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Dedicated CLE Manager
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Accreditation and CLE Rules for Washington
National Academy of Continuing Legal Education has been approved for accredited sponsor status by the Washington State Board of Mandatory Continuing Legal Education. All courses offered by the National Academy of Continuing Legal Education have been directly approved by the WSBA.
Washington attorneys are required to take 45 credit hours every 3 years including 6 credit hours of Ethics and 15 credit hours in the area of Law and Legal Procedure. The reporting cycle is from January 1st through December 31st every 3 years and each member must certify compliance by Feb 1st. *Beginning with the reporting period that runs from 2023-2025, WA attorneys must complete 1 credit hour that focuses on the category of equity, inclusion and the mitigation of bias.
Washington attorneys can earn all 45 CLE credit hours with us using our DVDs, Audio CDs, USB Stick, Online, and iOS/Android App courses.
WSBA members are divided into three MCLE reporting groups based upon year of admission.
Group 1: Admitted through 1975, 1991, 1994, 1997, 2000, 2003, 2006, 2009, 2012, 2015, 2016, 2019, 2022, 2025
Group 2: Admitted in 1976 through 1983, 1992, 1995, 1998, 2001, 2004, 2007, 2010, 2013, 2017, 2020, 2023, 2026 Group 3: Admitted in 1984 through 1990, 1993, 1996, 1999, 2002, 2005, 2008, 2011, 2014, 2018, 2021, 2024, 2027
The CLE deadline for Group 1 is Dec 31, 2025, for Group 2 is Dec
31, 2026 and for Group 3 is Dec 31, 2024. The deadline for reporting is Feb 1.
Washington attorneys may carry over a maximum of 15 credits including a maximum of 2 Ethics credits for a period of 36 months.
Limited License Legal Technicians (LLLT) and Limited Practice Officers (LPO) are required to take 30 approved MCLE credits every applicable three-year reporting period, including, at least 15 law and legal procedure credits and 6 ethics credits. All 30 credit hours can be taken with us using our DVDs, Audio CDs, USB Stick, Online, and iOS/Android App formats.
MCLE Courses Available on DVDs, Audio CDs, USB Stick, Online & iOS/Android App!
Law & Legal Procedure
1
For Access To This Course
About This Course
Outside business activities (OBAs) and private securities transactions (PSTs) are regulatory and examination priorities, as they can both result in conflicts of interest that firms must understand and, as necessary, mitigate. Join industry practitioners and FINRA staff, in this advanced session, as they cover conflicts arising from OBAs and PSTs, and keys to handling them and complying with regulatory requirements, including situation involving dually registered advisors. Panelists also discuss proposed changes to the OBA and PST rules.
Topics discussed:
Understand the challenges firms are facing related to OBAs and PSTs.
Develop effective practices related to monitoring and supervising OBAs and PSTs.
Identify red flags and potential issues regarding OBAs and PSTs.
Understand the areas of focus on examinations related to OBAs and PSTs, examination deficiencies and ways firms are addressing them.
Understand FINRA’s proposed rule related to OBAs and PSTs.
