Securities Law Bundle w/Live Webinars - Rhode Island CLE

We have selected our most popular lectures and bundled them together into our Securities Law Bundle w/Live Webinars. This Bundle contains 6 hours of on-demand courses including 2 hours of ethics, 1 hour of Diversity, Equity, and Inclusion, and an additional 4 credits of Live Interactive Webinar classes that can be used for any of the upcoming events on our webinar calendar.

MCLE Courses Available Online & iOS/Android App and with Live Webinars!

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10
Credit Hours
of CLE Lectures
Save $251
Only $249
Save $251
Courses priced individually at $500

Securities Law Bundle w/Live Webinars Includes:

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  • $50

    The State Of The Art of Investment Advisor Regulations

    General Credits: 1

    This CLE course explores the latest developments in Investment Adviser Regulation, focusing on practical steps for investment advisers in light of the Fifth Circuit's decision to vacate the SEC's recent Private Investment Adviser regulations. We'll examine why the SEC chose not to appeal the ru...

  • $50

    Where Are We Now: DEI in Today’s Legal Landscape

    Diversity/Inclusion Credits: 1

    The legal profession stands at a critical juncture as it grapples with the rapidly changing dynamics of Diversity, Equity, and Inclusion (DEI). This CLE course offers a comprehensive examination of how DEI initiatives are being reevaluated and reshaped in light of the U.S. Supreme Court’s recent de...

  • $50

    Recent Trends in Lawyer Discipline and Ethical Takeaways

    Ethics Credits: 1

    It seems to be harder and harder to define something that use to seem so obvious – Attorney Misconduct. This CLE presentation will attempt to shine a clear focus on growing concerns about behavior within the profession. These are concerns shared not only by the profession and but also by the genera...

  • $50

    Ethical Use of Social Media in One's Legal Practice

    Ethics Credits: 1

    This CLE course will explore some of the major traps that Lawyers and Law Firms face when using the various social media platforms that permeate the world as we know it. The course will in addition to identifying those traps outline best practices one can utilized to avoid the traps before they are...

  • $50

    Compliance and Legal Trends in The Financial Industry

    General Credits: 1

    Join industry leaders for an in-depth discussion on the latest legal trends, critical focus areas, and innovative strategies shaping legal and compliance functions within financial firms. This CLE session will provide valuable insights into how these changes are impacting the sector and share their...

  • $50

    Financial Crimes: Outpacing the Threats

    General Credits: 1

    This CLE will explore how threat actors are attempting to defraud investors through tactics including market manipulation, new account fraud, cryptocurrency and generative AI. Panelists address the most prominent threats and share effective practices and resources to help firms proactively combat c...

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10
Credit Hours
of CLE Lectures

CLE Your Way, Anywhere!
Online & iOS/Android App included at no extra charge!

Course Media Options
Only $249
Save $251
Courses priced individually at $500

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