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Wisconsin CLE - All Courses

This is a listing of CLE Courses for Wisconsin. Please make your selection below of Wisconsin CLE courses. Our courses are available Online and with iOS/Android App. Click "Add" to purchase Individual CLE Courses. For more information about a particular CLE course, click on a course name.

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Ethics Credits
0

Current Challenges and Opportunities in Office Leases

Office leasing presents challenges that are distinct from residential or commercial leases. This CLE course will explain everything you need to know including components of standard lease agreements, effective negotiation tactics, subletting, clauses related to tax escalations, build out terms, free rent, utility charges, insurance and notice provisions. The course will also delve into the current trends affecting the market and offer a short Q&A.

General Credits
1.5
Price$75

Zoning Basics and Title Issues Connected with Development Rights Transfers

The CLE program will focus on basic zoning concepts, followed by a detailed discussion of development rights transfers. The zoning topics to be presented will be: the difference between a tax lot and a zoning lot; types of zoning lots; identifying the permitted usage on a zoning lot as residential, commercial and/or community facility; and identifying the permitted floor area, height and setback restrictions associated with a zoning lot. This will be followed by a discussion of the developme...

General Credits
2
Price$100

RegTech in Advertising and Compliance and Beyond

RegTech (Regulatory Technology) is more than a buzzword, it is a real movement that is already having an impact on regulatory compliance. This CLE lecture will give you insight on innovative technologies being used to develop more effective, efficient, and risk-based compliance programs in the area of communications with the public. This CLE lecture will discuss how RegTech tools are helping address new challenges and regulatory implications associated with supervision, vendor management, da...

General Credits
1
Price$50

Advertising Compliance Boot Camp: Fundamentals of FINRA Rule 2210

This CLE course is designed for compliance and marketing professionals who are new to FINRA’s advertising rules or experienced practitioners interested in a refresher. A panel of FINRA professionals provides an overview of FINRA’s Communications With the Public rule, including filing requirements, internal approval and supervision, and content standards. Panelists answer questions about how to apply the rules to financial services communications and marketing materials while offering tips on h...

General Credits
1
Price$50

General Brokerage and Supervision

This CLE program will address advertising sales practice issues applicable to general brokerage firms and their registered representatives. FINRA staff and industry practitioners will discuss advertising compliance and sales practice issues applicable to general brokerage firms and their registered representatives. Industry panelists explore advertising compliance challenges and explain how they address the advertising rules with respect to the creation and preparation of marketing ma...

General Credits
1
Price$50

Stranger Than Fiction 2.0: True Crime Legal Issues

The popular demand for true-crime content continues to be a sustained force in the entertainment industry. But as production companies and networks push the boundaries to distinguish themselves from the crowd, clients need advice to ensure that they don’t take on unnecessary risk while chasing the next big hit. Topics include: Tips for negotiating law enforcement access agreements What to know when obtaining materials from law enforcement Managing the risk of defamation and right of...

General Credits
1
Price$50

10 Key Practical Issues when Reviewing and Drafting Commercial Office Leases

Commercial leases aren’t nearly as straightforward as they might seem and the small details matter a great deal. This CLE course will discuss 10 key practical issues when reviewing and drafting commercial office leases. The course will offer an understanding of an attorney’s role in the transaction as well as important information to note about the parties involved. The importance of a long-term outlook, the difference between usable vs. rentable space, term-sheets, security deposits, utility...

General Credits
1
Price$50

Helping Your Clients Resolve Tax Problems

The tax system is often overhauled, but it never seems to get any simpler. It’s no surprise that so many individuals find themselves entangled in tax issues. This CLE course will present strategies to help clients resolve their tax issues and address various IRS notices. The course will explain how to assess the legitimacy of letters, understand IRS notices, and protect a client’s rights while avoiding liens or levies. Tax debt resolution and the pros and cons of different avenues of resolutio...

