New Jersey CLE - On-Demand Courses
CLE Courses Available on DVDs, Audio CDs, USB Stick, Online & iOS/Android App and Live Webinars!
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On-DemandCD/DVD/USB, Online, iOS/Android App
Fundamental Rights to a Clean, Safe and Healthy Environment: The Case for Green Amendments
This CLE course introduces an emerging intersection of environmental and constitutional law that proves promising in the field of public interest environmental law and advocacy: fundamental environmental rights. Green Amendments, as they’ve been termed, are self-executing provisions added to the bill of rights section of a constitution that recognize and protect the rights of all people, including future generations, to clean water, clean air, a stable climate and a healthy environment.... More Info
$751.8General Credits -
On-DemandCDs, DVDs, USB Stick
1st Amendment: Friend or Foe? The Pending 303 Creative v. Elenis Decision: Where are we Headed?
Join NYCLA’s Lesbian, Gay, Bisexual and Transgender Issues in the Law Committee for a lively discussion of the impact of the First Amendment on LGBTQ rights and where we are headed. Our expert panelists will discuss 303 Creative LLC v. Elenis, a pending Supreme Court case, where the Court will decide whether the Colorado Anti-Discrimination Act compelling a graphic artist to speak or stay silent about her religious objections to same-sex marriage violates the Free Speech Clause of the... More Info
$501.1General Credits -
On-DemandCD/DVD/USB, Online, iOS/Android App
Ask FINRA Senior Staff
During this CLE program, FINRA senior staff provide updates on key regulatory issues. Panelists address questions relating to FINRA’s risk-based examination program, disciplinary actions, market regulation programs and new and anticipated rules, among other topics. More Info
$501.2General Credits -
On-DemandCD/DVD/USB, Online, iOS/Android App
Compliance and Legal Trends
Join industry leaders as they discuss trends, key focus areas and strategies that are shaping the industry. Panelists share insights on how these changes will affect compliance, and how firms are evolving and responding to business, regulatory and technology issues. More Info
$501.1General Credits -
On-DemandCD/DVD/USB, Online, iOS/Android App
Franchise Sales Compliance
This CLE course is designed to assist legal counsel representing a franchisor in understanding how to keep the franchisor client compliant with the federal and state franchise laws. The compliance issues will be discussed in practical terms, with practical examples so that counsel can easily relay these concepts to their clients. More Info
$1002.4General Credits -
On-DemandCD/DVD/USB, Online, iOS/Android App
Capital Formation: Current Regulatory Landscape and Challenges
Attend this session to learn more about the regulatory landscape, potential challenges, and resources for firms as it relates to capital formation. This CLE program will discuss: Discuss current regulatory landscape Discuss challenges and obstacles from firm perspective Resources for firms More Info
$501.1General Credits -
On-DemandCD/DVD/USB, Online, iOS/Android App
Current Issues Under Regulation Best Interest and Form CRS
In an ongoing dialogue, regulators and industry practitioners come together to delve into a wide array of current topics and delve deep into the valuable lessons learned through their experiences with Reg BI (Regulation Best Interest) and Form CRS (Customer Relationship Summary). This collaborative discussion explores the multifaceted aspects of these regulatory frameworks, encompassing not only effective practices implemented within firms but also the examination experiences encountered along... More Info
$501.1General Credits -
On-DemandCD/DVD/USB, Online, iOS/Android App
Hot Topics in Municipal Securities and Other Fixed Income
This CLE program covers an assortment of key considerations surrounding fixed income securities including exam priorities, common findings and enforcement actions, fixed-income rulemaking, and an update on SEC Rule 15c2-11. This CLE program will discuss: Review of recent enforcement actions related to municipal securities (e.g., 529 Plans, municipal short positions), examination priorities, fixed income-related rulemaking and common problems uncovered during Member Supervision and Market... More Info
$501.1General Credits -
On-DemandCD/DVD/USB, Online, iOS/Android App
Leveraging Regulatory Technology for Your Firm
During this CLE program, panelists discuss how RegTech is impacting the securities industry as well as related benefits, risks and regulatory considerations. The session also covers different RegTech tools available to enhance compliance efforts, such as FINRA's new Machine Readable Rulebook as well as other tools involving the use of artificial intelligence and cloud computing. This session will discuss: Considerations for using Regtech tool such as those incorporating AI for regul... More Info
$501.1General Credits -
On-DemandCD/DVD/USB, Online, iOS/Android App
Market Regulation and Transparency Services Priorities: What You Need to Know
During this CLE session, FINRA staff discuss updates to market regulation and transparency priorities related to equities, options and fixed income compliance programs. This session will discuss: Discuss updates on market regulation and transparency priorities, including current initiatives and rulemaking FINRA panelists share thoughts on equities, options and fixed income compliance programs Include information on: Manipulative Trading Reg Notice 22-27 (TRACE) Fixed Income Fair... More Info
$501.1General Credits