NY New Admit Securities Law Bundle - New York CLE

Newly Admitted attorneys in New York can satisfy their Professional Practice and Law Practice Management credits in any approved format including non-participatory formats such as On-Demand online courses. This bundle contains all 7 credits of On-Demand transitional courses in the areas of PP/LPM for 1st or 2nd year Newly Admitted attorneys.

CLE Courses Available on DVDs, Audio CDs, USB Stick, Online & iOS/Android App!

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7
Credit Hours
of CLE Lectures
Save $151
Only $199
Save $151
Courses priced individually at $350
  • Includes 7 PP/LPM

NY New Admit Securities Law Bundle Includes:

  • $50

    Options Markets: Recent Regulatory Issues

    Prof Practice Credits: 1

    Join FINRA staff and industry panelists as they discuss regulatory issues impacting options markets. After attending this session, you will be able to: Discuss recent and ongoing regulatory initiatives Discuss supervision of options trading in customer accounts Identify effective controls, proce...

  • $50

    Hot Topics in FinTech

    Prof Practice Credits: 1

    Join FINRA staff and industry practitioners as they discuss the growing area of FinTech (Financial Technology). The session includes a discussion on new and innovative ways firms are integrating fintech into their business models and the importance of a strong compliance structure to address regula...

  • $50

    Gamification, Mobile Apps and Digital Engagement

    Prof Practice Credits: 1

    Panelists share insights into the developing world of digital engagement practices, including gamification, in broker dealers’ mobile apps, marketing, and online platforms. Attend this session to hear how compliance and regulatory experts are responding to the rapidly developing use of data an...

  • $50

    Variable Products & Retirement Planning

    Prof Practice Credits: 1

    Join FINRA staff and industry practitioners as they discuss variable and retirement planning productions. The panelists also explore frequently asked questions and discuss regulatory challenges. Topics Discussed: Summarize how to create a variable product communication with respect to content a...

  • $50

    Cryptocurrency and the Blockchain: Understanding the Landscape of Legal Issues and Offerings

    Prof Practice Credits: 1

    There is much confusion regarding the many cryptocurrencies available and even more about blockchain technology; particularly in light of recent market upheavals. Global observers are keen to determine whether cryptocurrencies and the blockchain technology are taking us in a new currency direc...

  • $50

    Conflicts of Interest in Capital Markets and Investment Banking

    Prof Practice Credits: 1

    This CLE program will discuss helpful tips and tools for managing conflicts of interest in capital markets and investment banking firms. Panelists will discuss practices that raise conflict of interest concerns and how to remedy these issues. After attending this session, you will be able to:...

  • $50

    Hot Topics in Municipal Securities and Other Fixed Income

    Prof Practice Credits: 1

    FINRA and MSRB staff discuss recent enforcement actions related to municipal securities (e.g., 529 Plans, municipal short positions), examination priorities, fixed income-related rulemaking, and common problems uncovered during Member Supervision and Market Regulation reviews. After attending thi...

7
Credit Hours
of CLE Lectures

CLE Your Way, Anywhere!
DVDs, Audio CDs, USB Stick, Online & iOS/Android App included at no extra charge!

Course Media Options
Only $199
Save $151
Courses priced individually at $350

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