separation of compliance and business supervision roles is becoming much more difficult. Join FINRA staff and industry practitioners as they discuss how their firms are defining the roles of supervisors and compliance personnel. After attending this session, you will be able to: Compare and contrast the distinction between the first and second lines of defense. Understand the challenges facing co...

General Credits
1
Price$50

Cybersecurity Threats and Loss Prevention (Medium and Large Firm Focus)

This CLE program provides guidance on useful practices for protecting customer information, what to do in the event of a data breach and tackling other cyber security situations. Every firm needs a cybersecurity program. Is your current plan as comprehensive or robust as it should be? Are you effectively protecting your firm and your clients from threats? Whether you're just starting out or updating a well-documented approach, this session will provide actionable best practices and highlight...

General Credits
1
Price$50

Effective Practices for Working With Senior Investors: 2017 FINRA Annual Conference

This CLE program provides guidance on identifying and responding to issues and concerns of clients who are or will soon be seniors. Statistics show that the population of persons aged 65 and older is growing at a dramatic pace. This population also controls a significant percentage of personal wealth in the U.S. These facts coupled with the fact that regulators are investigating more and more cases involving complaints made by seniors have led the industry to step up efforts to protect senior...

General Credits
1
Price$50

Enhancing Your Product Knowledge: 2017 FINRA Annual Conference

This CLE program provides guidance on steps firms can take to comply with their due diligence obligations. Panelists discuss the features of popular complex products and their role portfolio diversification. After attending this session, you will be able to: Discuss industry trends with regards to new products. Review due diligence process when on-boarding new products. Establish product training in your own firms. Learn about new investment product development. Identify risk asso...

General Credits
1
Price$50

Hiring and Supervising Registered Representatives in the Retail Space

This CLE program will highlight best practices related to the hiring and supervision of registered representatives in the retail space. After attending this session, you will: Understand effective practices for assessing risk when considering registered representatives (RRs) for employment; Learn how to conduct background checks. Review screening techniques. Identify why compliance should be involved in the on-boarding and termination process. Learn of effective risk management c...

General Credits
1
Price$50

Hot Topics in AML

This CLE program provides guidance on suspicious activity monitoring and other hot topics in AML (anti-money laundering). There is no shortage of "hot topics" in the Anti-Money Laundering (AML) compliance. As the industry has taken a leading approach to address and combat money laundering risks, this panel will discuss current and emerging AML hot topics. After attending this session, you will be able to: Understand AML program requirements. Identify and describe FINRA’s AML initiativ...

General Credits
1
Price$50

Market Regulation Priorities: Detecting and Preventing Misconduct

This CLE program provides updates on market regulation priorities, including current initiatives and rulemaking. This session focuses on market regulation priorities and sweeps. Panelists will share thoughts on equities, options and fixed income compliance programs. After attending this session, you will be able to: Understand Market Regulations’ initiatives, priorities and significant matters. Discuss major developments in equities, fixed income and options markets surveillance. D...

General Credits
1
Price$50

Outside Business Activities and Private Securities Transactions

This CLE program will provide guidance on effective practices for monitoring outside business activities and supervising private securities transactions. FINRA panelists discuss common OBA deficiencies found during examinations. Panelists share effective practices regarding policies and procedures for identifying, documenting and disclosing OBAs. After attending this session, you will be able to: Understand the challenges firms are facing related to OBAs and PSTs. Develop effective pr...

General Credits
1
Price$50

Outsourcing and Vendor Management: 2017 FINRA Annual Conference

While outsourcing is an activity or function that a third-party service provider performs to assist an organization, an outsourcing arrangement does not relieve firms of their ultimate responsibility for compliance with all applicable laws and security regulations. During this CLE session, FINRA staff and industry members address the use of third-party service providers and firms’ responsibility for complying with all applicable laws and security regulations. Panelists also discuss policies, p...

General Credits
1
Price$50

Hot Topics in Copyright Law

This CLE program will focus on the current state of copyright law. Listen to a star-studded panel from Frankfurt Kurnit Klein & Selz's IP Litigation Group as they present a rundown of the latest developments. Topics include: Copyright ownership of film, video and other content Defending small copyright claims Copyright ownership of graffiti and other “street” art Star Athletica and ownership of cheerleader uniform designs and other fashion executions Recent cases affecting copyrig...

