Washington MCLE - Practice Management Courses

This is a listing of Practice Management CLE Courses for Washington. Please make your selection below of Washington CLE courses. Click "Add To Cart" to purchase Individual CLE Courses. For more information about a particular CLE course, click on the "More Info" link. Click the "Preview" button to view a short preview of the course.

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  • Prepping Clients for Depositions in Federal Cases

    This CLE course is intended to instruct newer attorneys on the proper preparation of a witness called to testify as a client representative pursuant to F.R.C.P. 30(B)(6). Attendees will be instructed on the proper purpose of a deposition, preparation of witness testimony, and document review in preparation for a deposition. Participants will also be instructed on biochemical stress reactions to warn deponents of prior to depositions. More Info

    $50
    1Law & Legal Proc.
  • Preventing Your Worst Tech Nightmare: Protecting Your Firm and Clients from Cybercriminals

    No one likes to think about the worst happening, but when it comes to your firm's technology, it's always better to be safe than sorry. That's why we're here to present Preventing Your Worst Tech Nightmare: Protecting Your Firm & Clients from Cybercriminals, a course that will help you protect your business and clients from the perils of cybercrime. This CLE course covers everything from cybersecurity myths that can cripple your business to attorneys' ethical obligations to be technical... More Info

    $50
    1Law & Legal Proc.
  • Private Placements: The Latest Regulatory Developments and Compliance Considerations

    Join panelists as they perform a deep dive into private placement regulatory developments including regulatory notice 23-XX as well as compliance obligations and best practices related to Reg BI, sales materials, due diligence, conflicts of interest and more. This session will discuss: Review regulatory developments, compliance obligations and effective compliance practices related to private placements, including discussion about Reg BI, Communications, Due Diligence and Conflicts of... More Info

    $50
    1Law & Legal Proc.
  • Professionalism in Challenging Practice Areas

    Maintaining high standards of professionalism is important throughout the practice of law but perhaps even more so in challenging practice areas such as high conflict litigation, criminal practice, and immigration. Having a written philosophy of lawyering and living not only adds value and meaning to a lawyer’s work, but also benefits clients and society, providing a paradigm through which lawyers can practice professionally and exceed the minimum standards set forth under the ethics rules.... More Info

    $50
    1Ethics Credit
  • Protecting Your Intellectual Property and Valuable Data Through the Federal Computer Fraud and Abuse Act

    Bringing a civil action under the Computer Fraud and Abuse Act requires knowledge and understanding of the statute and its legal requirements. This course will review your ability to bring a civil action under the Computer Fraud and Abuse Act, and will also offer a review of its scope, legal requirements, and the Supreme Court’s recent interpretation of the statute in Van Buren v. U.S. The course will also present tips, strategies and alternative causes of action to protect your data f... More Info

    $50
    1Law & Legal Proc.
  • Redefining Communications Compliance for the Digital Age

    As we rely increasingly on mobile apps, social media, and other digital channels to communicate, how are firms addressing the compliance challenges and opportunities these media offer? Learn with industry and FINRA experts about how to navigate the increasingly complex landscape of firm communications with the public. Panelists cover lessons learned from FINRA’s ”finfluencer” targeted examinations, recent enforcement activity around off-channel communications, and how practitioners are approac... More Info

    $50
    1Law & Legal Proc.
  • Remote Supervision

    Join FINRA staff and industry panelists as they discuss what they have learned from working remotely. During the session, panelists discuss effective controls, procedures, and processes that member firms are incorporating to address supervision in a remote work environment. After attending this session, you will be able to: Identify controls, procedures, and processes that member firms are incorporating to address supervision in a remote work environment Review lessons learned and... More Info

    $50
    1Law & Legal Proc.
  • Remote Supervision: Compliance Challenges in a Remote Working World

    The COVID-19 pandemic significantly affected firms’ day-to-day operations across the securities industry, including requiring firms to transition most or all staff to remote work environments and implement remote supervisory practices. Join FINRA staff and industry panelists as they discuss challenges firms face with staff working from home during the COVID-19 pandemic. Panelists also share what they have learned from these events and how they have improved their Business Continuity P... More Info

    $50
    1Law & Legal Proc.
  • Senior and At-Risk Investors

    Join FINRA staff and industry experts as they discuss how FINRA rules and state requirements related to Senior and Vulnerable Adult clients can help firms service this growing client base and how to ensure your organization is protected. After attending this session, you will be able to: Review FINRA Rules 2165 & 4512 Discuss elder abuse prevention and protection act Review State Report and hold laws More Info

    $50
    1Law & Legal Proc.
  • Small Law Firm Management: How to Start and Succeed as a Solo and Small Law Firm

    This CLE course navigates how to open, run and succeed as a small law firm and/or solo practitioner, through real life examples, considerations, problems, success stories and what every managing attorney needs to do in order to sustain and grow a small law firm. This course will give you the tools necessary to hire, manage and fire a staff, insurance considerations, financial considerations, delegating, billing, ethical considerations and the practical lifestyle expectations. More Info

    $50
    1Law & Legal Proc.

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