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Washington DC CLE - Corporate Law Courses

This is a listing of Corporate Law CLE Courses for Washington DC. Please make your selection below of Washington DC CLE courses. Our courses are available on CDs, DVDs, Online & Mobile App. Click "Add" to purchase Individual CLE Courses. For more information about a particular CLE course, click on a course name.

Corporate Law Courses

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Navigating the Clearing Firm Relationship: 2017 FINRA Annual Conference

This CLE program provides an overview of the roles and responsibilities of clearing and introducing firms. This session is intended to assist firms in making the most of the relationship with their clearing firm. Panelists discuss the roles and responsibilities of clearing and introducing firms, types of reports and services that clearing firms offer, and practices for integrating these tools into introducing firms’ compliance processes. After attending this session, you will be able to:...

General Credits
1
Price$50

Navigating the Purchase and Sale of a Financial Advisory Practice

Many attorneys service clients who are brokers and/or financial advisers in connection with various aspects of their business. In doing so, such attorneys are generally tasked with being well-versed the regulatory, contractual and litigation concerns these particular clients face. Due to the constant evolution of the financial advisory space, practices change hands by way of sale and merger on a fairly regular basis. These transactions are incredibly nuanced, subject to regulatory consideratio...

General Credits
1
Price$50

Navigating Your Company Through a World of Big Copyright Damages: An Insider's Look

In a world where movies, television, music, books, online content and other media comprise the most valuable assets owned by many companies and individuals, the risks and rewards of copyright infringement have never been higher. Large copyright damage awards are making headlines, with songwriters, photographers, and other rights holders winning multimillion dollar judgments against alleged infringers. In many cases the winners also received their attorneys' fees. The prospect of dealin...

General Credits
1
Price$50

New York City Paid Sick Leave: Key Provisions for Employers

A recent update in New York’s paid sick leave legislation, known as the New York City Earned Sick Time Act, has left many attorneys and HR managers at a loss, unsure of how to advise companies and in need of a total overhaul of employee policies and handbooks. This CLE course, presented by Andrew W. Singer, Esq. and Jason B. Klimpl, Esq. of Tannenbaum Helpern Syracuse & Hirschtritt, LLP, who themselves contributed to the legislation’s final version, will offer a comprehensive review of...

General Credits
1
Price$50

Outbound and Inbound Taxation: An Overview of U.S. Tax Law

The globalization of the economy has created countless opportunities for investors, importers and manufacturers. But the consequences of inbound taxation (foreigners doing business in the US) and outbound taxation (Americans doing business overseas) are growing increasingly complex. This comprehensive and fascinating CLE course will explain all the tax ramifications of these transactions, with particular emphasis on structuring options for all types of transactions including that for ownership...

General Credits
1
Price$50

Outside Business Activities and Private Securities Transactions

This CLE program will provide guidance on effective practices for monitoring outside business activities and supervising private securities transactions. FINRA panelists discuss common OBA deficiencies found during examinations. Panelists share effective practices regarding policies and procedures for identifying, documenting and disclosing OBAs. After attending this session, you will be able to: Understand the challenges firms are facing related to OBAs and PSTs. Develop effective pr...

General Credits
1
Price$50

Outsourcing and Vendor Management: 2017 FINRA Annual Conference

While outsourcing is an activity or function that a third-party service provider performs to assist an organization, an outsourcing arrangement does not relieve firms of their ultimate responsibility for compliance with all applicable laws and security regulations. During this CLE session, FINRA staff and industry members address the use of third-party service providers and firms’ responsibility for complying with all applicable laws and security regulations. Panelists also discuss policies, p...

General Credits
1
Price$50

Piercing the Corporate Veil: When Can Owners Be Personally Liable?

The hard rule of law is that a corporation is liable for its debts and contractual obligations and the shareholders are not liable. But sometimes a party dealing with a corporation might be able to reach the shareholders’ pockets to collect a corporate liability. It is critical that corporate lawyers and litigators on both sides of the litigation understand the principles of when the courts will “pierce the corporate veil” and how to pursue or to defend against such a claim. This rivetin...

General Credits
1
Price$50

Preventing Workplace Violence: What Attorneys Need to Know

In light of so many recent instances of violence including the recent mall shooting in Columbia, MD, Purdue University, the Navy Yard shooting, the school shooting tragedy in Sandy Hook, CT, employers need to be better protected when it comes to workplace violence. This CLE program will provide legal counsel with a definition of what constitutes workplace violence and examples of who can engage in workplace violence. You will learn to recognize the warning signs that can lead to workplace vi...

General Credits
1
Price$50

Private Foundations vs. Donor Advised Funds: The Pros and Cons

This CLE program presented by Andrew Katzenberg, will compare private foundations to donor advised funds. The discussion will include an explanation of what each entity is, how they can be used and the pros and cons of each. Andrew will also discuss changes enacted by the current tax code (as well as other laws) as well as possible changes on the horizon.

General Credits
1
Price$50
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