Total Credits
3
Incl. 1 Ethics
Price$150

A Legal Guide to Social Media Advertising around the Globe

Truth in advertising becomes even more complicated when social media is thrown into the mix. In this format, what exactly constitutes advertising, and what are the rules that advertisers muse adhere to? This CLE course will offer a detailed look at advertising in the social media age and include discussions of transparency, sponsorship, endorsements, user-generated content, and affiliate marketing. The course will provide an overview of FTC guidelines and case studies describing how those gui...

General Credits
1.1
Price$50

The Corporate Representative Deposition in Illinois Under Supreme Court Rule 206 (a)(1)

One of the most useful discovery tools one can use is the "Representative Deposition," codified in the Illinois Supreme Court Rules under 206 (a)(1) and in the Federal Rules of Civil Procedure as Rule 30(b)(6). Under this rule, by notice an opposing corporation, partnership or association or by subpoena a third party must disclose and present a witness to testify on it's behalf on the subject of certain topics listed in the deposition notice/subpoena. The major difference betwe...

General Credits
1
Price$50

Impact of the Supreme Court’s Decision in U.S. v. Salman on the Law of Insider Trading

The Dec 6, 2016 court ruling in US v Salman clarifies the “personal benefit” requirement and eases the government’s burden of proving insider trading cases. But how does this impact other decisions such as US v Newman and the prosecution of future insider trading cases? While the government need not show that the tipper has received something of tangible value, it raises the question of when the relationship between tipper and tippee reaches the level which would satisfy this lesser “personal...

General Credits
1
Price$50

Advanced Tax Planning Techniques

This CLE presentation will cover creative, cutting-edge tax planning techniques currently used by leading tax professionals. The discussion will include a number of sophisticated and contemporary planning strategies drawing on various partnership, real estate, corporate, international, individual and estate tax rules. In addition, we will touch on common tax planning obstacles, including judicial doctrines and disclosure rules, and will focus on planning techniques and structures.

General Credits
1.4
Price$75

Understanding IP and Attorneys’ Use of Technology

This CLE course will introduce the key parts of Intellectual Property (patents, trademarks, copyrights, trade secrets) to the audience. Attorney Greg Popowitz will go through what Intellectual Property Protection will provide, the process, international protection, general considerations, and common mistakes/misconceptions. Greg will also introduce the recent passage of the Defend Trade Secrets Act, the first federal civil cause of action for trade secrets. The second part of the cou...

General Credits
1.8
Price$75

Personal Privacy, Immigration, iPhone Confidentiality vs. National Security...

Join us for our second annual program that seeks to inform the public, lawyers, and national security practitioners about the continuing balancing act between personal privacy rights and national security. Using a panel discussion format, we will take a look at today's technological and world developments that are forcing our government to weigh personal privacy against a backdrop of protecting our national security from an ever growing and rapidly changing threat environment. Panels inc...

Total Credits
6
Incl. 1 Ethics
Price$250

Cybersecurity Compliance Issues: What You Need to Do and How You Can Do It

Cybersecurity is a leading concern – if not the number one concern – for general counsel and compliance officers. This CLE program is presented by Tannenbaum Helpern’s Andre R. Jaglom and David R. Lallouz and Baker Tilly’s Russell J. Sommers. They will discuss the regulatory environment for businesses in the financial services sector versus other industries, examine industry cybersecurity standards, discuss how to conduct cybersecurity audits, address lawyers' ethical responsibilities for info...

General Credits
1.5
Price$75

What You Need to Know About New Federal Employment Laws

Important changes to federal overtime rules take effect on December 1st. The changes significantly increase the salary basis threshold for the so-called "white collar" overtime exemptions raising the pay for millions of workers. The new rules present challenges for employers, particularly in the media, entertainment, advertising and hospitality industries, where lower wages can be common for skilled work. Are you ready? Join Wendy Stryker, counsel to FKKS Executive Compensation and Employment...

General Credits
1
Price$50

Ethical Issues Facing In-House Counsel

This informative CLE course will provide a complete overview of professional responsibility issues that may arise for in-house counsel on a day-to-day basis. The course will explain the rules that govern privileged information, e-discovery, contact with former employees and potential conflicts of interest. The course will include problem-solving techniques to resolve critical problems that often arise.

Ethics Credits
1.5
Price$75

Intellectual Property Considerations in Business Transactions

This CLE Course focuses on the myriad ways intellectual property issues arise in business transactions. The course addresses key IP clauses in M&A agreements (including royalties, ownership, restrictive covenants, and employee issues) and licensing matters (including scope, quality control, assignment, and termination), touching on trademarks, patents, copyrights, and trade secrets. This course also explores the impact of recent legislative developments and case law in the intellectual propert...

