Communication Supervision Trends and Effective Practices

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About This Course

This CLE course offers a comprehensive exploration of critical issues in communications supervision, with a focus on emerging trends in off-channel communications and social media. Join industry experts and regulatory professionals as they provide practical insights into the latest supervisory challenges, share key examination findings, and discuss strategies for enhancing compliance programs.

Key Topics Include:

  • Off-Channel Communications: Examination findings and best practices for managing non-traditional communication methods, including practical solutions from targeted reviews.
  • Emerging Trends: The rise of "Finfluencers," new financial products, mobile applications, and other developments reshaping communications supervision.
  • Effective Supervision Practices: Legal strategies for firms to bolster their supervisory programs in response to evolving regulatory expectations.

This CLE course will provide attorneys with the tools and knowledge needed to navigate the complexities of communications supervision and ensure compliance in an increasingly dynamic digital environment.

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