Rhode Island MCLE - On-Demand Courses

MCLE Courses Available Online & iOS/Android App and with Live Webinars!

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  • On-Demand
    Online & iOS/Android App

    Mark-Up Disclosure Requirements

    This CLE focuses on FINRA and MSRB mark-up disclosure requirements. Panelists discuss securities covered by the rule, when mark-up disclosure requirements are triggered and recent guidance on how to calculate mark-ups based on prevailing market price. Panelists share their perspectives on effective practices and helpful tips they have identified. Upon completion of this CLE program you will be able to: discuss the latest MSRB guidance concerning mark-up disclosure requirements. More Info

    $50
    1General Credit
  • On-Demand
    Online & iOS/Android App

    Reviewing Recent Enforcement and Regulatory Actions to Manage AML Risks

    Join FINRA staff and industry experts as they review legal cases and enforcement actions impacting AML programs. Panelists will cover regulatory trends, potential vulnerabilities, and how you can address any pitfalls in your AML program. Upon completion of this CLE, you will be able to: Discuss recent AML enforcement actions published by FINRA, the SEC (Securities and Exchange Commission) and other regulatory agencies, criminal and governmental authorities. Discuss various methods... More Info

    $50
    1General Credit
  • On-Demand
    Online & iOS/Android App

    Social Media and Digital Communications: 2019-2020

    This CLE program will focus on the rapidly changing world of digital marketing and communications. The panel will cover a variety of topics, which will illustrate how to stay on top of this constantly evolving area. Upon completion of this CLE, you will be able to: Describe digital marketing and digital communications; Talk about instant, text and app-based messages in your firm; Discuss how to approach social media, both external and internal to your firm; Summarize how to handle video cont... More Info

    $50
    1General Credit
  • On-Demand
    Online & iOS/Android App

    Adam Walsh Act Cases

    On July 27, 2006 President George W. Bush enacted the Adam Walsh Child Protection and Safety Act. This law was meant to protect children from sexual exploitation in violent crimes, prevent child abuse and child pornography, and to promote Internet safety. However, the act also amended INA Section 204 and effectively prohibited US citizens and lawful permanent resident aliens who have been convicted of any “specific crime against a minor” from filing any family-based immigrant petition on behal... More Info

    $75
    1.5General Credits
  • On-Demand
    Online & iOS/Android App

    Spousal Abuse Petitions for I-360 and I-751 Cases

    There are specific criteria and considerations in psychosocial evaluations for spousal abuse cases, specifically when handling immigration petitions. Here, attorney Mark Silver discusses how such cases are evaluated from a clinical perspective with the consideration for the client's immigration petition. He examines the cycles of abuse and the challenges the victim faces in the context of their marriage to an American citizen, as well as the major types of abuse and characteristics of abusers.... More Info

    $75
    1.5General Credits
  • On-Demand
    Online & iOS/Android App

    Business Divorces: What to Know and Do When a Partnership Ends

    In a business divorce, one or more owners of a privately held business determine to legally separate their interests through a buy-out or dissolution of the existing business. In this CLE lecture, attorney Michael Firestone will discuss the processes, strategic considerations and key legal concepts involved in representing a client going through a business divorce, as well as litigation tactics which business owners can use to advance their positions. More Info

    $50
    1General Credit
  • On-Demand
    Online & iOS/Android App

    International Income and Estate Tax Planning

    Jacob Stein, Esq. and Manya Deva Natan, Esq. discuss several key aspects of international tax planning. Using real-life scenarios from case studies. Manya covers estate tax planning, providing an overview in the dramatic differences between estate tax exclusions for U.S. persons, and for non-resident aliens. She discusses the importance of planning for NRA investors and the best structures to use. In addition, she touches on the dream inheritance and how to plan for U.S. citizens and resident... More Info

    $50
    1General Credit
  • On-Demand
    Online & iOS/Android App

    Practicing Law with Civility

    This CLE lecture will focus on the impact civility or the lack thereof has on everyday practice. From interactions with clients, opposing counsel, judges and courtroom staff, the rules of professional conduct require lawyers to act civilly. This lecture will discuss the requirements of keeping client’s reasonably informed of the progress of their case, dealing with opposing counsel in a way that advances your client’s position in a way the does not compromise your ability to rely on working re... More Info

    $50
    1.25Ethics Credits
  • On-Demand
    Online & iOS/Android App

    Trial Preparation and Procedure

    This CLE will help prepare any trial attorney for an upcoming trial. Information will be provided on the immediate steps to take on receiving a file ready for trial from connecting with the client, to checking to see whats missing, what needs to be done, what records have been or should have been subpoenaed to court. Once the case is prepared for trial, the course will delve into a little of how to attack jury selection, opening, witness’s closing. Finally the course will give you some guideline... More Info

    $75
    1.5General Credits
  • On-Demand
    Online & iOS/Android App

    U.S. Immigration and Nationality Law: An Overview of Immigration Law under the Trump Administration

    In this CLE program, Professor Wildes takes a broad survey of immigration law, and reviews how foreign nationals immigrate to the United States, as well as how they fall out of legal status. He also looks at local issues from a mayor's point of view, such as drivers' licenses for undocumented foreign nationals, stacking, sanctuary cities, and how to spot fraudulent marriages. Finally, he concludes this CLE program by looking at how immigration policy has shifted in the Trump administration, and... More Info

    $125
    2.5General Credits

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