General Credits
1
Price$50

Everything Is a Negotiation: Strategies and Ethical Considerations for Attorneys

All too often, traditional negotiation strategies result in blown up deals, protracted litigation, and destroyed relationships. Since we all negotiate every day, the stakes are far too high to rely on tired tactics that don’t work. Some people believe that effective negotiators are born, not made, but this presentation will prove them wrong. Join Joe Campolo, a law firm managing partner and business owner, as he shares the alternative negotiation strategies he relies on to solve problems and g...

Total Credits
1.7
Incl. 0.5 Ethics
Price$75

Ethics & Technology: E-Discovery, The Panama Papers, Attorney Liability for Hacks & Other Recent Developments

Along with looking at recent technological developments and their effect on confidentiality of proprietary information and the lawyer’s ethical responsibilities to protect it, this program will take a special look at e-discovery and the ethical ramifications of compliance or sanctions for lack thereof. Our panelists will also discuss the recent Panama Papers data leak and a lawsuit filed against an attorney in a real estate transaction for failing to send secure emails. Our expert pane...

Ethics Credits
2.75
Price$125

How to Handle an Employment Discrimination Case

Federal, state and local laws covering discrimination in the workplace have important procedural and substantive distinctions that all practitioners should be aware of. Topics include: EEO Agency Practice Drafting and responding to discrimination complaints Discovery Tips from the Plaintiff's and Defendant's perspective Summary Judgment, mediation and damage issues Strategies for litigation of discrimination cases

General Credits
2.2
Price$100

Avoiding Ethical Violations and Malpractice Suits

In this CLE course, ethics expert and legal malpractice attorney Daniel Abrams shares his views on how lawyers can protect themselves and minimize their chances of being sued for malpractice or being subject to other ethical headaches. Mr. Abrams covers the primary reasons why lawyers are sued, what plaintiffs’ legal malpractice lawyers are looking for in a lawsuit, the stages of a representation where lawyers are most likely to get into trouble, what clients to avoid, and other practical step...

Ethics Credits
1.3
Price$75

Drafting a Franchise Disclosure Document and Franchise Agreement to Protect a Franchisor in Litigation

A potential franchisor may well underestimate the complexity of the legal issues surrounding franchise law. Varying across state lines as well as across international borders, the laws are governed by federal laws that function in addition to, not in lieu of, state standards. These rules and their applications will all be discussed in this informative CLE course. The process for drafting successful Franchise Agreements and tips and strategies for creating Franchise Disclosure Agreements all of...

General Credits
2
Price$100

The Significance of Recent Developments in Delaware Corporate Governance Law and What Practitioners Need to Know

Panel 1: Important Recent Cases and Upcoming Issues Gregory Markel, Cadwalader, Wickersham & Taft LLP, Chairman of the Center, will moderate an “easy chair” discussion between Myron Steele, former Chief Justice of the Delaware Supreme Court, and Jack Jacobs, former Justice of the Delaware Supreme Court. They will discuss important recent cases and upcoming issues, with a focus on the implications of the decisions and what significant issues are likely to come up in the next year. Pan...

General Credits
2
Price$100

Chinese Investment in U.S. Real Estate

The U.S. property market has become a popular destination for wealthy Chinese nationals seeking safe investment opportunities abroad. International real estate transactions implicate legal issues associated with the transfer of funds, taxes, corporate formation, reporting and disclosure requirements, national security and immigration. This CLE lecture will discuss legal strategies for addressing these issues proactively so as to avoid post-acquisition problems.

General Credits
1
Price$50

Franchise Law: Five Issues Facing Franchisors and Franchisees

Franchise Law is affecting many of the businesses ordinary Americans interact with on a daily basis. Whether it’s getting your coffee, having a sandwich, or buying a car, you are almost ensured to deal with a franchised business today. With popularity comes problems, and there are many issues facing franchisors and franchisees throughout the United States. This CLE lecture, “Franchise Law: Five Issues Facing Franchisors and Franchisees,” will focus on some of the more prevalent issues,...

General Credits
1
Price$50

Trademarks and Branding: What In-house Counsel Needs to Know

With the proliferation of advertising on the Internet and social media it is more important than ever for companies to protect their trademarks and other branding campaigns. Join our "all-star" panel of corporate counsel for a conversation focusing on licensing, international filing trends, litigation and infringement issues and other issues of interest to in-house counsel.

