New Admit Securities Law w/Webinars - New York CLE

This bundle will satisfy all 16 hours for 1st or 2nd year Newly Admitted attorneys with On-Demand and Live Webinar transitional courses. The bundle contains 7 credits of On-Demand Professional Practice courses and includes a 9 hour Live Webinar pass that can be used at any of our Bridge the Gap events for your 6 Skills and 3 Ethics credit requirement. The NYS CLE Board has suspended live in-person req. for Newly Admitted attorneys through 12/31/2022. See official notice here.

CLE Courses Available on DVDs, Audio CDs, USB Stick, Online & iOS/Android App!

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16
Credit Hours
of CLE Lectures
Save $200
Only $349
Save $200
Courses priced individually at $549
  • 1 Cybersecurity
  • 6 Skills
  • 3 Ethics
  • 6 PP/LPM

New Admit Securities Law w/Webinars Includes:

  • $50

    Options Markets: Recent Regulatory Issues

    Prof Practice Credits: 1

    Join FINRA staff and industry panelists as they discuss regulatory issues impacting options markets. After attending this session, you will be able to: Discuss recent and ongoing regulatory initiatives Discuss supervision of options trading in customer accounts Identify effective controls, proce...

  • $100

    Setting Up Your Securities Clients For Success

    Prof Practice Credits: 2

    Often times, legal counsel preparing Exempt Offering Documents for their clients evaluates them primarily on legal grounds, rather than on grounds associated with how the Offerings could be best articulated from an underwriting standpoint. This course, and these educational materials, are desig...

  • $50

    Preventing Your Worst Tech Nightmare: Protecting Your Firm and Clients from Cybercriminals

    Cybersecurity Credits: 1

    No one likes to think about the worst happening, but when it comes to your firm's technology, it's always better to be safe than sorry. That's why we're here to present Preventing Your Worst Tech Nightmare: Protecting Your Firm & Clients from Cybercriminals, a course that will help you protect your...

  • $50

    Gamification, Mobile Apps and Digital Engagement

    Prof Practice Credits: 1

    Panelists share insights into the developing world of digital engagement practices, including gamification, in broker dealers’ mobile apps, marketing, and online platforms. Attend this session to hear how compliance and regulatory experts are responding to the rapidly developing use of data an...

  • $50

    Hot Topics in FinTech

    Prof Practice Credits: 1

    Join FINRA staff and industry practitioners as they discuss the growing area of FinTech (Financial Technology). The session includes a discussion on new and innovative ways firms are integrating fintech into their business models and the importance of a strong compliance structure to address regula...

  • $50

    Social Media and the Rise of the Finfluencers

    Prof Practice Credits: 1

    Human behavior has evolved as a result of the pandemic. For the financial services industry, the rapid acceleration of digital adoption has dramatically changed the way we engage with each other and our clients. Join FINRA staff and industry panelists as they discuss how social media and social...

16
Credit Hours
of CLE Lectures

CLE Your Way, Anywhere!
DVDs, Audio CDs, USB Stick, Online & iOS/Android App included at no extra charge!

Course Media Options
Only $349
Save $200
Courses priced individually at $549

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