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Connecticut CLE - Finance and Banking Courses

This is a listing of Finance and Banking CLE Courses for Connecticut. Please make your selection below of Connecticut CLE courses. Our courses are available on CDs, DVDs, Online, and with iOS/Android App. Click "Add" to purchase Individual CLE Courses. For more information about a particular CLE course, click on a course name.

Finance and Banking Courses

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Ethics Credits
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Corporate Philanthropy: Where to Start and How to Get it Right

As Corporate Social Responsibility (“CSR”) continues to trend up, more and more companies are considering philanthropic initiatives. But there are many ways to give back, and each program comes with significant compliance challenges. How do you select and launch a program consistent with your brand -- without making an embarrassing mistake or incurring legal liability? This CLE program will provide an interactive overview of the different options and their compliance regimes. Both new...

General Credits
1.25
Price$50

The Regulation of Private and Foreign Funds in the Age of Cryptocurrency

This CLE course is designed to provide an overview of the regulatory regime applicable to private and foreign (i.e., non-registered) investment funds and the issues raised by the explosive rise of cryptocurrencies in the past several years. The course begins with an overview of the Securities Act of 1933, the Securities Exchange Act of 1934, the Investment Company Act, the Investment Advisers Act, the Dodd-Frank Act and the SEC and CFTC rules and regulations applying this legislative fr...

General Credits
1.5
Price$75

What Every Family Law Attorney Needs To Know About Debt Collection And Bankruptcy

In the practice of family law there are many factors to consider, including the issues facing the family as one household becomes two. The issues regarding the debts the family has, how each member of the household will be impacted by the debt and what their options are during or after the dissolution of marriage, including bankruptcy are things every Family Law practitioner should know to help their client’s make informed decisions.

General Credits
1.5
Price$75

Defining Antitrust Markets in Platform Industries

The effects of the Supreme Court’s landmark 2018 antitrust decision in Ohio v. American Express continue to reverberate. Platforms have occupied the antitrust spotlight for several years now, but litigation unpacking and applying Amex to platforms is still in its early stages. This CLE course is designed to update generalists, antitrust practitioners, and inside counsel alike on how lower courts are interpreting and applying Amex when defining antitrust markets involving platforms. The...

General Credits
1.25
Price$50

Understanding Asset Protection

Learn what tools are available to more effectively shield yourself from the effects of any lawsuit by protecting your personal wealth. The panel will discuss the following Topics: History of asset protection in the United States and abroad Understanding which assets are/are not exempt under state and federal law Identifying and understanding different types of risk How to protect real estate and other physical assets How to protect securities and other liquid assets The differe...

General Credits
1.5
Price$75

How The New Proposed Tax Bill Can Impact Your Retirement Account

In light of recent tax proposal released by the House Ways & Means Committee on September 13, 2021, This CLE Course will provide in detail the key provisions impacting retirement accounts such as: $10 million Cap on retirement accounts if your income is above $450,000. The elimination of the Backdoor Roth IRA. If you are above the above-mentioned income limits, you can no longer convert to a Roth IRA. This would go into effect after 12/31/21. The elimination of the Mega Backdo...

General Credits
1.25
Price$50

Business Interruption Coverage Post-Covid: Property and Business Interruption Claims and Forensic Accounting

Covid-19 has impacted the economy in so many ways. Private organizations and public entities have turned to their Business Interruption insurance policy to help offset their income losses resulting from the pandemic. This course will explore the current status of insurance claims for business interruption, and explain how a claimant needs to prepare, present and support their lost income claim. Presented by two of the most experienced professionals in business interruption insu...

General Credits
1
Price$50

Can We Get Back to Business? The FDCPA and The Post-Covid World

Now that society is starting to re-emerge from the COVID shutdowns and businesses are ramping back up (if they were not already), issues of cashflow, collections and receivables are again front of mind of business owners. What do businesses need to do regarding their receivables if they are involved in consumer transactions? Did COVID affect the ability of businesses to collect their receivables? What does the Fair Debt Collection Practices Act (FDCPA) require and what are the differenc...

General Credits
1
Price$50

Transfer Pricing for Multinationals: Practical Insights for Attorneys

Transfer pricing is widely considered the most contentious and expensive tax issue facing multinational companies today. However, many companies struggle to navigate the competing requirements of the IRS and international tax authorities. This CLE course will provide insights into how attorneys can identify and assess client global transfer pricing issues from a practical perspective. The course explains the requirements of Section 482, Section 6662 documentation standards, and the O...

General Credits
1.5
Price$75

NYS New Cannabis Law: What You Need to Know About the Business, Licensing, Regulatory and Criminal Provisions

Join us for a discussion of the new NY Cannabis law and its impact on businesses, including obtaining financing, as well as the licensing and regulatory requirements. The criminal provisions of the new law will also be addressed by Judge Kamins.

General Credits
2.25
Price$100
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