General Credits
1.75
Price$100

A Behind the Scenes Look at the Decision by the Supreme Court of NJ on Fraud in a Medical Malpractice Policy

In DeMarco v. Stoddard, the Supreme Court of New Jersey held that a medical (podiatric) malpractice policy that was procured via fraud in the application could and should be rescinded ab initio, with the insurer not obligated to defend or indemnify the doctor. In so holding, the Court examined multiple issues, including the background of compulsory malpractice coverage in both New Jersey (where the malpractice occurred) and Rhode Island (where the policy was issued by a state-created entity)...

General Credits
1
Price$50

What Every Company Should Know About Identifying and Preserving Documents For Litigation

Preservation of electronic materials continues to be a hot topic, and the possible sanctions that courts can apply to companies that fail to preserve is an on-going concern for firms. Therefore, it is critical for companies to comply with and understand their preservation obligations and for their lawyers to advise them of these requirements. This CLE program will review when a company's preservation obligations are triggered, the steps that companies should follow to meet those obligations,...

General Credits
1
Price$50

Accommodating Non-U.S. Investors: Structuring Real Estate and Other Fund Investments to Minimize U.S. Tax Impacts

Tannenbaum Helpern tax attorneys Michele Itri and David Schulder along with RSM US LLP's International Tax Principal Mark Strimber, will discuss how hedge funds and private equity funds can minimize tax burden for non-U.S. investors. These investors are primarily concerned with avoiding U.S. tax filing obligations and paying U.S. tax on "effectively connected income" which can result from a non-U.S. investor's investment in U.S. real estate, certain U.S. loans, U.S. operating companies and fee...

General Credits
1.5
Price$75

Workplace Shooting: Employers’ Legal Obligations and Survival Strategies

With a number of high-profile workplace shootings being reported, employers have begun asking with greater frequency what should they do to prepare their company and employees for such an event. As an employer, what are your legal responsibilities if a shooting occurs in your workplace or at a company-sponsored or sanctioned event? For you and your employees, what are the recommended survival strategies? Are employers obligated to offer survival training? Are employers liable if they don't? Th...

General Credits
1
Price$50

ABC's of Selling or Buying a Privately Owned Business

More than 50,000 small company sale transactions take place in the United States each year. While the attorneys for these transactions may be seasoned M&A specialists, they may also be newly admitted attorneys and/or attorneys whose expertise lies in other areas of the law. This CLE presentation will focus on the practical aspects of the three major stages of the process of buying or selling a privately held business: I. Pre-Contract Considerations II. The Contract of Sale III...

General Credits
2.2
Price$100

Business Formations 102: Limited Liability Companies

This CLE course, presented by Tully Rinckey PLLC Partner Graig Zappia, Esq., will draw upon his experience as a seasoned real estate and corporate law attorney to assist attorneys of all levels of skill and experience in improving their legal knowledge regarding how to form Limited Liability Companies under New York State law. Mr. Zappia will provide guidance to attorneys on the various forms and procedural requirements to form Limited Liability Companies and Professional Limited Liability Com...

General Credits
0.8
Price$40

Regulatory, Contract, and Licensing Issues in the Hospitality Industry

The hospitality industry is a central facet of life in New York City, both for tourists and those who call the city home. New York City hospitality business operators require accurate, up-to-date, and reliable information, both to start a new business, and to keep their businesses compliant with ever changing regulatory and licensing laws. This topical CLE program, given by attorney Aaron H. Pierce, provides an overview of some of the most essential issues facing a restaurateur looking to open...

General Credits
1.5
Price$75

Raising Capital in the Internet Age: The Current State of Crowdfunding

The laws governing fundraising over the Internet are changing all the time, and new SEC rules recently took effect. On October 30 2015, the SEC issued final regulations to implement Title III of the JOBS Act. Regulation CF will permit a person or company to offer securities over the Internet for up to $1 million in a 12 month period. Regulation CF now joins two prior regulations implementing the JOBS Act: the regulations permitting Internet equity offerings only to accredited investors (a new...

General Credits
1.25
Price$75

What You Need to Know About the New FRCP Amendments: Discovery, E-Discovery; Proportionality, Preservation and Sanctions

The amended Federal Rules of Civil Procedure went into effect on December 1, 2015. The new Rules stand to have a profound effect on federal practice, especially practices surrounding discovery and electronic discovery. This program will detail the changes to the Federal Rules, with special emphasis on discovery practices. The panel will discuss the potential impact of revisions to the scope and timing of discovery, and the manner of objections; the enhanced role of proportionality and coope...

