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Securities Law Bundle - Virginia CLE

Total Credits:8 Ethics Credits:2
Bundle Price:$199 (Save $201!)

We have selected our most popular lectures and bundled them together into our Securities Law Bundle. This Bundle contains 8 Credit Hours of VA CLE Lectures - Including 6 General Credits and 2 Ethics Credits.

As lawyers, the most profound ethical issues we face generally arise not so much where the choice is between “good” and “bad,” or “right” and “wrong,” but, instead, where the issue compels us to choose between two (or sometimes more) competing “goo...

Ethics Credits:2

“Virtual currency,” “blockchain,” “smart contracts” – these words and phrases seem to be everywhere these days but do people really know what they mean. This CLE course will explain, in user-friendly terms, what virtual currency is, how it works a...

General Credits:2

This CLE program will provide guidance on the challenges facing compliance professionals. Separation of compliance and business supervision roles is becoming much more difficult. Join FINRA staff and industry practitioners as they discuss how their...

General Credits:1

This CLE session provides an overview of the newly restructured Enforcement department, including how the department works with examination and surveillance groups across FINRA to develop Enforcement matters. The session will highlight some of the...

General Credits:1

This CLE program provides guidance on implementing an effective risk-based branch office inspection program. After attending this session, you will be able to: Understand FINRA’s Member Regulation Department’s approach to executing risk-based cyc...

General Credits:1

This CLE program addresses key issues regarding compliance with the suitability rule. Panelists discuss key issues regarding compliance with the suitability rule. They provide practical advice on how firms and registered representatives can better...

General Credits:1
National Academy of Continuing Legal Education is an approved Virginia State Bar MCLE Accredited Sponsor. All courses offered by the National Academy of Continuing Legal Education have been directly approved by the Virginia State Bar MCLE Department. To view our full accreditation details, please click here.


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