Minnesota CLE - Securities Law Courses
This is a listing of Securities Law CLE Courses for Minnesota. Please make your selection below of Minnesota CLE courses. Click "Add To Cart" to purchase Individual CLE Courses. For more information about a particular CLE course, click on the "More Info" link. Click the "Preview" button to view a short preview of the course.
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Drafting Founders’ Agreements for Corporations and LLCs
Founders' agreements establish the framework for ownership, governance, decision-making, and the long-term relationship among the owners of a new business. Whether organizing a corporation or a limited liability company, attorneys must carefully tailor these agreements to reflect each client's business objectives, management structure, and risk profile rather than relying on generic forms. This CLE program provides a practical guide to drafting founders' agreements for both corporations... More Info
$1002General Credits -
From Legacy Banks to Fintech: Understanding Modern Banking Structures
In this CLE course, we will explore the chartering and licensing options available to legacy banks, foreign banking organizations, and fintech companies seeking to establish, expand, or enhance the permissible activities conducted through a U.S. entity or a U.S.-based banking partner. Participants will examine the evolving landscape of banking and financial services, including traditional depository institutions, limited-purpose banks, special-purpose charter entities, and Banking-as-a-Service... More Info
$501General Credit -
Counseling the Startup: Legal Strategy for High-Growth Ventures
Representing a “tech startup” or other venture that will seek outside investment during the early years of its operations offers challenges that attorneys won’t face when representing a traditional small business. Startup founders (also known as “entrepreneurs”) have different personalities, goals and objectives than small business owners, and accordingly will have different needs for legal services. When working with startups, you will often find yourself as an “outside general coun... More Info
$1002General Credits -
Crypto 201: Fundamentals, Key Developments, and Current Law and Practice
This CLE course builds on foundational concepts to provide an updated overview of today’s evolving digital asset ecosystem. It explores key legal and regulatory developments, including recent SEC guidance on crypto, as well as practical discussions of tokenization, stablecoins, smart contracts, digital asset treasuries (DATs), decentralized finance (DeFi), decentralized autonomous organizations (DAOs), and other commonly used industry terms. The session also addresses real-world applica... More Info
$751.5General Credits -
Navigating FinCEN’s New Rule on Residential Real Estate Transactions
This CLE program provides a practical and timely analysis of FinCEN’s new residential real estate reporting rule and its implications for attorneys involved in real estate transactions. The rule represents a significant expansion of federal anti-money laundering oversight into the residential real estate market and imposes new reporting obligations for certain non-financed transactions involving legal entities and trusts. Participants will examine the scope and purpose of the rule, the... More Info
$501General Credit -
Representing the Startup Enterprise Through the “Four Stages” of Capital Formation
Raising capital is a defining challenge for emerging businesses, and each stage of the process brings unique legal and regulatory considerations. This CLE program guides attorneys through the progression of startup financing, from early founder contributions to public offerings, with a focus on how counsel can add value and mitigate risk at every step. This Program Explores: Stage 1: Founder financing and initial capitalization Stage 2: Friends-and-family rounds and crowdfunding str... More Info
$1002General Credits