Securities Law Bundle - New Hampshire CLE

We have selected our most popular lectures and bundled them together into our New Hampshire Securities Law Bundle. This Bundle contains 12 Credit Hours of NH CLE Lectures - Including 2 Credit Hours of Ethics.

MCLE Courses Available on DVDs, Audio CDs, USB Stick, Online & iOS/Android App!

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12.4
Credit Hours
of CLE Lectures
Save $310
Only $295
Save $310
Courses priced individually at $605
  • Includes 3.5 Ethics

Securities Law Bundle Includes:

  • $50

    Compliance & Legal Trends

    General Credits: 1

    In a financial and regulatory environment marked by rapid transformation, legal professionals play a critical role in guiding firms through evolving compliance expectations. This CLE course offers attorneys a forward-looking discussion on the emerging trends and strategic priorities shaping the sec...

  • $50

    How to Use Data to Drive Effective Oversight

    General Credits: 1

    As data analytics become central to regulatory compliance, legal professionals must understand how firms use data to guide surveillance and oversight. This CLE session offers attorneys a practical look at how firms—large and small—are adopting risk-based, outcome-driven approaches to compliance thr...

  • $35

    Keeping Current With Fixed Income Securities

    General Credits: 0.8

    This CLE session offers attorneys a timely and in-depth overview of current legal and regulatory developments in the fixed income securities markets. Featuring staff from FINRA and the MSRB, the program will explore recent enforcement actions, evolving rule interpretations, and practical compliance...

  • $50

    Capital Formation Developments

    General Credits: 1

    Capital formation remains a vital engine for economic growth—but in today’s rapidly evolving financial environment, legal professionals must navigate a shifting landscape of regulation, innovation, and market dynamics. This CLE course offers attorneys a comprehensive overview of the latest developm...

  • $50

    Cybersecurity, Data Protection and AI Ethics: Identifying and Avoiding Common Pitfalls

    Ethics Credits: 1

    This CLE course explores the current cybersecurity risk landscape in the context of the ABA Model Rules on maintaining competency. It examines how technology affects the security and privacy of client communications, information management, billing, and the supervision of law firm personnel. The co...

  • $35

    Communication Supervision Trends and Effective Practices

    General Credits: 0.8

    This CLE course offers a comprehensive exploration of critical issues in communications supervision, with a focus on emerging trends in off-channel communications and social media. Join industry experts and regulatory professionals as they provide practical insights into the latest supervisory chal...

  • $75

    Artificial Intelligence as Evidence: Discoverability, Use, Admissibility of Algorithmic & Digital Evidence

    General Credits: 1.5

    Recent interest in AI has been focused on how it can be used to improve productivity in your practice. This CLE looks at AI from a different perspective – as evidence that may be crucial to your trial. It will cover the legal definitions of artificial intelligence and what types of evidence fal...

  • $50

    From Ethics to Enterprise: What AI and ABS Mean for the Modern Lawyer

    Ethics Credits: 1

    As technology and capital reshape the legal profession, attorneys face complex ethical questions that demand thoughtful navigation. This CLE program will examine the ethical challenges—and opportunities—presented by two key forces driving change in the practice of law: artificial intelligence and n...

  • $75

    Selective Ethics in Litigation from the Plaintiff's Perspective

    Ethics Credits: 1.5

    This CLE course will focus on the ethical obligations that govern counsel in litigated matters and the boundaries that must be respected to ensure compliance with professional standards. Panelists will explore the ethical rules that shape an attorney’s responsibilities when representing a client an...

  • $35

    Filing Requirements and Due Diligence Obligations for Public Offerings and Private Placements

    General Credits: 0.8

    Join FINRA staff and industry experts for an in-depth discussion on the regulatory landscape of registered and unregistered offerings. This CLE course covers essential filing requirements, due diligence practices, and conflict-of-interest management strategies for legal professionals. Key Topics:...

  • $50

    Complex Products: New Developments and Compliance Considerations for Retail Firms

    General Credits: 1

    As complex investment products become increasingly prevalent in the retail market, attorneys and compliance professionals face heightened challenges in navigating legal risk, regulatory scrutiny, and investor protection obligations. This 60-minute CLE session—designed for legal and compliance p...

  • $50

    Legal Risk and Regulatory Strategy: A Conversation with FINRA Senior Leaders

    General Credits: 1

    This CLE course, tailored for legal and compliance professionals in the financial industry, addresses key FINRA regulatory topics based on audience questions. It provides actionable insights to navigate the evolving regulatory landscape. What You Will Learn FINRA Forward Initiatives: Understand...

12.4
Credit Hours
of CLE Lectures

CLE Your Way, Anywhere!
DVDs, Audio CDs, USB Stick, Online & iOS/Android App included at no extra charge!

Course Media Options
Only $295
Save $310
Courses priced individually at $605

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