General Credits
1.75
Price$75

E-Discovery Case Law: Sanction Cases You Need to Know

E-Discovery sanctions. Two dreaded words that will get any attorney's attention. In this CLE program, learn what e-discovery sanction cases you need to know to keep your organization protected and out of the headlines. Topics include: 3 noteworthy e-discovery sanction cases and how to prevent the mistakes made Trends surrounding e-discovery sanction cases Tips from an experienced panel that includes legal professionals in variety of roles (in-house, law firm, judiciary)

General Credits
0.9
Price$50

Taking Advantage of the New FRCP E-Discovery Amendments

The FRCP E-Discovery amendments became effective December 1, 2015. These new rules are designed to dramatically reduce e-discovery costs. In this CLE program, learn how to take advantage of these new rules to mitigate risk and reduce e-discovery spend. Attend this session to learn: Insights on how these new e-discovery rules will affect your organization Best practices on how you can update your e-discovery processes to take advantage of these rule changes Tips on how e-discovery te...

General Credits
0.9
Price$50

What Attorneys Need to Know about New E-Discovery Technology

The most expensive stage in e-discovery is document review, often accounting for 80% or more of total e-discovery costs. Attempts to reduce review costs often fail because they don't go to the root of the problem: too much data is preserved, collected and sent to outside entities. In this CLE program, learn about new e-discovery technology that empowers you to quickly identify important documents, streamlines e-discovery activities, and minimizes the data sent to outside review. Attend t...

General Credits
0.9
Price$50

Banking Law for the General Practitioner

No matter your practice specialty, banking law issues can arise from time to time. This topical CLE program will provide a general survey of US banking law for the general practitioner to familiarize lawyers on the complex US banking system and introduce people to how banks are formed, applicable laws and regulations, permissible activities and latest banking reform efforts. The materials also serve as a basic banking legal resource for the attendee.

General Credits
1.25
Price$75

Noncompetition and Confidentiality Provisions in Employment Agreements

This CLE program will present a roundtable discussion among judges and attorneys specialized in employment law regarding the development of New York appellate law on the enforceability of noncompetition and confidentiality covenants and state and national trends on these covenants' enforceability. One objective will be toward formulating consistency, which currently is lacking, in the current judicially created restrictions on noncompetition, nonsolicitation, and confidentiality agreem...

General Credits
1.75
Price$75

Hot Button Issues in Employment Law

This program will explore cutting-edge issues and recent developments in employment law. A panel comprised of senior in-house and outside counsel, along with the Brooklyn Regional Director of the NLRB will have a lively discussion, where active audience participation will be encouraged, on topics including: Critical issues that arise with respect to the use of social media and email in the workplace Recent developments in the ongoing debate on classifying workers as independent contrac...

General Credits
2
Price$100

Ethical Issues in Supervising Others: Can Their Misconduct Become Yours?

Whether you are a solo practitioner, a partner in a large firm, in-house counsel, or a government attorney, you don’t practice alone. Most likely you have non-lawyer staff, law clerks, and partners or other colleagues with whom you work. While you take care to ensure that you are always complying with applicable codes of professional conduct, what happens if someone in your office engages in misconduct? Could you be held responsible for that person's actions? This CLE program presented...

Ethics Credits
2
Price$100

E-Discovery Case Law Review

In this CLE program, three e-discovery thought leaders, including one chief district judge and one Fortune 500 legal director will review the key e-discovery cases and trends from e-discovery case law. Topics Include Analysis of three influential e-discovery cases Judicial and in-house attorney’s perspective on current e-discovery issues Practical lessons from the bench and in-house counsel for creating defensible e-discovery processes

General Credits
0.9
Price$40

Eleven Common Intellectual Property Mistakes Businesses Make and How to Avoid Them

Don't miss this lively discussion of eleven common intellectual property mistakes businesses, large and small, make and how to avoid making them in your business. This CLE program will offer solutions and best practices to avoid problems in multiple areas concerning both creation and protection of your business's intellectual property, and using intellectual property belonging to others in your business.

