Securities Law Bundle - Rhode Island CLE

We have selected our most popular lectures and bundled them together into our Securities Law Bundle. This Bundle contains 6 hours of on-demand courses including 2 hours of ethics and 1 hour of Diversity and Inclusion.

MCLE Courses Available Online & iOS/Android App and with Live Webinars!

Course Media Options

Instantly Print Your MCLE Certificates

6
Credit Hours
of CLE Lectures
Save $101
Only $199
Save $101
Courses priced individually at $300
  • 2 Ethics
  • 1 Diversity/Inclusion

Securities Law Bundle Includes:

  • $50

    From Ethics to Enterprise: What AI and ABS Mean for the Modern Lawyer

    Ethics Credits: 1

    As technology and capital reshape the legal profession, attorneys face complex ethical questions that demand thoughtful navigation. This CLE program will examine the ethical challenges—and opportunities—presented by two key forces driving change in the practice of law: artificial intelligence and n...

  • $50

    Fixed Income Securities Regulatory Outlook

    General Credits: 1

    This CLE session addresses the latest regulatory focuses related to both fixed income and municipal securities, including Time of Trade disclosures, SEA Rule 15c2-11, and considerations firms should keep in mind with respect to exam priorities, findings, and enforcement actions. This session wil...

  • $50

    Financial Crimes: Outpacing the Threats

    General Credits: 1

    This CLE will explore how threat actors are attempting to defraud investors through tactics including market manipulation, new account fraud, cryptocurrency and generative AI. Panelists address the most prominent threats and share effective practices and resources to help firms proactively combat c...

  • $50

    Compliance and Legal Trends in The Financial Industry

    General Credits: 1

    Join industry leaders for an in-depth discussion on the latest legal trends, critical focus areas, and innovative strategies shaping legal and compliance functions within financial firms. This CLE session will provide valuable insights into how these changes are impacting the sector and share their...

  • $50

    Ethical Use of Social Media in One's Legal Practice

    Ethics Credits: 1

    This CLE course will explore some of the major traps that Lawyers and Law Firms face when using the various social media platforms that permeate the world as we know it. The course will in addition to identifying those traps outline best practices one can utilized to avoid the traps before they are...

  • $50

    Where Are We Now: DEI in Today’s Legal Landscape

    Diversity/Inclusion Credits: 1

    The legal profession stands at a critical juncture as it grapples with the rapidly changing dynamics of Diversity, Equity, and Inclusion (DEI). This CLE course offers a comprehensive examination of how DEI initiatives are being reevaluated and reshaped in light of the U.S. Supreme Court’s recent de...

6
Credit Hours
of CLE Lectures

CLE Your Way, Anywhere!
Online & iOS/Android App included at no extra charge!

Course Media Options
Only $199
Save $101
Courses priced individually at $300

Want Different Options?

For a custom suite of courses, our custom CLE option satisfies your CLE cycle requirements in one easy step.

Customize OptionsRight ArrowCustomize Options