Rhode Island MCLE - On-Demand Courses

MCLE Courses Available Online & iOS/Android App and with Live Webinars!

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  • On-Demand
    Online & iOS/Android App

    Exempt Offerings

    This CLE program focuses on industry and regulatory developments related to Reg D and Reg A+ offerings. During the session, panelists discuss common concerns and recent regulatory findings. Speakers provide practical information and effective practices for firms offering these products to retail investors and discuss Regulatory Notices 20-21 and 21-26. More Info

    $50
    1General Credit
  • On-Demand
    Online & iOS/Android App

    Fintech Firms: Communications Compliance Topics

    Join FINRA staff and industry panelists as they share insights on challenges and effective practices related to communications compliance for Fintech focused firms. The panel covers topical issues such as digital engagement practices, mobile applications, integrated product offerings, and crypto assets. Panelists answer questions and provide tips on the use of technology to help navigate this quickly evolving area. More Info

    $50
    1General Credit
  • On-Demand
    Online & iOS/Android App

    Investment Companies Current Topics

    Join FINRA staff and industry panelists as they discuss topical advertising compliance issues concerning registered investment companies, including mutual funds, ETFs and closed-end funds. Panelists cover the compliance challenges associated with complex products such as single stock ETFs, crypto futures funds, non-transparent ETFs and ESG focused investments. The panel also includes discussions regarding regulatory interpretations and compliance tips. More Info

    $50
    1General Credit
  • On-Demand
    Online & iOS/Android App

    Asylum ABC's: What Attorneys Need to Know

    Whether you are new to immigration law or a seasoned practitioner, this course offers an overview of asylum law and also practical advice on helping a client make a successful asylum application. This overview offers the nuts and bolts of Asylum, ranging from general details such as the time frame to file an application to more specifically what is required to be proven in an application. We will also delve into the relevant immigration forms to be completed and examine how to ensure t... More Info

    $100
    2General Credits
  • On-Demand
    Online & iOS/Android App

    New Marijuana Legislation & Vehicular Search & Seizures: Lingering Odor Of Marijuana as Probable Cause & Residue

    This course is intended to provide tools with which criminal defense attorneys can, under the New NYS Marijuana Legislation, the “Marijuana Regulation and Taxation Act", utilize from its new search and seizure protections regarding alleged odor of marijuana as alleged probable cause to conduct a vehicle search. We will focus particularly on the recent case of In the Matter of POLICE DEPARTMENT v. XAVIER J. WILLIAMS; Joan R. Salzman, Administrative Law Judge, which retroactively applied... More Info

    $50
    1General Credit
  • On-Demand
    Online & iOS/Android App

    Defending Motions to Dismiss and Objections to Discharge Under Chapter 7 United States Bankruptcy Code

    Chapter 7 of the United States Bankruptcy Code provides a fresh start for most debtors. A bankruptcy discharge under this Chapter relieves Debtors of any legal obligation to repay any and all debts listed in the schedules. However, not everyone qualifies for a Chapter 7 discharge and not all debts are subject to discharge. This CLE lecture will review each statutory exception to discharge and discuss strategies for defending objections filed by creditors and the US Trustee. More Info

    $75
    1.5General Credits
  • On-Demand
    Online & iOS/Android App

    Complexities of Acquiring Control: Where the Fed’s Control Rule Meets Other Regulatory Definitions

    The Federal Reserve finalized revisions to its approach for determining whether one company has control over another for purposes of the Bank Holding Company Act and the Home Owners’ Loan Act, as amended. While in many respects the final rule codified the Fed’s existing control standards, it also introduced new concepts and raised critical questions about the industry should implement the rule in practice. Over the last two years the industry has grappled with how to apply these revisi... More Info

    $75
    1.5General Credits
  • On-Demand
    Online & iOS/Android App

    Navigating SaaS Contracts: Top Tips for Reducing Risk

    As data leaks and hacks become increasingly prevalent, the importance of privacy laws becomes even more critical. This is particularly true when dealing with SaaS. This CLE course will explain the newest trends in privacy laws as well as their impact on SaaS contracts. The course will provide an overview of best practices for drafting risk allocation clauses and offer an in-depth look at two of the most significant clauses – indemnification and limited liability – from the perspective... More Info

    $50
    1General Credit
  • On-Demand
    Online & iOS/Android App

    Preventing Your Worst Tech Nightmare: Protecting Your Firm and Clients from Cybercriminals

    No one likes to think about the worst happening, but when it comes to your firm's technology, it's always better to be safe than sorry. That's why we're here to present Preventing Your Worst Tech Nightmare: Protecting Your Firm & Clients from Cybercriminals, a course that will help you protect your business and clients from the perils of cybercrime. This CLE course covers everything from cybersecurity myths that can cripple your business to attorneys' ethical obligations to be technical... More Info

    $50
    1General Credit
  • On-Demand
    Online & iOS/Android App

    Drafting Comic Book Contracts: A Practical Guide

    In this CLE program, attendees will learn key comic book agreement provisions, engage in client interview exercises tailored to the comic book industry, dive into mock negotiations, and issue-spot common problems in publishing contracts. Facilitated by seasoned comic book publishing attorneys, attendees will get a chance to issue-spot, draft, and engage in mock negotiations. More Info

    $100
    2General Credits

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