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Securities Law Bundle - Virginia CLE

8.5 Total Credits
w/ 2.5 Ethics
Bundle Price:$249 (Save $176!)

We have selected our most popular lectures and bundled them together into our Securities Law Bundle. This Bundle contains 8 Credit Hours of VA CLE Lectures - Including 6 General Credits and 2 Ethics Credits.

On January 3, 2009, the Bitcoin network came into existence. Since then Bitcoin, and other internet currencies have grown in popularity and credibility. Cryptocurrencies can provide a secure and universal form of payment. They can be stored digitall...

General Credits:1

Join FINRA staff and industry experts as they explain how a FINRA rule becomes a regulation. Panelists give an inside look into how the FINRA Retrospective Rule Review process works and how rules are selected for review. Panelists will also preview...

General Credits:1

All lawyers should aspire to meet the highest ethical standards. All lawyers should and must also satisfy their minimal legal duties to their client. This CLE presentation discusses how to do both, and presents a simple framework to meet aspiratio...

Ethics Credits:1

This CLE lecture will focus on the impact civility or the lack thereof has on everyday practice. From interactions with clients, opposing counsel, judges and courtroom staff, the rules of professional conduct require lawyers to act civilly. This lec...

Ethics Credits:1.5

This CLE will focus on the latest regulatory updates and due diligence obligations and effective practices in connection with sales of alternative investments; including: Private Placements, Online Distribution Platforms, Finders, Real Estate Inves...

General Credits:1

Join FINRA staff and industry experts as they review legal cases and enforcement actions impacting AML programs. Panelists will cover regulatory trends, potential vulnerabilities, and how you can address any pitfalls in your AML program. Upon com...

General Credits:1

One of the key Investigative Techniques used by the Financial Industry Regulatory Authority (FINRA) are on-the-record interviews (OTRs). This CLE course will discuss in detail the dynamics of FINRA OTRs and how to properly prepare and represent wit...

General Credits:1

This CLE program will focus on the key issues regarding FINRA’s suitability Rule 2111 and the SEC’s Proposed Regulation Best Interest Rule, including a review of their differences. Panelists provide practical advice on how firms and registered rep...

General Credits:1
National Academy of Continuing Legal Education is an approved Virginia State Bar MCLE Accredited Sponsor. All courses offered by the National Academy of Continuing Legal Education have been directly approved by the Virginia State Bar MCLE Department. To view our full accreditation details, please click here.


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