Securities Law Bundle - New Mexico CLE

We have selected our most popular lectures and bundled them together into our Securities Law Bundle. This Bundle contains 12 hours of on-demand courses including 2 hours of Ethics, 1 hour of EIJ. **The State Bar of New Mexico has amended Rule 18 to require at least 1 hour of Equity in Justice (EIJ). Additionally, all 12 credit hours may be live or self study courses.

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12.2
Credit Hours
of CLE Lectures
Save $305
Only $295
Save $305
Courses priced individually at $600
  • 4 Ethics
  • 1.2 Equity in Justice

Securities Law Bundle Includes:

  • $100

    The Nuts and Bolts of Ethics: No Nonsense

    Ethics Credits: 2

    This course will explore the origins of ethics and focus on how that obligation to remain virtuous and honorable still impacts lawyers today. The course will focus on the 5 C’s of Virginia Ethics (i.e., Competence, Communication, Confidentiality, Conflict of Interest, and Candor). Each has a si...

  • $50

    Compliance and Legal Trends

    General Credits: 1

    Join industry leaders as they discuss trends, key focus areas and strategies that are shaping the industry. Panelists share insights on how these changes will affect compliance, and how firms are evolving and responding to business, regulatory and technology issues.

  • $50

    Capital Formation: Current Regulatory Landscape and Challenges

    General Credits: 1

    Attend this session to learn more about the regulatory landscape, potential challenges, and resources for firms as it relates to capital formation. This CLE program will discuss: Discuss current regulatory landscape Discuss challenges and obstacles from firm perspective Resources for firms

  • $50

    Hot Topics in Municipal Securities and Other Fixed Income

    General Credits: 1

    This CLE program covers an assortment of key considerations surrounding fixed income securities including exam priorities, common findings and enforcement actions, fixed-income rulemaking, and an update on SEC Rule 15c2-11. This CLE program will discuss: Review of recent enforcement actions rela...

  • $50

    Moving Forward with DEI Compliance

    Equity in Justice Credits: 1.2

    Uncover the pervasive influence of bias on the legal profession in this essential CLE program, tailored for attorneys across all practice areas. This session dives deep into how bias impacts the legal profession, client representation, and workplace dynamics, spotlighting recent trends that challen...

  • $50

    Market Regulation and Transparency Services Priorities: What You Need to Know

    General Credits: 1

    During this CLE session, FINRA staff discuss updates to market regulation and transparency priorities related to equities, options and fixed income compliance programs. This session will discuss: Discuss updates on market regulation and transparency priorities, including current initiatives and...

  • $50

    Cybersecurity, Data Protection and AI Ethics: Identifying and Avoiding Common Pitfalls

    Ethics Credits: 1

    This CLE course explores the current cybersecurity risk landscape in the context of the ABA Model Rules on maintaining competency. It examines how technology affects the security and privacy of client communications, information management, billing, and the supervision of law firm personnel. The co...

  • $50

    Common Issues with Navigating the Changing Landscape of Multistate Taxation of Crypto Currency & Crypto Based Companies

    General Credits: 1

    State Taxation varies across every state in the United States. Specifically at a State and Local Tax (SALT) level, every jurisdiction has its own tax code and tax treatment for various applications. For example, the way California may classify revenue from a certain company is not the same as Texas...

  • $50

    Navigating the SEC and CFTC Whistleblowing Programs

    General Credits: 1

    This CLE course provides an overview of the CFTC, SEC, and IRS whistleblower programs, with a focus on the basics of eligibility, anonymity, and the whistleblowing process. The course will cover the analysis of potential whistleblower claims and the necessary steps for filing a whistleblower claim...

  • $50

    Conflicts of Interest in the Financial Services Industry: What Every Attorney Needs to Know

    General Credits: 1

    Do you refer clients to financial advisers? Lawyers need to understand the regulatory framework that distinguishes financial advisers, particularly in light of new (2020) disclosure documents (Form CRS). In this program, we will cover how financial advisers are regulated; how standards of care...

  • $50

    Ethical Duties When Representing Clients and Working on Client Files

    Ethics Credits: 1

    Many lawyers may not fully understand the Bar rules and ethical considerations regarding whether to take on a client representation, continue the representation, and/or terminate the representation (and everything in between). This CLE course will address some very important ethical considerati...

12.2
Credit Hours
of CLE Lectures

CLE Your Way, Anywhere!
DVDs, Audio CDs, USB Stick, Online & iOS/Android App included at no extra charge!

Course Media Options
Only $295
Save $305
Courses priced individually at $600

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