Florida CLE - All Courses

This is a listing of CLE Courses for Florida. Please make your selection below of Florida CLE courses. Click "Add To Cart" to purchase Individual CLE Courses. For more information about a particular CLE course, click on the "More Info" link. Click the "Preview" button to view a short preview of the course.

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  • Ad Review Workshop: Part 1

    During this highly interactive and dynamic session, attendees apply FINRA advertising rules to several mock advertisements and uncover the hidden concerns. Attendees work in small groups and present their findings to fellow participants, while moderators present the regulatory perspective, clarify any misperceptions and answer questions. More Info

    $50
    1General Credit
    Self-Report
  • Advertising Compliance Bootcamp: Select Topics

    This panel will discuss examples of content violations, disclosure and performance standards of SEC Rules, standards for variable insurance product communications, guidance with respect to options communications, presentation of rankings, the core concepts of social media and digital communications, and a list of basic “do’s” and “don’ts.” By the end of the session, you will be able to: Comply with the content standards of FINRA Rule 2210. Apply the: SEC Rules to investment company... More Info

    $50
    1General Credit
    Self-Report
  • Advertising Compliance: Fundamentals of FINRA Rule 2210

    This CLE course is designed for attorneys who are new to FINRA’s advertising rules or experienced practitioners interested in a refresher. A panel of FINRA professionals provides an overview of FINRA’s Communications With the Public rule, including filing requirements, internal approval and supervision, and content standards. Panelists answer questions about how to apply the rules to financial services communications and marketing materials. More Info

    $50
    1General Credit
    Self-Report
  • Current Communications with the Public Regulatory Issues

    Join FINRA staff and industry panelists for an in-depth conversation on current advertising regulatory issues, including the new Investment Advisers Act Marketing Rule. Topics Discussed: Learn about recent communications rule changes and proposals. Understand how the new IA Marketing Rule will impact firm communications. More Info

    $100
    2General Credits
    Self-Report
  • Exempt Offerings

    This CLE program focuses on industry and regulatory developments related to Reg D and Reg A+ offerings. During the session, panelists discuss common concerns and recent regulatory findings. Speakers provide practical information and effective practices for firms offering these products to retail investors and discuss Regulatory Notices 20-21 and 21-26. More Info

    $50
    1General Credit
    Self-Report
  • Fintech Firms: Communications Compliance Topics

    Join FINRA staff and industry panelists as they share insights on challenges and effective practices related to communications compliance for Fintech focused firms. The panel covers topical issues such as digital engagement practices, mobile applications, integrated product offerings, and crypto assets. Panelists answer questions and provide tips on the use of technology to help navigate this quickly evolving area. More Info

    $50
    1General Credit
    Self-Report
  • Investment Companies Current Topics

    Join FINRA staff and industry panelists as they discuss topical advertising compliance issues concerning registered investment companies, including mutual funds, ETFs and closed-end funds. Panelists cover the compliance challenges associated with complex products such as single stock ETFs, crypto futures funds, non-transparent ETFs and ESG focused investments. The panel also includes discussions regarding regulatory interpretations and compliance tips. More Info

    $50
    1General Credit
    Self-Report
  • Social Media Ethics and Trends for Employment Lawyers

    Join Marty Gandelman and Committee Chair Lauren Paxton for a program sponsored by NYCLA’s Labor and Employment Committee. The evening will open with a CLE presentation exploring how the Rules of Professional Conduct apply to attorneys' use of various social media platforms and how to navigate potential ethical issues related to marketing, evidence gathering, ex parte communications, and jurors. The presentation will also highlight social media issues that may arise in the workp... More Info

    $50
    1Ethics Credit
    Self-Report
  • Asylum ABC's: What Attorneys Need to Know

    Whether you are new to immigration law or a seasoned practitioner, this course offers an overview of asylum law and also practical advice on helping a client make a successful asylum application. This overview offers the nuts and bolts of Asylum, ranging from general details such as the time frame to file an application to more specifically what is required to be proven in an application. We will also delve into the relevant immigration forms to be completed and examine how to ensure t... More Info

    $100
    2General Credits
    ✓ Pre-Approved
  • How to Handle an Automobile Case

    Cases involving automobiles are some of the most common types of actions that are brought. Yet, knowing what steps to take when brining such an action, or defending one are of critical importance. Our expert panel will discuss many of the key considerations for both plaintiff's and defense counsel, including, but not limited to: Evaluating the case and gathering evidence Accident reconstruction Understanding when theories of fault and no-fault apply Insurance considerations Damage... More Info

    $100
    2General Credits
    Self-Report

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