New Jersey CLE - Corporate Law Courses
CLE Courses Available on DVDs, Audio CDs, USB Stick, Online & iOS/Android App and Live Webinars!
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On-DemandCD/DVD/USB, Online, iOS/Android App
Communication Supervision Trends and Effective Practices
This CLE course offers a comprehensive exploration of critical issues in communications supervision, with a focus on emerging trends in off-channel communications and social media. Join industry experts and regulatory professionals as they provide practical insights into the latest supervisory challenges, share key examination findings, and discuss strategies for enhancing compliance programs. Key Topics Include: Off-Channel Communications: Examination findings and best practices for... More Info
$501General Credit -
On-DemandCD/DVD/USB, Online, iOS/Android App
Keeping Current With Fixed Income Securities
This CLE session offers attorneys a timely and in-depth overview of current legal and regulatory developments in the fixed income securities markets. Featuring staff from FINRA and the MSRB, the program will explore recent enforcement actions, evolving rule interpretations, and practical compliance guidance relevant to firms operating in this space. Attendees will gain insight into how current regulatory priorities are shaping supervision, reporting obligations, and firm conduct. Topics... More Info
$501General Credit -
On-DemandCD/DVD/USB, Online, iOS/Android App
Compliance & Legal Trends
In a financial and regulatory environment marked by rapid transformation, legal professionals play a critical role in guiding firms through evolving compliance expectations. This CLE course offers attorneys a forward-looking discussion on the emerging trends and strategic priorities shaping the securities industry—and what these developments mean for legal and compliance teams. Join industry leaders as they explore how firms are adapting to significant business, regulatory, and technolo... More Info
$501.2General Credits -
On-DemandCD/DVD/USB, Online, iOS/Android App
Capital Formation Developments
Capital formation remains a vital engine for economic growth—but in today’s rapidly evolving financial environment, legal professionals must navigate a shifting landscape of regulation, innovation, and market dynamics. This CLE course offers attorneys a comprehensive overview of the latest developments impacting capital raising activities and firm responsibilities. Attorneys will examine new and emerging opportunities to support the capital-raising process, including how firms are adapt... More Info
$501.1General Credits -
On-DemandCD/DVD/USB, Online, iOS/Android App
Artificial Intelligence: Opportunities and Use by Member Firms
This CLE course offers a focused overview of how artificial intelligence — especially Generative AI and Large Language Models — is being adopted across the financial services industry, with clear implications for legal professionals. Based on recent data from FINRA and industry leaders, it explores real-world AI use cases (e.g., summarization, drafting, classification) and the legal, regulatory, and ethical considerations tied to these technologies. Lawyers will gain practical insights... More Info
$501.1General Credits -
Live WebinarMonday, October 27, 20251:00 PM - 2:00 PM Eastern Time (EDT)
Live Webinar: Building an AI Governance Framework for Your Law Firm: Policies, Procedures, and Ongoing Compliance
As artificial intelligence tools become more deeply embedded in legal practice, law firms must develop practical systems to manage both the opportunities and the risks they present. This CLE program offers a structured framework for building and implementing internal AI governance policies. Participants will learn how to translate high-level principles into day-to-day practices that safeguard client information, address ethical risks such as confidentiality and competency, and ensure reliable... More Info
$501.1General Credits