General Credits
2
Price$100

Religion and Estate Planning

Planning a client’s estate involves more than just the transfer of wealth. To draft a customized plan that achieves a client’s unique goals requires an understanding the client’s values and convictions, and in many cases, his or her religious beliefs. A 2017 Gallup Poll on the role of religion in the United States, 37% of respondents self-identified as “Highly Religious.” That same year Americans donated upwards of $127B to support religious organizations and causes. Yet despite the central ro...

General Credits
1
Price$50

1031 Exchanges: An Advanced Seminar and Open Forum

This CLE presentation goes deeper than the typical program addressing Section 1031 Exchanges. Besides addressing the fundamentals, the program will explore more advanced concepts, such as leasehold improvement exchanges, private equity transactions, and the so-called “drop-and-swap” technique. Furthermore, the presenter answers questions about the nuances of executing a Section 1031 Exchange, reporting the exchange for tax purposes, and finer points about advising clients of what is and is not p...

General Credits
1
Price$50

Common Examination Findings for Institutional Firms: 2019-2020 Update

This CLE program will highlight core regulations and best practices related to the supervision of institutional business activities. After attending this session, you will be able to understand the types of supervisory controls firms can implement to mitigate risks common to institutional firms. Upon completion of this CLE, you will be able to: Discuss regulatory change management; Implement the debt research rule; Summarize concerns regarding conflicts clearance; Understand how to put info...

General Credits
1
Price$50

Complex Products and Alternative Investments

This CLE will focus on the latest regulatory updates and due diligence obligations and effective practices in connection with sales of alternative investments; including: Private Placements, Online Distribution Platforms, Finders, Real Estate Investment Trusts, Opportunity Zone Funds, Regulation A+, Blind Pools and Capital Acquisition Brokers. Join FINRA staff and industry experts as they identify features and compliance risks of specific securities products and how to implement effect...

General Credits
1
Price$50

Enforcement Initiatives, Developments and Priorities: 2019-2020 Update

This CLE will highlight some of the changes that Enforcement has recently implemented to its business process. Panelists will also discuss developments and trends in enforcement, including enforcement priorities and the principles that guide Enforcement’s decision-making. Panelists highlight noteworthy decisions and settlements that illustrate FINRA priorities, and provide guidance on regulatory and compliance practices. Panelists will also provide information and insight on navigating enfo...

General Credits
1
Price$50

FINRA’s Suitability Rule and SEC’s Proposed Regulation Best Interest

This CLE program will focus on the key issues regarding FINRA’s suitability Rule 2111 and the SEC’s Proposed Regulation Best Interest Rule, including a review of their differences. Panelists provide practical advice on how firms and registered representatives can better understand customers and securities in order to comply with FINRA’s suitability obligations and prepare for the SEC’s proposed Regulation Best Interest Rule.

General Credits
1
Price$50

High-Risk Activity Impacting Retail Investors

Join FINRA staff as they share helpful insight on identifying and assessing activity of registered representatives as high risk and how that intelligence can be more broadly used to assess risk across and within branch offices. Upon completion, you will be able to: Learn effective practices for identifying and mitigating risk in the hiring process. Summarize ways to identify indications of high-risk activity as part of ongoing supervision, and ways to mitigate such risk, including heightene...

General Credits
1
Price$50

How FINRA Rules Get Made, Reviewed and Updated

Join FINRA staff and industry experts as they explain how a FINRA rule becomes a regulation. Panelists give an inside look into how the FINRA Retrospective Rule Review process works and how rules are selected for review. Panelists will also preview and discuss upcoming rule changes, proposals and other regulatory initiatives. Upon completion of this CLE program you will be able to: Discuss the Retrospective Rule Review Process; Review how the advisory committees are used; Identify and under...

General Credits
1
Price$50

Mark-Up Disclosure Requirements

This CLE focuses on FINRA and MSRB mark-up disclosure requirements. Panelists discuss securities covered by the rule, when mark-up disclosure requirements are triggered and recent guidance on how to calculate mark-ups based on prevailing market price. Panelists share their perspectives on effective practices and helpful tips they have identified. Upon completion of this CLE program you will be able to: discuss the latest MSRB guidance concerning mark-up disclosure requirements.

