Securities Law 12 Credit Bundle - New Jersey CLE

We have selected our most popular lectures and bundled them together into our NJ Securities Law 12 Credit Bundle. This Bundle contains 12 Credit Hours of NJ CLE Courses with 5 hours of Ethics and Professionalism which includes 2 hours of Diversity, Inclusion, and Elimination of Bias. Simply click the "Buy Now" button and checkout!

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12.4
Credit Hours
of CLE Lectures
Save $255
Only $295
Save $255
Courses priced individually at $550
  • 3.6 Ethics
  • 2.2 Diversity/Inclusion

Securities Law 12 Credit Bundle Includes:

  • $50

    Form CRS: Practical Considerations for Attorneys

    General Credits: 1.1

    Every attorney who is in the position of referring a client to a financial professional or firm needs to be aware of the firm's CRS, a new 2- to 4-page disclosure document that SEC-regulated firms must deliver to their clients. The CRS was adopted to help investors understand the different sta...

  • $50

    Understanding Diversity, Equity and Inclusion: How the Law Created Inequity

    Diversity/Inclusion Credits: 1.1

    The phrase “Diversity, Equity & Inclusion” words often heard and even debated - encapsulates efforts to equalize opportunity. Understanding the need or purpose for DEI efforts requires an appreciation for how the law itself embedded inequity. This CLE course will cover the myriad of laws and jud...

  • $50

    Ethics in Modern Day Legal Practice: The Current Hot Ethical Topics Found in Client Grievances and Malpractice Suits

    Ethics Credits: 1.3

    This CLE course focuses on the latest trends in ethics found in modern day legal practice. While focusing on the rules that govern attorney conduct, the course explores application of the rules to the ever changing landscape of practice. Specific addressment includes preservation of electronic data...

  • $50

    Ethical Referral Fees: A 50 State Survey

    Ethics Credits: 1.2

    When done correctly, fee sharing is not only ethical–it leads to better outcomes for clients. This CLE program will survey the various regulatory frameworks utilized by states concerning referral fees with the goal of providing lawyers with working understanding of how to employ this tool to benefi...

  • $50

    Current Issues Under Regulation Best Interest and Form CRS

    General Credits: 1.1

    In an ongoing dialogue, regulators and industry practitioners come together to delve into a wide array of current topics and delve deep into the valuable lessons learned through their experiences with Reg BI (Regulation Best Interest) and Form CRS (Customer Relationship Summary). This collaborative...

  • $50

    Compliance and Legal Trends

    General Credits: 1.1

    Join industry leaders as they discuss trends, key focus areas and strategies that are shaping the industry. Panelists share insights on how these changes will affect compliance, and how firms are evolving and responding to business, regulatory and technology issues.

  • $50

    Capital Formation: Current Regulatory Landscape and Challenges

    General Credits: 1.1

    Attend this session to learn more about the regulatory landscape, potential challenges, and resources for firms as it relates to capital formation. This CLE program will discuss: Discuss current regulatory landscape Discuss challenges and obstacles from firm perspective Resources for firms

  • $50

    Leveraging Regulatory Technology for Your Firm

    General Credits: 1.1

    During this CLE program, panelists discuss how RegTech is impacting the securities industry as well as related benefits, risks and regulatory considerations. The session also covers different RegTech tools available to enhance compliance efforts, such as FINRA's new Machine Readable Rulebook as we...

  • $50

    Market Regulation and Transparency Services Priorities: What You Need to Know

    General Credits: 1.1

    During this CLE session, FINRA staff discuss updates to market regulation and transparency priorities related to equities, options and fixed income compliance programs. This session will discuss: Discuss updates on market regulation and transparency priorities, including current initiatives and...

  • $50

    Ethics in the Digital Era: What Attorneys Need to Know

    Ethics Credits: 1.1

    Law firms are facing challenges in safeguarding against and dealing with data breaches. With the introduction of Ethical Rules of Conduct, as well as your state's professional conduct regulations for lawyers, and the actual possibility of financial and other penalties, it's imperative that you reco...

  • $50

    Being a DEIA Agent of Change in The Legal Workplace and Beyond

    Diversity/Inclusion Credits: 1.1

    Being a DEIA Agent of Change in the Legal Workplace and Beyond is an introductory course to Diversity, Equity, Inclusion and Accessibility (DEIA) concepts and initiatives from a legal perspective. The course begins by discussing the definition of DEIA and related concepts. The course also provi...

12.4
Credit Hours
of CLE Lectures

CLE Your Way, Anywhere!
DVDs, Audio CDs, USB Stick, Online & iOS/Android App included at no extra charge!

Course Media Options
Only $295
Save $255
Courses priced individually at $550

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