Securities Law Bundle - Mississippi CLE

We have selected our most popular lectures and bundled them together into our Securities Law Bundle. This Bundle contains 6 Credit Hours of CLE Lectures including 1 hour of Ethics & Professionalism.

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6
Credit Hours
of CLE Lectures
Save $101
Only $199
Save $101
Courses priced individually at $300
  • Includes 1 Ethics

Securities Law Bundle Includes:

  • $75

    The Case Against Tipper X

    General Credits: 1.5

    lmagine the following: lt is the morning of a normal workday for you and millions of others who live in New York City. You go to the gym for a workout and run some errands before heading to the office. Unexpectedly, two FBI agents approach you on the sidewalk, flash their badges - in public view - a...

  • $50

    Leveraging Regulatory Technology for Your Firm

    General Credits: 1

    During this CLE program, panelists discuss how RegTech is impacting the securities industry as well as related benefits, risks and regulatory considerations. The session also covers different RegTech tools available to enhance compliance efforts, such as FINRA's new Machine Readable Rulebook as we...

  • $75

    Current Communications with the Public Regulatory Issues

    General Credits: 1.5

    Join FINRA staff and industry panelists for an in-depth conversation on current advertising regulatory issues, including the new Investment Advisers Act Marketing Rule. Topics Discussed: Learn about recent communications rule changes and proposals. Understand how the new IA Marketing Rule will...

  • $50

    Hot Topics in Municipal Securities and Other Fixed Income

    General Credits: 1

    This CLE program covers an assortment of key considerations surrounding fixed income securities including exam priorities, common findings and enforcement actions, fixed-income rulemaking, and an update on SEC Rule 15c2-11. This CLE program will discuss: Review of recent enforcement actions rela...

  • $50

    Cybersecurity, Privacy, and Data Protection Issues: Ethical Considerations and New Requirements

    Ethics Credits: 1

    A number of states are proposing mandating CLE hours with a focus on cybersecurity, privacy, and data protection. This obligation to possess technology competency is not a new concept, as many states have already adopted the American Bar Association (ABA) Model Rule's requirement. The purpose o...

6
Credit Hours
of CLE Lectures

CLE Your Way, Anywhere!
Online & iOS/Android App included at no extra charge!

Course Media Options
Only $199
Save $101
Courses priced individually at $300

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