General Credits
1
Price$50

Reviewing Recent Enforcement and Regulatory Actions to Manage AML Risks

Join FINRA staff and industry experts as they review legal cases and enforcement actions impacting AML programs. Panelists will cover regulatory trends, potential vulnerabilities, and how you can address any pitfalls in your AML program. Upon completion of this CLE, you will be able to: Discuss recent AML enforcement actions published by FINRA, the SEC (Securities and Exchange Commission) and other regulatory agencies, criminal and governmental authorities. Discuss various methods...

General Credits
1
Price$50

Emerging FinTech Trends: 2019-2020 Update

Join FINRA staff and industry representatives as they discuss how recent developments in financial technology (FinTech) are disrupting the securities industry. Topics include RegTech (regulatory technology), artificial intelligence, identity authentication tools, big data/cloud computing and other advances in FinTech. Upon completion of this CLE, you will be able to: Discuss the main areas of FinTech that are driving industry change. Represent efficient practices around reacting to the...

General Credits
1
Price$50

Outside Business Activities and Private Securities Transactions: 2019-2020 Update

Outside business activities (OBAs) and private securities transactions (PSTs) are regulatory and examination priorities, as they can both result in conflicts of interest that firms must understand and, as necessary, mitigate. Join industry practitioners and FINRA staff, in this advanced session, as they cover conflicts arising from OBAs and PSTs, and keys to handling them and complying with regulatory requirements, including situation involving dually registered advisors. Panelists also discus...

General Credits
1
Price$50

Social Media and Digital Communications: 2019-2020

This CLE program will focus on the rapidly changing world of digital marketing and communications. The panel will cover a variety of topics, which will illustrate how to stay on top of this constantly evolving area. Upon completion of this CLE, you will be able to: Describe digital marketing and digital communications; Talk about instant, text and app-based messages in your firm; Discuss how to approach social media, both external and internal to your firm; Summarize how to handle video cont...

General Credits
1
Price$50

Succession Planning for Lawyers & Strategic Growth for Law Firms

Succession planning options for attorneys may be more complex than people realize. With internal succession, external succession and contingency plans in case of sudden disability or death, the process for developing these different plans can be both complicated and highly charged. This CLE course will explain all the different plans as well as provide planning and implementation checklists for both senior attorneys and growing firms.

General Credits
2
Price$100

Power of Attorneys, Guardianships and Medicaid Planning via the Use of Promissory Notes

Guardianships are the result of lack of proper execution of the appropriate documentation required for estate planning. This CLE course will explain when guardianships are required, how they are used to implement Medicaid and special needs benefits as well as the utilization of promissory notes and gifts in Medicaid planning.

General Credits
1.5
Price$75

Legal Issues Related to Launching a Global Advertising Campaign

There isn’t much in the media that isn’t global these days, and that includes advertising campaigns. But working on an advertising campaign with a global reach may have ramifications that wouldn’t apply on a national scale. This CLE course will explain the primary issues to be aware of when working on a global advertising campaign as well as strategies for working with local counsel in other countries. The use of influencers, global sweepstakes and contests and how to conduct social media campai...

General Credits
1
Price$50

Thinking about IP Rights in Social Media Marketing & other Global Campaigns

This CLE course is presented by a panel of lawyers representing six countries and will discuss trademark, copyright, and right of publicity issues that may apply to global social media campaigns and internet ad campaigns. The course will explain jurisdiction as it applies to online campaigns and consent requests for user-generated content as well as whether it is permissible to require contestant entrants to relinquish rights to their entries.

General Credits
1
Price$50

8 Privacy and Advertising Tips for the Games Industry

This CLE program presented by Gregory Boyd and Daniel M. Goldberg will discuss the most relevant privacy issues involving video games and online advertising. The topics include: GDPR's impact on online advertising, the anticipated impact of the California Consumer Privacy Act and the increased focus by regulators, consumer advocates, academia, and the media on issues like geolocation and youth audiences.

