Consolidated Audit Trail

MCLE Courses Available Online & iOS/Android App and with Live Webinars!

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About This Course

Attend this program to hear how to prepare for compliance with the consolidated audit trail.

During this session, panelists discuss how to prepare for compliance with the consolidated audit trail (CAT), including, firm obligations, deadlines, and resources. The panel also provides an update on the CAT National Market System (NMS) Plan.

After attending this session, you will be able to:

  • Review industry test release updates
  • Discuss upcoming key dates
  • Summarize how to prepare and what resources are available

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Online, iOS/Android App, Live Webinars

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