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Florida CLE - Business Law Courses

This is a listing of Business Law CLE Courses for Florida. Please make your selection below of Florida CLE courses. Our courses are available on Audio CD, DVD, Online, & Smartphone. Click "Add" to purchase Individual CLE Courses. For more information about a particular CLE course, click on a course name.

Business Law Courses -

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0
Ethics Credits
0

Designing and Enforcing Non-Competition Covenants

This CLE program will feature information on common pitfalls, helpful language, and what to expect with respect to enforceability and court actions as they pertain to non-competition covenants in Florida.

General Credits
0.5
✓ Pre-Approved
Price$25

Look Before You Lease: Negotiating Leases and Related Relationships

This CLE program will feature information on negotiating leases and will review a typical real estate and building lease agreement that has recently been negotiated to show what changes have been recommended for each party, with actual sample language concerning various lease aspects. This will include limited guarantees, damage clauses, insurance coordination, and fifteen common issues that arise in lease situations.

General Credits
0.5
✓ Pre-Approved
Price$25

Technology, Ethics, and Estate Planning Practice Management

This CLE program will discuss how estate planners can use technology, sometimes in creative ways, to enhance their practice, add efficiencies and cost savings, and provide better protection from problems. How can document generation software enable you to create more robust documents at less cost and permit you to provide better service and planning to your clients. How can you adapt common tools such as calendar and billing systems to provide better communication with your clients, and better...

Ethics Credits
1.5
✓ Pre-Approved
Price$75

Serving Rural Clients Using Technology

Did you know there are thirty counties in Nebraska that have three or fewer attorneys? Did you know that eleven of those counties have zero attorneys? This is a huge problem in rural areas across the country. This lack of “access to justice” prevents many individuals and families from protecting their rights and utilizing the justice system. This CLE program will review how these barriers arise, what tools to use to serve rural clients, and detail some of the speakers own stories, both success...

General Credits
1
Self-Report
Price$1

The Ethics of Deception

As lawyers, the most profound ethical issues we face generally arise not so much where the choice is between “good” and “bad,” or “right” and “wrong,” but, instead, where the issue compels us to choose between two (or sometimes more) competing “goods” so that by choosing the one we necessarily abandon the other. Indeed, as we see in this program, the core ethical values of our profession force these decisions because they impose fundamentally conflicting duties upon us, and compel us, theref...

Ethics Credits
2.5
✓ Pre-Approved
Price$125

Lessons Learned From Recent AML Enforcement Actions

Attend this CLE program to hear a discussion on hot legal cases and enforcement actions impacting AML programs. Does your AML program meet evolving expectations and address emerging money laundering risks? Join FINRA staff and industry experts as they review hot legal cases and enforcement actions impacting AML programs. Panelists will cover critical regulatory concerns, potential vulnerabilities, and how you can address any pitfalls in your AML program. After attending this session, you...

General Credits
1
Self-Report
Price$50

Common Examination Findings and Effective Compliance Practices (Medium and Large Firm Focus)

This CLE program provides guidance on common deficiencies noted during FINRA cycle examinations of medium and large firms, and issues that result in a cautionary letter. Industry practitioners discuss their experience during examinations and taking corrective action and updating compliance procedures and practices based on lessons learned from common examination deficiencies. After attending this session, you will be able to: Understand the FINRA examination process and how to create e...

General Credits
1
Self-Report
Price$50

Detecting, Preventing, and Investigating Fraud and Misappropriation

This CLE program provides information regarding current fraud schemes from the front line regulators. After attending this session, you will be able to: Understand emerging trends in securities fraud and identify potential threats. Identify potential red flags associated with different types of financial fraud. Know who to contact to report potential fraud.

General Credits
1
Self-Report
Price$50

Navigating the Clearing Firm Relationship: 2017 FINRA Annual Conference

This CLE program provides an overview of the roles and responsibilities of clearing and introducing firms. This session is intended to assist firms in making the most of the relationship with their clearing firm. Panelists discuss the roles and responsibilities of clearing and introducing firms, types of reports and services that clearing firms offer, and practices for integrating these tools into introducing firms’ compliance processes. After attending this session, you will be able to:...

General Credits
1
Self-Report
Price$50

Bonds: 2017 and Beyond

This CLE session provides insights and observations from FINRA staff and industry practitioners on the existing trading environment for the fixed income market. Panelists will discuss the current state of liquidity within various fixed income products. Panelists will cover the potential impacts of a rising interest rate. Panelists will also discuss how they mitigate some of these impacts and deal with periods of volatility. Topics discussed: Understand the views of market participants...

General Credits
1
Self-Report
Price$50


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