General Credits
1.5
Price$75

Drafting Legally Sound Job Descriptions

Job descriptions are introduced into court more often than any other document in support of a variety of different legal claims against employers. However, there are legal pitfalls that you need to be aware of when either drafting such job descriptions or advising clients on best practices for drafting such job descriptions. A well drafted job description can help you defend an employer in an ADA case but a poorly-drafted job description can mean losing such a case. This CLE course w...

General Credits
1
Price$50

Labor Relations: What You Need to Know about a Represented Environment

One of the most difficult things for managers to do is to manage effectively in a represented environment. This is all the more true when your managers, who were used to managing in a non-represented environment, all of a sudden have to deal with labor relations issues for the first time. This CLE course will explore in-depth the labor relations process and will provide an in-depth review of your obligations vis-à-vis a collective bargaining agreement and your obligations pursuant to...

General Credits
1.5
Price$75

Preventing Workplace Violence: What Attorneys Need to Know

In light of so many recent instances of violence including the recent mall shooting in Columbia, MD, Purdue University, the Navy Yard shooting, the school shooting tragedy in Sandy Hook, CT, employers need to be better protected when it comes to workplace violence. This CLE program will provide legal counsel with a definition of what constitutes workplace violence and examples of who can engage in workplace violence. You will learn to recognize the warning signs that can lead to workplace...

General Credits
1.1
Price$50

Navigating Your Company Through a World of Big Copyright Damages: An Insider's Look

In a world where movies, television, music, books, online content and other media comprise the most valuable assets owned by many companies and individuals, the risks and rewards of copyright infringement have never been higher. Large copyright damage awards are making headlines, with songwriters, photographers, and other rights holders winning multimillion dollar judgments against alleged infringers. In many cases the winners also received their attorneys' fees. The prospect of dealin...

General Credits
1
Price$50

Global Advertising: Advertising Law in Canada

With the ever-increasing importance of the web, and social media in particular, as a tool to market consumers, advertising is rarely confined by national borders. As companies think about communicating with a broader range of consumers, throughout the world, it is critical for them to understand the key rules governing advertising globally. This CLE program, co-sponsored by the Global Advertising Lawyers Alliance, will provide an overview of the rules governing advertising to consumers...

General Credits
0.9
Price$50

Global Advertising: Advertising Law in Mexico

With the ever-increasing importance of the web, and social media in particular, as a tool to market consumers, advertising is rarely confined by national borders. As companies think about communicating with a broader range of consumers, throughout the world, it is critical for them to understand the key rules governing advertising globally. This CLE program, co-sponsored by the Global Advertising Lawyers Alliance, will provide an overview of the rules governing advertising to consumers...

General Credits
0.9
Price$50

House Rules: Fundamentals of Employment Law for Inside Counsel

This CLE program will address employment law issues frequently faced by in-house counsel. In-house counsel have unique challenges stemming from their requirement to be both a legal counselor and a business person. In light of this unique role, this program will cover legal and practical solutions for: avoiding discrimination and harassment liability, including best practices for handling employee complaints and workplace investigations, managing risks associated with the misclassificat...

General Credits
1.25
Price$75

Accounts Receivable Management for Lawyers

Accounts receivable management is NOT an arbitrary process. Business owners seem to understand this. Yet, many lawyers fail to adhere to best practices when establishing A/R policies and procedures for their law practices. This CLE program will discuss some of those policies and procedures that can be utilized in law firms to reduce the occasion of aged receivables and also what collection procedures should be used when clients do not pay. This course is presented by Robert A. Weinberg...

General Credits
1
Price$50

When to Retain a Financial Expert and How to Use them Effectively

Learn from a panel of experts how to select, work with, and use experts to prove damages. The program will provide an overview of the law governing recovery of lost profits; the concepts for measurement and projection of lost profits; the best use of a damages expert; and how to project lost revenues.

General Credits
1.25
Price$75

Is That Contract Invalid? Protecting & Attacking Contractual Obligations

While the signing of a contract may indicate a major transaction or commitment, people tend to view them as little more than pieces of paper, easily argued and voided. But the validity of a contract is dependent on myriad elements contained therein. This CLE course will explain how to assess the validity of a contract either to protect its obligations or attack and invalidate them. The course will explain what constitutes a contract and the elements in must contain, mutual intent requi...

General Credits
1.7
Price$75

JOBS Act Implementation

This session focusses on business and regulatory developments related to the JOBS Act, including recent innovations around how firms conduct business online. FINRA and industry experts discuss how firms can stay in compliance as they conduct public and private offerings under the new rules.

General Credits
1
Price$50


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