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New Admit Securities Law w/Webinars - New York CLE

16 Total Credits
w/ 6 Skills & 3 Ethics & 7 PP/LPM
Bundle Price:$349

This bundle will satisfy all 16 hours for 1st or 2nd year Newly Admitted attorneys with On-Demand and Live Webinar transitional courses. The bundle contains 7 credits of On-Demand Professional Practice courses and includes a 9 hour Live Webinar pass that can be used at any of our Bridge the Gap events for your 6 Skills and 3 Ethics credit requirement. The NYS CLE Board has suspended live in-person req. for Newly Admitted attorneys through 12/31/2021. See official notice here.

Attend this session to hear about market regulation priorities, including current initiatives and rulemaking. This session provides updates on market regulation priorities, including current initiatives and rulemaking. FINRA panelists share thou...

PP Credits:1

Attend this session to hear about recent and noteworthy fraud cases. This session focuses on recent or noteworthy fraud trends impacting the financial services industry. Panelists highlight emerging trends in financial frauds related to the broke...

PP Credits:1

This session provides an overview of new developments and trends in Enforcement, including Enforcement priorities. Panelists discuss how a matter finds its way to Enforcement and what happens while in Enforcement. Panelists highlight noteworthy...

PP Credits:1

Attend this program to hear how to mitigate regulatory risk in addition to identifying opportunities to spend money wisely while fulfill their duties as officers of their firms. A strong compliance program does not have to be expensive to be ef...

PP Credits:1

Attend this session to hear how regulatory experts are evaluating the rapidly changing world of digital communications to capture investors’ attention and influence their behavior. The panel discusses risks and benefits of gamification features...

PP Credits:1

The COVID-19 pandemic significantly affected firms’ day-to-day operations across the securities industry, including requiring firms to transition most or all staff to remote work environments and implement remote supervisory practices. Join FINRA st...

PP Credits:1

Attend this session to learn about the firm grouping structure and lessons learned during implementation. During this session, you will hear discussions around the firm grouping structure, lessons learned as a result of transformation, and what...

PP Credits:1
The National Academy of Continuing Legal Education is an Accredited NYS CLE Provider. To view our full accreditation details, please click here.


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