Nevada CLE - Finance and Banking Courses
This is a listing of Finance and Banking CLE Courses for Nevada. Please make your selection below of Nevada CLE courses. Click "Add To Cart" to purchase Individual CLE Courses. For more information about a particular CLE course, click on the "More Info" link. Click the "Preview" button to view a short preview of the course.
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How The New Proposed Tax Bill Can Impact Your Retirement Account
This CLE Course will provide in detail the key provisions impacting retirement accounts such as: $10 million Cap on retirement accounts if your income is above $450,000. The elimination of the Backdoor Roth IRA. If you are above the above-mentioned income limits, you can no longer convert to a Roth IRA.. The elimination of the Mega Backdoor Roth strategy. No longer can you contribute after-tax funds into your workplace plan, or convert after-tax contributions to an IRA. This applies t... More Info
$501General Credit -
How to Handle a Securities Regulatory Investigation
How you handle a securities regulatory investigation is critical, and being uninformed or ill-prepared could lead to significant consequences for your client. It is also important to understand your ethical obligations before, during, and after an investigation, as representation lines may become blurred. During this CLE, our panel of experienced practitioners will discuss: the various stages of a securities regulatory investigation the initial contact demand for documents gathering... More Info
$501General Credit -
Ideas to Cash: Guiding Creative Clients In Monetizing Their Inventions and Other Creations
This CLE course will enable you to turn your client’s ideas into cash. Different forms of protection are described for various creative ideas, followed by steps necessary to procure/secure patents, trademarks, copyrights and trade secrets. Various types of agreements for different monetizing methods are discussed, with samples. Techniques for finding and approaching “targets” are also explained in detail. More Info
$751.5General Credits -
Increasing Revenue for Your Clients and Yourself Through Franchising
The purpose of this CLE course is to show you how you can increase the revenue of both your client and yourself through franchising. The lecture describes the advantages of franchising, the success of franchising in the United States, the types of businesses that can be franchised, what is involved in establishing a franchise system, the registration requirements of various states, the Franchise Disclosure Document, your duties as a franchise attorney and your options as a franchise a... More Info
$501General Credit -
Introduction to Franchising Law
This CLE course is designed as a basic course for counsel with limited knowledge of franchise law and will introduce the basic legal considerations in franchising, whether you are representing a franchisor or a franchisee. The course will discuss the legal definition of a franchise, review the federal and state laws governing the franchise relationship, where to find information regarding franchise brands, the dangers of becoming an accidental franchise, and introduce some legal consi... More Info
$751.5General Credits -
Investment Companies Current Topics
Join FINRA staff and industry panelists as they discuss topical advertising compliance issues concerning registered investment companies, including mutual funds, ETFs and closed-end funds. Panelists cover the compliance challenges associated with complex products such as single stock ETFs, crypto futures funds, non-transparent ETFs and ESG focused investments. The panel also includes discussions regarding regulatory interpretations and compliance tips. More Info
$501General Credit -
Legal Issues in Divorce Cases: Equitable Distribution, Spousal Maintenance and Child Support
The CLE course will detail how New York, somewhat patterned on New Jersey equitable distribution law, instituted and applied equitable distribution to all divorces. The course will include the current applicable statutory and recent case law. The course will also include tips on how to argue for the best possible result for your client on all financial issues. As for spousal maintenance and child support, besides reviewing the current statutes and guidelines, and recent appl... More Info
$501General Credit -
Leveraging Regulatory Technology for Your Firm
During this CLE program, panelists discuss how RegTech is impacting the securities industry as well as related benefits, risks and regulatory considerations. The session also covers different RegTech tools available to enhance compliance efforts, such as FINRA's new Machine Readable Rulebook as well as other tools involving the use of artificial intelligence and cloud computing. This session will discuss: Considerations for using Regtech tool such as those incorporating AI for regul... More Info
$501General Credit -
Litigation Finance 101: How Funding Can Help Clients and Lawyers
Litigation finance lets third-party funders help lawyers and their clients meet the mounting costs of litigation. Its use is rapidly expanding in the United States, with funders investing in claims on both a single-case and portfolio basis. Our presenters—a litigation funder, and an advisor to clients who use funding—will explain the various ways funders invest in litigation, describe what funding transactions look like, and discuss the legal and ethical rules relevant to funding. More Info
$501General Credit -
Litigation Support Services Performed by Forensic Accountants
Lawyers, judges, and juries often struggle with complex accounting, valuation, and business issues. Therefore, forensic accountants can provide valuable services to litigants and their attorneys. These services can range from interpretive analysis, to investigations, to damages analysis and more. In this course, attendees will learn various types of litigation support services, learn the impact of a forensic accountant on all stages of a litigation, and listen to a case study with r... More Info
$501General Credit