General Credits
1
Price$50

Top 10 Things You Should Tell Your Startup Client

It seems that everyone is working in start-ups today. And while some take off beyond anyone’s wildest dream, more fail or never take off at all. Startup clients, even those who have unique expertise in the product they are creating, often lack experience in setting up and running a business. Lawyers can help fill the gap and help position companies for future success. This CLE presentation will highlight issues in corporate, intellectual property, commercial and employment law that startups ne...

General Credits
1
Price$50

Litigating MAGA: Lessons in Advocacy of Controversial and Uncertain Claims

How should legal practitioners approach and defend claims that might seem nebulous or without precedent? This seminar will answer this question by considering cases such as Piatek v. Happiest Hour, where in 2018 a business ejected a patron for wearing a Make America Great Again hat. In that case, the plaintiff argued that the bar had discriminated against him on the basis of his “creed.” We will discuss the arguments made for and against the plaintiff in this case alongside other such cases...

General Credits
1.5
Price$75

Beth Din As a Preferred Forum

Jewish law prefers dispute resolution among Jews to take place through mediation or arbitration in a beit din (lit. house of law), a rabbinical forum for dispute resolution. In this CLE, an expert on Jewish law discusses some of the more intricate rules regarding the issue of selecting a forum for dispute resolution, and the director of the Beth Din of America, a rabbinical court based in New York, explains the rabbinical court process, and how decisions are reached, by describing an actual c...

General Credits
1.5
Price$75

Beth Din Jurisprudence

When contemporary business cases are decided through rabbinical court arbitration, procedural and substantive law is determined by utilizing ancient and modern Jewish law texts. But Jewish law recognizes that in the business arena parties enter deals with an expectation that local law and custom will govern their dealings. In addition, the modern day arbitration forum presents interesting procedural issues for a Jewish court. In this CLE, an arbitrator at, and the administrative attorney of...

General Credits
1.5
Price$75

Equitable and Not So Equitable Division of Real Estate in Divorce

The process of dividing and distributing real property between spouses in a divorce complex, inconsistent, and confusing. What factors do courts consider in deciding whether a sale, buyout or deferred sale is appropriate? Who will keep the marital home? How do courts divide the proceeds of sale? Can your client recover the money that his or her parents lent on the marital home? Real estate, unlike liquid assets, does not automatically become marital property subject to a 50/50 division even if...

General Credits
2
Price$100

18 for '18: Sports Marketing & Media's Top Legal Issues from 2018

Sports are a powerful part of many marketing and media planning arsenals. Yet recent cases show that even the most experienced marketers and properties can fall into legal traps when marketing around sports events. Misunderstanding governing body rules, local practices, and evolving intellectual property law can crater deals, strain relationships and lead to expensive disputes. With so much at stake, brands, agencies, properties, and athletes need to know when they are exposing themselves to t...

General Credits
1
Price$50

Recent Developments in GDPR

Passed in April of 2016 to protect the personal data of EU citizens, the General Data Protection Regulation (GDPR) of the European Union affected almost every entity that did business online, regardless of whether that business was in the EU or not. Enforceable since May 25th, 2018, and with fines potentially as high as 4% of annual turnover - total sales vs. merely profit - the GDPR was supposed to be a sea change for businesses both in Europe and outside of it. Has it been? This CLE c...

General Credits
1
Price$50

UCC Article 9 Foreclosure: Issues Ideas and Ambiguities

If a lender requires that their loans be secured by all the personal property of their borrower, Article 9 of the Uniform Commercial Code wholly governs this process. If a lender making a loan creates a security interest in collateral under Article 9, and the loan goes into default, it must also foreclose its security interest under the rules of Article 9. Article 9 is complicated and comprehensive. This CLE course teaches the basics of the four methods of foreclosing a loan. The i...

General Credits
1
Price$50
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