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New Jersey CLE - Corporate Law Courses

This is a listing of Corporate Law CLE Courses for New Jersey. Please make your selection below of New Jersey CLE courses. Our courses are available on CDs, DVDs, Online & Mobile App. Click "Add" to purchase Individual CLE Courses. For more information about a particular CLE course, click on a course name.

Corporate Law Courses

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Ethics Credits
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Advertising After Operation Full Disclosure: The FTC’s New Focus on Disclosures in Advertising

As part of “Operation Full Disclosure,” the Federal Trade Commission recently sent warning letters to more than sixty national advertisers warning them that their television and print disclosures are not clear and conspicuous. This is second time in two years that the FTC has issued major guidance to industry on disclosures in advertising. What is Operation Full Disclosure all about? Why is the FTC so focused on disclosures – and national advertising – right now? And what should advertisers an...

General Credits
1
Price$50

An Overview of New Jersey Solar Energy Legislation

Solar energy is all the rage right now and New Jersey is at the legislative forefront of new industry standards. This timely CLE course will ensure you have the most up-to-date information on New Jersey’s exploding solar market and how recent aggressive legislative action impacts the industry. You will also learn how to take advantage of opportunities and protect your clients’ interests in light of the current renewable portfolio standard instituted by the New Jersey legislature.

General Credits
1
Price$50

Business Formations 102: Limited Liability Companies

This CLE course, presented by Tully Rinckey PLLC Partner Graig Zappia, Esq., will draw upon his experience as a seasoned real estate and corporate law attorney to assist attorneys of all levels of skill and experience in improving their legal knowledge regarding how to form Limited Liability Companies under New York State law. Mr. Zappia will provide guidance to attorneys on the various forms and procedural requirements to form Limited Liability Companies and Professional Limited Liability Com...

General Credits
1
Price$50

Common Examination Findings and Effective Compliance Practices (Small Firm Focus)

This CLE program will include a discussion of common deficiencies noted during FINRA cycle examinations. The program will also provide guidance on taking corrective action and updating compliance procedures and practices based on lessons learned from common exam deficiencies. After attending this session, you will be able to: Discuss common findings in various regulatory areas and related supervisory deficiencies. Identify controls, procedures and processes that member firms are inco...

General Credits
1
Price$50

Consideration and Practices for Supervising Independent Contractors

This CLE program provides guidance on supervising independent contractors. This panel of FINRA staff and industry members addresses common challenges in supervising independent contractors. The session offers examples and suggestions for firms to use in their everyday supervision and compliance efforts. The panel also discusses existing rules and related guidance, and shares effective industry practices. After attending this session, you will be able to: Understand the risk associate...

General Credits
1
Price$50

Customer Due Diligence Rule: 2017 FINRA Annual Conference

This CLE program provides guidance on Customer Due Diligence Rule. Join FINRA Staff and industry experts as they discuss the proposed rule and steps firms can take to meet the requirements. After attending this session, you will be able to: Summarize and explain FinCEN’s Customer Due Diligence Rule. Understand rule requirements. Identify steps firms have taken to meet the requirements.

General Credits
1
Price$50

Cybersecurity Threats and Loss Prevention (Medium and Large Firm Focus)

This CLE program provides guidance on useful practices for protecting customer information, what to do in the event of a data breach and tackling other cyber security situations. Every firm needs a cybersecurity program. Is your current plan as comprehensive or robust as it should be? Are you effectively protecting your firm and your clients from threats? Whether you're just starting out or updating a well-documented approach, this session will provide actionable best practices and highlight...

General Credits
1
Price$50

Detecting, Preventing, and Investigating Fraud and Misappropriation

This CLE program provides information regarding current fraud schemes from the front line regulators. After attending this session, you will be able to: Understand emerging trends in securities fraud and identify potential threats. Identify potential red flags associated with different types of financial fraud. Know who to contact to report potential fraud.

General Credits
1
Price$50

Developments in Copyright Law: A Recap of Significant Recent Cases

As the market becomes ever more global and the transfer and duplication of information becomes a matter of a click, copyright laws have been rushing to catch up to the issues. This CLE course presents a series of recent and very significant copyright cases that have arisen. Topics include: the recent Second Circuit decision in Viacom v. YouTube the Supreme Court's decision in a case involving the First Sale Doctrine the latest word in appropriation art from the Second Circuit a deci...

General Credits
1
Price$50

E-Discovery Case Law Review

In this CLE program, three e-discovery thought leaders, including one chief district judge and one Fortune 500 legal director will review the key e-discovery cases and trends from e-discovery case law. Topics Include Analysis of three influential e-discovery cases Judicial and in-house attorney’s perspective on current e-discovery issues Practical lessons from the bench and in-house counsel for creating defensible e-discovery processes

General Credits
1
Price$50


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