This CLE program provides a practical legal and compliance framework for attorneys advising companies conducting their first Regulation Crowdfunding (“Reg CF”) offering under the Securities Act of 1933. Designed primarily for in-house counsel, startup attorneys, and corporate practitioners, the course focuses on real-world operational, regulatory, and strategic considerations encountered throughout the lifecycle of a Reg CF raise.

The presentation examines the core requirements of Regulation Crowdfunding and compares Reg CF with other exempt offering frameworks, including Regulation D and Regulation A. Participants will gain insight into intermediary selection and diligence, SEC filing requirements, disclosure obligations, marketing limitations, investor communications, and ongoing compliance responsibilities.

The course also addresses common legal and operational risks associated with equity crowdfunding offerings, including inaccurate disclosures, improper communications, integration concerns, and advertising violations. Additional discussion will focus on attorney ethical considerations, including competence, supervision, disclosure review, and balancing legal risk management with business objectives in fast-moving startup environments.

Through a practical, issuer-side perspective, attendees will leave with actionable guidance, issue-spotting techniques, and compliance strategies applicable to advising emerging companies conducting Regulation CF offerings.