Nebraska CLE - All Courses
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Advertising Compliance: Fundamentals of FINRA Rule 2210
This CLE course is designed for attorneys who are new to FINRA’s advertising rules or experienced practitioners interested in a refresher. A panel of FINRA professionals provides an overview of FINRA’s Communications With the Public rule, including filing requirements, internal approval and supervision, and content standards. Panelists answer questions about how to apply the rules to financial services communications and marketing materials. More Info
$501General Credit -
Advising a Client as to the Purchase of a Franchise
This CLE lecture will focus on providing information to a prospective franchisee as to the purchase of a franchise. The lecture will concentrate on the provisions contained in the franchisor’s Franchise Disclosure Document, typical provisions in the Franchise Agreement and the political ramifications as to where a franchisee should locate his franchise. More Info
$501General Credit -
Analyzing the Right and Ethical Way to Prepare Witnesses in Criminal Cases
Both prosecutors and criminal defense lawyers have professional and ethical obligations to zealously represent their clients. However, they must also comply with rules of professional conduct address candor and honesty with the tribunal. How can these lawyers serve both of these masters when it comes to preparing witnesses for trial? On the one hand, these lawyers are obligated to professionally structure their preparation to maximize success as defined by their client’s best interests. On... More Info
$501Ethics Credit -
Anatomy of a Slip and Fall Case from Start to Finish
A major nor’easter brought accumulating snow to much of the mid-Atlantic and Northeast U.S. As a result of this storm, numerous slip and fall injuries on snow and ice have resulted in ongoing litigation. In this CLE course we will step through a hypothetical slip and fall case from the perspective of three individuals: plaintiff’s attorney, defense attorney, and meteorologist expert. First, we will discuss the chronology of meteorological events which created the hazardous situation.... More Info
$501General Credit -
Antitrust Merger Enforcement: Significant Regulatory Developments and Issues Explored
This CLE course provides an in-depth overview of the US merger control process, antitrust agency priorities, forthcoming revisions to the US merger guidelines, and highlights of recent merger challenges. The course is designed to give attorneys a comprehensive understanding of the current state of antitrust regulations in the US and the role of antitrust agencies in reviewing and challenging mergers. The course will begin by exploring the fundamentals of US merger control process, inclu... More Info
$501General Credit -
Ask FINRA Senior Staff
During this CLE program, FINRA senior staff provide updates on key regulatory issues. Panelists address questions relating to FINRA’s risk-based examination program, disciplinary actions, market regulation programs and new and anticipated rules, among other topics. More Info
$501General Credit -
Attorney Ethics, Civility and Professionalism
Modern rules of professional conduct and professional ideals create a number of professionalism and civility obligations on attorneys. The rules though do little to help attorneys manage their day to day interactions with colleagues to achieve these goals. This presentation will discuss emotional regulation and reframing concepts to assist attorneys in managing their habits and emotions that can either lead to unprofessional or, ideally, perfectly professional conduct. More Info
$501Ethics Credit -
Attorney Professionalism: Staying Calm, Cool, and Collected
How do I develop my professional persona? This CLE course will discuss practical tips for maintaining your cool, including effective communication verbal, and non-verbal during in-person interactions, Zoom hearings, other camera-ready events, and social media. Professionalism and respectful behavior are always required, whether you are addressing the Court, opposing counsel, Court personnel, or your clients. You only have one time to make an impression. Your reputation is key to a succe... More Info
$501General Credit -
Back to the Future in Fixed Income Investing? Navigating a Changing Landscape in Municipal and Fixed Income Securities
This panel will discuss common content standards between FINRA Rule 2210 and MSRB Rule G-21 and describe some key differences. Attendees will hear tips on creating compliant municipal securities communications and considerations for more complex debt instruments. Attendees will gain knowledge of how FINRA’s Fixed Income Regulation Staff works with MSRB on municipal securities matters. Topics Discussed: Comply with the common content standards of FINRA Rule 2210 and MSRB Rule G-21 an... More Info
$501General Credit -
Being a DEIA Agent of Change in The Legal Workplace and Beyond
Being a DEIA Agent of Change in the Legal Workplace and Beyond is an introductory course to Diversity, Equity, Inclusion and Accessibility (DEIA) concepts and initiatives from a legal perspective. The course begins by discussing the definition of DEIA and related concepts. The course also provides some background about the legal history of DEIA initiatives and responses in America, with a focus on the Civil War era, Civil Rights Movement, and DEIA’s recent evolution and backlash. The c... More Info
$501Ethics Credit