Missouri MCLE - On-Demand Courses
MCLE Courses Available on DVDs, Audio CDs, USB Stick, Online & iOS/Android App and Live Webinars!
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On-DemandCD/DVD/USB, Online, iOS/Android App
Common Examination Findings and Compliance Effective Practices for Institutional Firms
This CLE program provides guidance on common deficiencies noted during FINRA cycle examinations of institutional firms, and issues that result in a cautionary letter. Industry practitioners discuss their experience during examinations and taking corrective action and updating compliance procedures and practices based on lessons learned from common examination deficiencies. After attending this session, you will be able to: Understand the FINRA examination process and how to create effe... More Info
$501General Credit -
On-DemandCD/DVD/USB, Online, iOS/Android App
Common Examination Findings and Effective Compliance Practices
This CLE program will include a discussion of common deficiencies noted during FINRA cycle examinations. The program will also provide guidance on taking corrective action and updating compliance procedures and practices based on lessons learned from common exam deficiencies. After attending this session, you will be able to: Discuss common findings in various regulatory areas and related supervisory deficiencies. Identify controls, procedures and processes that member firms are inco... More Info
$501General Credit -
On-DemandCD/DVD/USB, Online, iOS/Android App
Common Examination Findings and Effective Compliance Practices (Medium and Large Firm Focus)
This CLE program provides guidance on common deficiencies noted during FINRA examinations of medium and large firms.. Industry practitioners discuss taking proactive compliance measures and corrective action in response to examination deficiencies and recommendations. Senior FINRA staff discuss the exam process from their perspective and provide examples of best practices. After attending this session, you will be able to: Understand the FINRA examination process and effective practice... More Info
$501General Credit -
On-DemandCD/DVD/USB, Online, iOS/Android App
Common Traffic Court Cases: Do’s and Dont’s
Practical advice on how to handle traffic matters in local criminal courts with a focus on some of the most commonly charged offenses. This CLE lecture is for those attorneys who do not typically appear in traffic court but wish to provide competent advice and/or representation. Types of cases include but are not limited to Aggravated Unlicensed Operation, Speeding, Use of Portable Electronic Devices and Reckless Driving. More Info
$501General Credit -
On-DemandCD/DVD/USB, Online, iOS/Android App
Copyright Reversion 101, 201 and 601: Beginning, Intermediate and Advanced Issues on Termination of Grants and Licenses
US Copyright Law provides authors, artists, musicians and other creative people and their heirs the right to terminate certain prior grants of copyright. Obviously, the termination or “recapture” of copyrights can have huge commercial implications. But the statutory rules governing copyright termination are complex. Who can terminate a copyright grant? What grants can be terminated? How does a copyright owner give notice of an attempt to terminate? And what is the practical effect of terminati... More Info
$501General Credit -
On-DemandCD/DVD/USB, Online, iOS/Android App
Copyright, Fair Use, and Looking Toward the Future
This CLE program will introduce viewers to the basics of copyright law and to the affirmative, and often judicially expanding, defense of “fair use.” The instructor will explain the significance of Google v. Oracle, which was recently been argued before the Supreme Court, and its potential impact on the judicial interpretation of what constitutes “fair use”. Some recent copyright regulations, such as one permitting for group registration of short online works, and pending legislation will als... More Info
$501General Credit -
On-DemandCD/DVD/USB, Online, iOS/Android App
Counsel's Role in Developing & Adopting a Code of Ethics
Codes of Ethics often occupy a gray area. Is the Code a policy? A part of By-laws? Is it enforceable? Does it apply to everyone? Is it mandatory, merely aspirational or just window dressing? It has become increasingly common for organizations of all types – for-profit, non-profit, governmental, homeowner associations and others – to adopt such Codes. What these disparate entities have in common is a small cadre of persons acting on behalf of larger constituencies under the scrutiny of... More Info
$501General Credit -
On-DemandCD/DVD/USB, Online, iOS/Android App
Counsel’s Role in Adopting, Implementing & Enforcing a Code of Ethics
What exactly is a code of ethics? Are they policies? By-laws? Suggestions? Are they enforceable? To whom do they apply? Regardless of what type of organization you belong to, most today have some form of ethical code they adopt and claim to abide by, especially given that they are represented by a small cadre of individuals under the scrutiny of both stakeholders and the larger population. This CLE course will explain the role of attorneys in the creation, adoption and implementation of... More Info
$501General Credit -
On-DemandCD/DVD/USB, Online, iOS/Android App
COVID-19 and Due Process
This CLE program will focus on due process issues related to litigating cases during the COVID pandemic. Topics can include issues with jury selection, public access to courts, witness testimony, use of remote/video testimony, speedy trial, and best health practices in offices and in court. The presentation is designed to be modular and specific areas can be expanded or removed based on other presentations. More Info
$501General Credit -
On-DemandCD/DVD/USB, Online, iOS/Android App
Covid-19 and Sports: Legal Issues and Future Challenges
COVID-19 has impacted every industry across the world, including sports and entertainment. In addition to the industries themselves, each individual player has been affected. This CLE course will explain the direct issues that have arisen in sports as a result of COVID-19. The course will also address legal issues related to college sports and names, images and likenesses and the Olympic Athletes Empowerment Act as well as risk management in the field. More Info
$501General Credit