Wyoming CLE - Finance and Banking Courses
This is a listing of Finance and Banking CLE Courses for Wyoming. Please make your selection below of Wyoming CLE courses. Click "Add To Cart" to purchase Individual CLE Courses. For more information about a particular CLE course, click on the "More Info" link. Click the "Preview" button to view a short preview of the course.
CLE Courses Available on DVDs, Audio CDs, USB Stick, Online & iOS/Android App and Live Webinars!
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On-DemandCD/DVD/USB, Online, iOS/Android App
Introduction to the Fair Debt Collection Practice Act (FDCPA)
This CLE course offers a thorough introduction to the Fair Debt Collection Act (FDCPA). Presented by Harvey Rephen, who specializes in consumer protection from abusive and illegal debt collection, this fascinating and timely CLE course includes a comprehensive overview of the FDCPA and an explanation of the various restrictions placed on debt collectors. The course also details the parameters of communication with debtors and third parties, prohibited practices, and civil liabilities with rega... More Info
$751.25General Credits -
On-DemandCD/DVD/USB, Online, iOS/Android App
Investing in the Cannabis Industry 101
The Cannabis industry is arguably the fastest growing industry in the United States, if not globally. Opportunities abound both with respect to hemp and marijuana, but it’s critical to understand the landscape and nuances that are unique to the industry when considering investment or transactions in the space. Join Brent Johnson, CEO of Hoban Law Group (a leading global law firm dedicated exclusively to the Cannabis space), as he provides a high-level overview of the Cannabis industry, inves... More Info
$501General Credit -
On-DemandCD/DVD/USB, Online, iOS/Android App
Investment Companies Current Topics
Join FINRA staff and industry panelists as they discuss topical advertising compliance issues concerning registered investment companies, including mutual funds, ETFs and closed-end funds. Panelists cover the compliance challenges associated with complex products such as single stock ETFs, crypto futures funds, non-transparent ETFs and ESG focused investments. The panel also includes discussions regarding regulatory interpretations and compliance tips. More Info
$501General Credit -
On-DemandCD/DVD/USB, Online, iOS/Android App
Key Insurance Coverage Considerations for Private Equity, Hedge Funds, Broker-Dealers and Investment Advisers
The investment management industry is under greater regulatory scrutiny than ever before. Combined with the threat of cyber breaches and an increase in investor activism, it is imperative for funds, broker-dealers and investment advisers to carefully review their insurance coverage and evaluate its adequacy in the current climate. Through interactive panel discussions, this CLE course will review key coverage issues and explain the various policies and the claims and activities covered by each... More Info
$501.25General Credits -
On-DemandCD/DVD/USB, Online, iOS/Android App
Legal Issues in Divorce Cases: Equitable Distribution, Spousal Maintenance and Child Support
The CLE course will detail how New York, somewhat patterned on New Jersey equitable distribution law, instituted and applied equitable distribution to all divorces. The course will include the current applicable statutory and recent case law. The course will also include tips on how to argue for the best possible result for your client on all financial issues. As for spousal maintenance and child support, besides reviewing the current statutes and guidelines, and recent appl... More Info
$501.25General Credits -
On-DemandCD/DVD/USB, Online, iOS/Android App
Leveraging Regulatory Technology for Your Firm
During this CLE program, panelists discuss how RegTech is impacting the securities industry as well as related benefits, risks and regulatory considerations. The session also covers different RegTech tools available to enhance compliance efforts, such as FINRA's new Machine Readable Rulebook as well as other tools involving the use of artificial intelligence and cloud computing. This session will discuss: Considerations for using Regtech tool such as those incorporating AI for regul... More Info
$501General Credit -
On-DemandCDs, DVDs, USB Stick
Litigation Finance 101: How Funding Can Help Clients and Lawyers
Litigation finance lets third-party funders help lawyers and their clients meet the mounting costs of litigation. Its use is rapidly expanding in the United States, with funders investing in claims on both a single-case and portfolio basis. Our presenters—a litigation funder, and an advisor to clients who use funding—will explain the various ways funders invest in litigation, describe what funding transactions look like, and discuss the legal and ethical rules relevant to funding. More Info
$501General Credit -
On-DemandCD/DVD/USB, Online, iOS/Android App
Litigation Support Services Performed by Forensic Accountants
Lawyers, judges, and juries often struggle with complex accounting, valuation, and business issues. Therefore, forensic accountants can provide valuable services to litigants and their attorneys. These services can range from interpretive analysis, to investigations, to damages analysis and more. In this course, attendees will learn various types of litigation support services, learn the impact of a forensic accountant on all stages of a litigation, and listen to a case study with r... More Info
$501General Credit -
On-DemandCDs, DVDs, USB Stick
Long Term Care Ins and Outs: Elder Law Update
Unexpected, unreimbursed long-term care expenses, be they for cognitive or physical impairments, can have catastrophic effects on a client's personal life, as well as the lifestyle of their spouse and family. Arrangements that clients make or don't make while they are younger and healthy will determine the quality of their lives & their families lives going forward. This CLE course will discuss what you and your clients need to know about Traditional & the new Combo/Linked insurance pla... More Info
$751.5General Credits -
On-DemandCDs, DVDs, USB Stick
Managing Rent Regulated Property: Preparing for the Sale, Purchase and Refinance of Rent Regulated Buildings
Join RSA for a program focusing on the due diligence required before the sale, purchase or refinance of a building. The program will provide information on cost saving resources that are available to assist owners complete the process. Topics to be addressed will include review of: HPD and DOB violations Major capital improvements, individual apartment improvements Tenant lease files Required building energy upgrades Housing court and DHCR proceedings DHCR and HPD registration W... More Info
$1002.25General Credits