Connecticut MCLE - All Courses
This is a listing of CLE Courses for Connecticut. Please make your selection below of Connecticut CLE courses. Click "Add To Cart" to purchase Individual CLE Courses. For more information about a particular CLE course, click on the "More Info" link. Click the "Preview" button to view a short preview of the course.
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Managing Your Client’s Series A Offering of Securities: A Step by Step Guide
A startup or early-stage company goes through a number of informal financing rounds involving company founders, friends and family members, and local angel investors. But if the company’s business plan is successful, it will be ready for its first round of venture capital, known as the “Series A Round” or “Series A Offering”. In this fast-paced, entertaining CLE presentation, you will learn the steps involving in managing a Series A offering of securities, including: reviewi... More Info
$751.5General Credits -
Mandatory Abuse Reporting for Oregon Attorneys
Oregon’s elusive education requirements for child and elder abuse reporting can be met in this one, exciting, thrilling, story-based CLE! So while this will certainly be less entertaining than the latest superhero blockbuster, we will use real life examples of what elder abuse and child abuse can look like to walk through what the problem looks like and what an attorney’s reporting responsibilities are. More Info
$501General Credit -
Mandatory Abuse Reporting for Oregon Attorneys
Oregon’s elusive education requirements for child and elder abuse reporting can be met in this one, exciting, thrilling story-based CLE. So, while this will certainly be less entertaining than the latest superhero blockbuster, we will use real life examples of what elder abuse and child abuse can look like to walk through what the problem looks like and what an attorney’s reporting responsibilities are. More Info
$501General Credit -
Marijuana and Hemp: How Did We Get Here and Where Are We Going?
Over the last two decades, Marijuana and Hemp have been rebranded. Both have emerged as profitable industries in states that have fostered a conducive regulatory environments and investors have gravitated with cash in their pockets. As more states work towards marijuana legalization for either medical or retail purposes, many wonder when federal legalization will follow, if it does at all. Many states are also working to implement compliant hemp production programs under the USDA’s Domestic He... More Info
$751.5General Credits -
Marijuana and Synthetic Cannabinoids: Highlights of the Science for Attorneys
As marijuana sources expand to medical-use and legal recreational-use, attorneys encounter more cases involving these substances and their role in impairment. Questions arise concerning the differences between marijuana metabolites; how drug testing results can be interpreted; how the various sources of marijuana (edibles, "joints", oils) differ in potency and effects on the body; what is the science behind the marijuana breath testing device; what are synthetic cannabinoids and how... More Info
$501General Credit -
Marijuana Matters in the Workplace: Cannabis & Employment Law
This CLE course begins with an overview of marijuana use statistics as they relate to the workplace. Ms. Gluck focuses the discussion on the employer challenges that come with contradictions and overlapping rules regarding federal and state employment protections. Finally, Ms. Gluck shares insight regarding employer obligations to accommodate and provide leave for medical marijuana use, as well as best practices for employment policies. More Info
$501General Credit -
Maritime Law: Personal Injury and Property Damage in Small Boat Cases
In this CLE course we will discuss maritime law as it touches on both property damage cases, such as a towboat hitting a pier, and personal injury cases such as a small boat hitting a pier with resulting injuries. We will discuss the underlying theories of liability, comparative fault, the personification of the vessel and "in rem" liability, and the flip side of in rem liability the ability of a boat owner to limit liability for property damage and personal injury to the value of the vessel.... More Info
$1002General Credits -
Market Regulation and Transparency Services Priorities: What You Need to Know
During this CLE session, FINRA staff discuss updates to market regulation and transparency priorities related to equities, options and fixed income compliance programs. This session will discuss: Discuss updates on market regulation and transparency priorities, including current initiatives and rulemaking FINRA panelists share thoughts on equities, options and fixed income compliance programs Include information on: Manipulative Trading Reg Notice 22-27 (TRACE) Fixed Income Fair... More Info
$501General Credit -
Market Regulation Priorities
Attend this session to hear about market regulation priorities, including current initiatives and rulemaking. This session provides updates on market regulation priorities, including current initiatives and rulemaking. FINRA panelists share thoughts on equities, options, and fixed income compliance programs. After attending this session, you will be able to: Understand FINRA Market Regulations’ initiatives, priorities, and significant matters Discuss major developments in eq... More Info
$501General Credit -
Market Structure: Current Developments and Future Trends
During this session, panelists discuss current developments in market structure, including order handling, order routing and execution quality disclosure, and other developments for fixed income and equity securities. This session will discuss: Discuss current developments and future trends in the industry, including best execution guidance, payment for order flow issues and Transparency 605/606 A notice and comment period on Market Structure will wrap up around May – discuss notice... More Info
$501General Credit