Washington MCLE - Securities Law Courses
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Overview of FinTech Regulation and Compliance
A very high-level overview of some of the issues and challenges facing attorneys representing companies that are utilizing new technology to improve and automate the delivery of financial services (FinTech). Overview of the core principles and regulatory regimes in the United States governing key aspects of financial services including banking, securities, funds, money transmission, commodities, and anti-money laundering, and how these affect the operations of FinTech companies.... More Info
$501Law & Legal Proc. -
Turnkey Real Estate Investments as Securities
Turnkey real estate investments have become extremely popular across the country for promoters and investors alike. The question is whether a turnkey real estate investment is nothing more than a vanilla real estate deal, or a security in disguise. The objective of this course is to clarify that description for real estate, securities and general practitioners. More Info
$501.25Law & Legal Proc.