New Jersey CLE - Practice Management Courses
CLE Courses Available on DVDs, Audio CDs, USB Stick, Online & iOS/Android App and Live Webinars!
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On-DemandCD/DVD/USB, Online, iOS/Android App
Ethical Issues Concerning Retainer Agreements, Website Management, and Termination Letters
This CLE program will present and discuss issues concerning the engagement of clients through effective Engagement Letters, creating and maintaining firm websites to minimize any potential representation risks as well as determining when termination of the Attorney/Client relationship is proper (or required). Participants will be introduced to appropriate forms and strategies when facing the request of representation by a potential client. More Info
$501.1Ethics Credits -
On-DemandCD/DVD/USB, Online, iOS/Android App
Ethics & Client Communication: Setting Yourself Up for Success
This CLE will address the specific rules and comments regarding client communication to help lawyers understand not only their bar-mandated responsibilities, but also how to build a system to protect your mental health while also meeting clients’ needs. The instructor will share detailed insights into Rule 1.4 and also how to build a healthy legal practice in a high-stress profession. More Info
$501.1Ethics Credits -
On-DemandCD/DVD/USB, Online, iOS/Android App
Ethics & The Electronic Ages: Understanding Heightened Legal & Ethical Responsibilities
Law firms are struggling with how to guard against and respond to data breaches. Now that Ethical Rules of Conduct (and your specific State’s professional rules of conduct for lawyers) and the real risk of monetary and other penal impact to you truly exists, and the Rules (and other law) obligate you to take new and expansive steps to protect data, it is critical you appreciate your risk, and how to take steps to avoid data breaches, as well as how to handle and mitigate such breaches.... More Info
$501.1Ethics Credits -
On-DemandCD/DVD/USB, Online, iOS/Android App
FINRA’s Examination and Risk Monitoring Program
Attend this session to learn about the firm grouping structure and lessons learned during implementation. During this session, you will hear discussions around the firm grouping structure, lessons learned as a result of transformation, and what firms can expect going forward. After attending this session, you will be able to: Understand new organizational structures in the Exam, Specialist and Risk Monitoring Programs Discuss Risk Monitoring activities Discuss what firms can... More Info
$501.1General Credits -
On-DemandCD/DVD/USB, Online, iOS/Android App
Fintech Firms: Communications Compliance Topics
Join FINRA staff and industry panelists as they share insights on challenges and effective practices related to communications compliance for Fintech focused firms. The panel covers topical issues such as digital engagement practices, mobile applications, integrated product offerings, and crypto assets. Panelists answer questions and provide tips on the use of technology to help navigate this quickly evolving area. More Info
$501.1General Credits -
On-DemandCD/DVD/USB, Online, iOS/Android App
Form CRS: Practical Considerations for Attorneys
Every attorney who is in the position of referring a client to a financial professional or firm needs to be aware of the firm's CRS, a new 2- to 4-page disclosure document that SEC-regulated firms must deliver to their clients. The CRS was adopted to help investors understand the different standards of care that apply to their financial professionals (investment advisers vs. broker-dealers vs. dual registrants), as well as conflicts of interest embedded in the firm's way of doing busi... More Info
$501.1General Credits -
On-DemandCD/DVD/USB, Online, iOS/Android App
Franchise Law: From Contract Negotiation to Litigation
This CLE will cover franchise agreements; from negotiation of the terms prior to signature as well as issues to address during the course of litigation and/or termination. Attendees will be guided through how to negotiate specific provisions that will affect a client’s rights, as well as which areas of the agreements are typically litigated and how to demand and get the necessary information to effectively represent clients in court. More Info
$501.1General Credits -
On-DemandCD/DVD/USB, Online, iOS/Android App
Getting and Keeping Cases From The Plaintiffs Perspective: Delivering on Your Promises of Performance
Our speakers will discuss how to realistically market your firm given your experience and firm resources. Not everyone can afford television and media advertising, so how to you get the word out. The panelists will also discuss ways to ensure your client relationships are maintained at a high level, and how your clients can contribute to your marketing efforts. This is a practical overview of the business of attracting clients and keeping them informed and responsive to your efforts.... More Info
$501.1General Credits -
On-DemandCD/DVD/USB, Online, iOS/Android App
Hot Topics in FinTech
Join FINRA staff and industry practitioners as they discuss the growing area of FinTech (Financial Technology). The session includes a discussion on new and innovative ways firms are integrating fintech into their business models and the importance of a strong compliance structure to address regulatory obligations. After attending this session, you will be able to: Gain a perspective on how “FinTech” is defined by various industry stakeholders Discuss the supervisory challenges of t... More Info
$501.1General Credits -
On-DemandCD/DVD/USB, Online, iOS/Android App
How Lawyers Can Represent Brokers Beyond Their State Licensing
Brokers want to make deals throughout the nation, and chafe at the idea that their single state license will limit their ability or right to legally work on deals in other states. License portability-which is NOT license reciprocity-will allow this to occur, when the broker cooperates with a licensee of the state where the property is located. However, different states have different limitations on just what these out of state brokers can legally do. Learn how to find, inter... More Info
$501.1General Credits